Chan, Fung Ping (SFC:AOU775) 陳鳳萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-08-08 | 2013-11-18 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2013-08-08 | 2013-11-18 |
| 3 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-05-13 | 2013-07-17 | Rep | Dealing in futures contracts | 2013-12-03 | 2014-05-02 |
| 4 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-05-13 | 2013-07-17 | Rep | Dealing in securities | 2013-12-03 | 2014-05-02 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-08-08 | 2013-11-18 |
| 6 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2019-07-02 | 2019-09-24 |
| 7 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Dealing in securities | 2008-10-16 | 2009-03-29 |
| 8 | Look's Securities Limited | Rep | Dealing in securities | 2019-03-22 | 2019-03-26 |
| 9 | Metaverse Securities Limited (HK) | Rep | Advising on securities | 2014-06-05 | 2014-09-03 | Rep | Dealing in securities | 2014-06-05 | 2014-09-03 |
| 10 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-04-19 | 2008-06-11 |
| 11 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-04-19 | 2008-06-11 |
| 12 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2008-06-13 | 2008-08-01 |
| 13 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2008-06-13 | 2008-08-01 |
| 14 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2014-10-15 | 2016-06-30 |
| 15 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-08-31 | 2009-09-05 |
| 16 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-30 | 2012-06-29 |
| 17 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-10-21 | 2012-06-29 |
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