Chien, Li Min 簡利珉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Securities Limited | RO | Dealing in securities | 2007-11-02 | 2008-06-28 | Rep | Advising on securities | 2008-01-02 | 2008-06-28 | Rep | Dealing in futures contracts | 2008-01-02 | 2008-06-28 |
| 2 | HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-02-02 | 2011-03-24 | Rep | Dealing in futures contracts | 2010-03-08 | 2011-03-24 |
| 3 | Look's Securities Limited | RO | Dealing in securities | 2017-04-13 | 2017-10-19 |
| 4 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2013-03-13 | 2013-09-04 | Rep | Dealing in securities | 2013-03-13 | 2013-09-04 | Rep | Leveraged foreign exchange trading | 2013-03-13 | 2013-09-04 |
| 5 | Open Securities Limited | Rep | Advising on securities | 2011-05-04 | 2012-06-15 | Rep | Dealing in securities | 2011-05-04 | 2012-06-15 |
| 6 | PAOCHU INVESTMENT ADVISORY LIMITED | Rep | Advising on securities | 2013-10-15 | 2014-11-21 | Rep | Asset management | 2013-10-15 | 2014-11-21 |
| 7 | QMIS Securities Limited | RO | Dealing in securities | 2009-07-24 | 2009-12-09 |
| 8 | Safari Asia Limited | Rep | Asset management | 2017-04-13 | 2017-10-19 | RO | Advising on securities | 2017-04-13 | 2017-10-19 |
| 9 | TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2012-12-10 | 2013-01-21 |
| 10 | UNICORN SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-09-01 | 2016-02-19 |
| 11 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2014-12-30 | 2015-08-24 | Rep | Dealing in securities | 2014-12-30 | 2015-08-24 | Rep | Dealing in futures contracts | 2015-04-23 | 2015-08-24 | Rep | Leveraged foreign exchange trading | 2015-04-23 | 2015-08-24 |
| 12 | Yuet Sheung International Securities Limited | Rep | Dealing in securities | 2016-03-29 | 2016-05-16 | Rep | Advising on securities | 2016-05-05 | 2016-05-16 | RO | Advising on securities | 2016-05-16 | 2016-07-12 | RO | Dealing in securities | 2016-05-16 | 2016-07-12 |
| 13 | Zeta Capital (H.K.) Limited | Rep | Advising on securities | 2016-07-29 | 2016-09-29 | RO | Advising on securities | 2016-09-29 | 2017-03-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy