Chau, Kwok Fai 周國輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LT Finance Management Limited | Rep | Advising on securities | 2016-06-20 | 2017-06-30 |
| 2 | SPARX Asia Investment Advisors Limited | Rep | Advising on securities | 2006-09-11 | 2014-08-18 | Rep | Asset management | 2006-09-11 | 2014-08-18 |
| 3 | SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2017-07-24 | 2017-10-17 | RO | Asset management | 2017-10-17 | 2019-09-30 |
| 4 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | RO | Asset management | 2019-10-01 | Rep | Advising on securities | 2020-01-13 | Rep | Dealing in securities | 2020-01-13 | 2023-01-13 |
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