Ng, Alexander Kwong 伍剛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2006-06-29 | 2007-10-19 | Rep | Dealing in securities | 2006-06-29 | 2007-10-19 |
| 2 | LAZARD ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2007-11-14 | 2013-08-31 | Rep | Dealing in securities | 2007-11-14 | 2013-08-31 | Rep | Advising on securities | 2007-12-14 | 2013-08-31 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2004-07-19 | 2006-06-02 |
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