Siu, Chi Ming (SFC:AAC732) 蕭志明

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNP PARIBAS PEREGRINE FUTURES LIMITED Rep Advising on futures contracts 2004-02-03
Rep Asset management 2004-02-03
Rep Dealing in futures contracts 2004-12-11
2 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Advising on corporate finance 2004-02-03
Rep Advising on securities 2004-02-03
Rep Asset management 2004-02-03
Rep Dealing in securities 2004-12-11
3 UOB KAY HIAN (HONG KONG) LIMITED Rep Dealing in securities 2004-12-13
4 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-12-13

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