Ngan, Man Kit (1961) 顏文傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALPHA ASSET INVESTMENTS LIMITED | RO | Advising on securities | 2006-03-31 | RO | Asset management | 2006-03-31 |
| 2 | Cynosure Asset Management Hong Kong Limited | Rep | Advising on corporate finance | 2019-10-11 | 2019-12-04 | Rep | Advising on securities | 2019-10-11 | 2019-12-04 | Rep | Asset management | 2019-10-11 | 2019-12-04 | Rep | Dealing in securities | 2019-10-11 | 2019-12-04 | RO | Advising on corporate finance | 2019-12-04 | 2023-03-31 | RO | Advising on securities | 2019-12-04 | 2023-03-31 | RO | Asset management | 2019-12-04 | 2023-03-31 | RO | Dealing in securities | 2019-12-04 | 2023-03-31 |
| 3 | HANG SENG INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2007-05-30 | 2019-08-18 | RO | Asset management | 2007-05-30 | 2019-08-18 | RO | Dealing in securities | 2007-05-30 | 2019-08-18 | Rep | Advising on futures contracts | 2008-05-26 | 2010-02-01 | RO | Advising on corporate finance | 2018-05-17 | 2019-08-18 | RO | Advising on futures contracts | 2018-05-17 | 2019-08-18 |
| 4 | HANG SENG INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2006-12-21 | 2007-06-21 |
| 5 | UNI-ALPHA FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-10-21 | 2006-01-27 |
| 6 | UNI-ALPHA SECURITIES LIMITED | Rep | Dealing in securities | 2004-10-21 | 2005-02-02 | RO | Dealing in securities | 2005-02-02 | 2006-01-27 |
| 7 | Winner Zone Asset Management Limited | Rep | Advising on securities | 2023-06-08 | 2023-07-25 | Rep | Asset management | 2023-06-08 | 2023-07-25 | Rep | Dealing in securities | 2023-06-08 | 2023-07-25 | RO | Advising on securities | 2023-07-25 | RO | Asset management | 2023-07-25 | RO | Dealing in securities | 2023-07-25 |
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