Lee, Adelina Nga Lam 李雅琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Advising on futures contracts | 2004-02-03 | Rep | Asset management | 2004-02-03 | Rep | Dealing in futures contracts | 2004-12-11 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-03 | Rep | Advising on securities | 2004-02-03 | Rep | Asset management | 2004-02-03 | Rep | Dealing in securities | 2004-12-11 |
| 3 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-08-09 | 2015-03-01 |
| 4 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-08-09 | 2015-03-01 |
| 5 | FT Securities Limited | Rep | Dealing in futures contracts | 2011-12-22 | 2012-04-28 | Rep | Dealing in securities | 2011-12-22 | 2012-04-28 |
| 6 | SANFULL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-01-03 | 2011-12-16 |
| 7 | SANFULL SECURITIES LIMITED | Rep | Dealing in securities | 2008-01-03 | 2011-12-16 |
| 8 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-12-13 | 2007-12-18 |
| 9 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-12-13 | 2007-12-18 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy