Chong, Siu Suet 莊小雪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2013-11-08 | 2018-06-27 | RO | Dealing in futures contracts | 2018-06-27 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2013-11-08 | 2018-06-27 | RO | Dealing in securities | 2018-06-27 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-06-07 | 2011-10-23 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-06-07 | 2011-10-23 | Rep | Advising on securities | 2011-05-06 | 2011-10-23 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-01-20 | 2013-11-04 | Rep | Dealing in securities | 2012-01-20 | 2013-11-04 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-18 | 2013-11-04 | Rep | Dealing in securities | 2012-06-18 | 2013-11-04 |
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