Lo, Alison Shuk Kwan 盧淑君

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI SECURITIES LIMITED Rep Advising on securities 2009-08-06 2010-07-06
Rep Dealing in securities 2009-09-11 2010-07-06
Rep Dealing in futures contracts 2009-11-24 2010-07-06
2 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED Rep Advising on securities 2007-03-15 2009-08-01
Rep Asset management 2007-03-15 2009-08-01
3 Golden K2 Securities Limited Rep Dealing in securities 2018-08-16 2018-08-24
RO Dealing in securities 2018-08-24 2020-07-01
4 Maxcess Capital Limited Rep Advising on securities 2018-08-16 2018-08-24
Rep Asset management 2018-08-16 2018-08-24
RO Advising on securities 2018-08-24 2020-07-01
RO Asset management 2018-08-24 2020-07-01
5 TARGET CAPITAL MANAGEMENT LIMITED (HK) RO Advising on securities 2011-05-30 2013-12-05
RO Asset management 2011-05-30 2013-12-05
RO Dealing in securities 2011-05-30 2013-12-05

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