Otani, Tomono 大谷知乃
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2003-04-10 | 2004-05-31 |
| 2 | DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2003-07-22 | 2004-05-31 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-07-31 | 2020-11-26 | Rep | Dealing in futures contracts | 2009-06-17 | 2016-05-05 | Rep | Advising on securities | 2011-03-15 | 2020-11-26 |
| 4 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-06-03 | 2007-07-28 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-06-03 | 2007-07-28 | Rep | Dealing in securities | 2004-06-03 | 2007-07-28 |
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