Lee, Kei Shun 李基舜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-04-17 | 2007-08-16 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-04-17 | 2007-08-16 |
| 3 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Dealing in securities | 2007-09-20 | 2007-11-08 | RO | Dealing in securities | 2007-11-08 | 2008-05-21 | RO | Asset management | 2008-03-11 | 2008-05-21 |
| 4 | CES Capital International (Hong Kong) Co., Limited | RO | Dealing in securities | 2011-11-17 | 2014-01-02 | RO | Advising on securities | 2012-09-18 | 2014-01-02 |
| 5 | FORMAX SECURITIES LIMITED | RO | Dealing in securities | 2014-09-12 | 2015-12-11 |
| 6 | FULBRIGHT SECURITIES LIMITED | Rep | Automated trading services | 2003-10-30 | 2004-11-05 | Rep | Dealing in securities | 2003-10-30 | 2006-03-01 |
| 7 | Look's Securities Limited | Rep | Dealing in securities | 2018-02-07 | 2018-04-12 | RO | Dealing in securities | 2018-04-12 | 2022-07-04 |
| 8 | New Harvest Wealth Securities Company Limited | RO | Advising on securities | 2016-06-28 | 2017-10-07 | RO | Dealing in securities | 2016-06-28 | 2017-10-07 |
| 9 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-03-09 | 2007-03-26 | Rep | Leveraged foreign exchange trading | 2006-07-17 | 2007-03-26 |
| 10 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-03-07 | 2007-03-26 | Rep | Advising on securities | 2006-07-17 | 2007-03-26 |
| 11 | Public Securities Limited | RO | Dealing in securities | 2008-06-16 | 2011-09-29 |
| 12 | Safari Asia Limited | Rep | Advising on securities | 2018-02-07 | 2018-04-12 | RO | Advising on securities | 2018-04-12 | 2022-07-04 | RO | Asset management | 2018-04-12 | 2022-07-04 | RO | Dealing in securities | 2020-08-18 | 2022-07-04 |
| 13 | Sinofortune Securities Limited | Rep | Advising on corporate finance | 2003-05-12 | Rep | Advising on securities | 2003-05-12 | Rep | Automated trading services | 2003-05-12 | Rep | Dealing in securities | 2003-10-20 |
| 14 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2003-06-19 | 2003-10-20 |
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