Leung, Wing Yan (SFC:AFT866) 梁詠欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-02 | Rep | Asset management | 2003-04-02 | Rep | Dealing in futures contracts | 2003-04-02 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-02 | Rep | Advising on securities | 2003-04-02 | Rep | Asset management | 2003-04-02 | Rep | Dealing in securities | 2003-04-02 |
| 3 | LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2007-09-11 | 2008-01-22 | Rep | Advising on securities | 2007-09-11 | 2012-10-31 | Rep | Dealing in securities | 2007-10-29 | 2012-10-31 |
| 4 | Polen Capital HK Limited | Rep | Advising on securities | 2012-10-04 | 2015-09-01 | Rep | Dealing in securities | 2012-10-04 | 2015-09-01 |
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