Chan, Yue Kei 陳汝基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Hongkong Bay Securities Limited | Rep | Advising on corporate finance | 2003-09-24 | Rep | Advising on securities | 2003-09-24 | Rep | Asset management | 2003-09-24 | Rep | Dealing in securities | 2004-03-08 |
| 2 | KOALA SECURITIES LIMITED | Rep | Dealing in securities | 2015-12-17 | 2016-04-11 | RO | Dealing in securities | 2016-04-11 | 2019-03-07 | RO | Advising on securities | 2016-08-15 | 2019-03-07 |
| 3 | Minerva Holding Financial Securities Limited | Rep | Dealing in securities | 2005-11-16 | 2014-12-31 |
| 4 | ONE CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-16 | 2005-11-05 |
| 5 | ZHONG JIA SECURITIES LIMITED | RO | Dealing in securities | 2020-09-29 | |
| 6 | Zhong Xiang Securities Limited | Rep | Dealing in securities | 2019-05-20 | 2019-06-03 | RO | Dealing in securities | 2019-06-03 | 2020-09-22 |
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