Lai, Dick Wai (SFC:AEJ001) 黎廸韋

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2010-04-15 2012-09-29
2 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2010-04-15 2012-09-29
3 HAI TONG SECURITIES (HK) BROKERAGE LIMITED Rep Dealing in futures contracts 2008-09-11 2011-05-03
Rep Dealing in securities 2008-09-11 2011-05-03
4 Essence International Securities (Hong Kong) Limited Rep Dealing in securities 2012-10-05
Rep Advising on securities 2016-02-03
5 Essence Futures (Hong Kong) Limited Rep Dealing in futures contracts 2012-10-05
6 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Dealing in securities 2004-06-16 2006-09-19
7 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2004-06-16 2006-09-19
8 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2004-06-16 2006-09-19
9 BOCI SECURITIES LIMITED Rep Dealing in futures contracts 2006-09-25 2008-08-28
Rep Dealing in securities 2006-09-25 2008-08-28
10 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Advising on corporate finance 2003-11-12
Rep Advising on securities 2003-11-12
Rep Asset management 2003-11-12
Rep Dealing in securities 2003-11-12
11 BNP PARIBAS PEREGRINE FUTURES LIMITED Rep Advising on futures contracts 2003-11-12
Rep Asset management 2003-11-12
Rep Dealing in futures contracts 2003-11-12

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top