Lam, Lok Ki 林樂麒

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep Dealing in futures contracts 2012-02-13 2012-04-17
Rep Dealing in securities 2012-02-13 2012-04-17
2 METRO CAPITAL SECURITIES LIMITED Rep Dealing in securities 2011-06-15 2012-02-02
3 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED Rep Dealing in futures contracts 2012-05-17 2015-06-30
4 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED Rep Dealing in securities 2012-05-17 2015-06-30
5 Yuanta Asia Investment (Hong Kong) Limited Rep Dealing in securities 2010-11-18 2011-06-10
Rep Dealing in futures contracts 2011-03-11 2011-06-10

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