Shea, Patrick Kwok Hing 佘國興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Blackhorn Wealth Management Limited | Rep | Advising on securities | 2019-07-02 | 2019-08-22 | Rep | Asset management | 2019-07-02 | 2019-08-22 | RO | Advising on securities | 2019-08-22 | 2020-07-31 | RO | Asset management | 2019-08-22 | 2020-07-31 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2003-10-20 | 2004-02-25 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2003-10-20 | 2004-02-25 |
| 4 | CLC FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-12-14 | |
| 5 | CLC SECURITIES LIMITED | Rep | Dealing in securities | 2015-12-14 | |
| 6 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-11-11 | 2008-12-25 |
| 7 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-12-03 | 2008-12-25 |
| 8 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-11-11 | 2008-12-25 |
| 9 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-05-20 | 2015-11-06 |
| 10 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2015-05-20 | 2015-11-06 |
| 11 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2007-03-16 | 2007-09-21 |
| 12 | Funderstone Securities Limited | Rep | Dealing in securities | 2007-03-16 | 2007-09-21 |
| 13 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-02-12 | 2009-04-29 |
| 14 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-02-12 | 2009-04-29 |
| 15 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2014-03-28 | 2015-05-15 | Rep | Dealing in securities | 2014-03-28 | 2015-05-15 |
| 16 | METRO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-05 | 2014-03-24 |
| 17 | QUAM FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-01 | 2006-01-31 |
| 18 | Quam Securities Limited | Rep | Dealing in securities | 2004-03-01 | 2007-03-01 | Rep | Dealing in futures contracts | 2004-10-26 | 2007-03-01 | Rep | Dealing in futures contracts | 2007-10-09 | 2007-10-13 | Rep | Dealing in securities | 2007-10-09 | 2007-10-13 |
| 19 | SANSTON FINANCIAL GROUP LIMITED | RO | Dealing in securities | 2015-12-28 | 2018-11-09 | RO | Advising on securities | 2017-07-14 | 2018-11-09 | Rep | Advising on securities | 2020-09-07 | 2020-09-18 | RO | Advising on securities | 2020-09-18 | RO | Dealing in securities | 2020-09-18 |
| 20 | Sanston Investment (HK) Limited | RO | Asset management | 2017-12-05 | 2018-11-09 | Rep | Asset management | 2020-09-07 | 2020-09-18 | RO | Asset management | 2020-09-18 |
| 21 | Solshire International Capital Management (HK) Limited | RO | Advising on securities | 2018-11-15 | 2019-05-10 | RO | Asset management | 2018-11-15 | 2019-05-10 |
| 22 | TIMES SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-11-07 | 2008-09-10 |
| 23 | WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED | Rep | Advising on futures contracts | 2003-08-16 | Rep | Asset management | 2003-08-16 | Rep | Automated trading services | 2003-08-16 | Rep | Dealing in futures contracts | 2003-08-16 |
| 24 | WING ON CHEONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-16 | Rep | Advising on securities | 2003-08-16 | Rep | Asset management | 2003-08-16 | Rep | Automated trading services | 2003-08-16 | Rep | Dealing in securities | 2003-08-16 |
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