Tsoi, Andes Fai Tin 蔡揮田
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLC SECURITIES LIMITED | RO | Dealing in securities | 2008-06-16 | 2010-07-14 |
| 2 | CORPORATE BROKERS LIMITED | Rep | Advising on corporate finance | 2004-02-19 | Rep | Advising on securities | 2004-02-19 | Rep | Asset management | 2004-02-19 | Rep | Automated trading services | 2004-02-19 | Rep | Dealing in securities | 2004-09-30 |
| 3 | CORPORATE COMMODITIES LIMITED | Rep | Advising on futures contracts | 2004-02-18 | Rep | Asset management | 2004-02-18 | Rep | Dealing in futures contracts | 2004-09-30 |
| 4 | HENYEP SECURITIES LIMITED | Rep | Dealing in securities | 2004-10-05 | 2004-11-02 | RO | Automated trading services | 2004-11-02 | 2004-12-14 | RO | Dealing in securities | 2004-11-02 | 2006-09-15 |
| 5 | KING FOOK COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-02-06 | 2007-04-20 | RO | Dealing in futures contracts | 2007-04-20 | 2008-06-12 |
| 6 | KING FOOK SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-09-29 | 2006-12-21 | RO | Dealing in securities | 2006-12-21 | 2008-06-12 |
| 7 | KOALA SECURITIES LIMITED | RO | Dealing in securities | 2015-09-09 | 2017-05-31 | RO | Advising on securities | 2016-08-15 | 2017-05-31 |
| 8 | Leeds Fund International Limited | Rep | Advising on securities | 2020-02-20 | 2020-02-24 | Rep | Asset management | 2020-02-20 | 2020-09-12 | RO | Advising on securities | 2020-02-24 | 2020-09-12 |
| 9 | Leeds Securities Investment Limited | Rep | Dealing in securities | 2020-02-20 | 2020-02-24 | RO | Dealing in securities | 2020-02-24 | 2020-09-12 |
| 10 | LT Finance Management Limited | RO | Advising on securities | 2012-12-10 | 2015-09-07 | RO | Advising on futures contracts | 2013-08-26 | 2015-09-07 |
| 11 | LT Securities Limited | RO | Dealing in futures contracts | 2011-04-01 | 2015-09-07 | RO | Dealing in securities | 2011-04-01 | 2015-09-07 |
| 12 | VISION FINANCE (SECURITIES) LIMITED | Rep | Dealing in securities | 2010-07-15 | 2010-08-19 | RO | Dealing in securities | 2010-08-19 | 2011-01-26 |
| 13 | Yellow River Securities Limited | RO | Dealing in securities | 2017-06-01 | 2020-02-15 |
| 14 | Zhong Xiang Securities Limited | Rep | Dealing in securities | 2020-09-14 | 2020-09-21 | RO | Dealing in securities | 2020-09-21 |
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