Wong, Po Chin 黃步前
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2017-02-15 | 2018-10-19 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2022-04-27 | Rep | Dealing in securities | 2022-04-27 |
| 3 | China Renaissance Securities (Hong Kong) Limited | Rep | Dealing in securities | 2019-01-07 | 2019-10-17 | Rep | Advising on securities | 2019-02-01 | 2019-10-17 |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2005-04-23 | 2006-08-05 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-04-13 | 2022-03-17 | Rep | Advising on securities | 2021-05-12 | 2022-03-17 |
| 6 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2012-03-08 | 2012-11-30 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-08-08 | 2009-08-15 |
| 8 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-09-28 | 2012-02-03 | Rep | Advising on securities | 2009-10-16 | 2012-02-03 |
| 9 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-09-04 | 2008-07-04 | Rep | Dealing in futures contracts | 2008-06-05 | 2008-07-04 |
| 10 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-08-05 | 2017-01-27 |
| 11 | Yellow River Securities Limited | Rep | Dealing in securities | 2020-04-14 | 2021-03-29 |
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