Chang, Helen 張令遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PGIM (Hong Kong) Limited | Rep | Advising on securities | 2020-03-16 | 2020-08-27 | Rep | Dealing in securities | 2020-03-16 | 2020-08-27 | RO | Advising on securities | 2020-08-27 | RO | Dealing in securities | 2020-08-27 |
| 2 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | RO | Advising on securities | 2013-06-11 | 2014-06-01 |
| 3 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on securities | 2007-06-22 | 2009-02-02 | Rep | Dealing in securities | 2007-06-22 | 2009-02-02 | Rep | Advising on securities | 2014-08-21 | 2015-12-21 | Rep | Dealing in securities | 2014-08-21 | 2015-12-21 |
| 4 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | RO | Advising on securities | 2009-01-06 | 2019-11-29 | RO | Asset management | 2009-01-06 | 2019-11-29 |
| 5 | Principal Investment & Retirement Services Limited | Rep | Advising on securities | 2014-08-21 | 2019-11-29 | Rep | Dealing in securities | 2014-08-21 | 2019-11-29 |
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