China Shenhua Energy Company Limited: H HKD

Exchange Code Listed Last trade Delisted
HK Main 01088  2005-06-15    
Stock code:
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CCASS holding changes from 2011-01-13 to 2011-01-14

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00019 THE HONGKONG AND SHANGHAI BANKING 1,804,686,131 4,576,533 53.10 0.13 2011-01-14
2 B01138 CLSA LTD 963,500 943,000 0.03 0.03 2011-01-14
3 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 25,475,354 883,830 0.75 0.03 2011-01-14
4 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 728,000 368,000 0.02 0.01 2011-01-14
5 B01564 ABCI SECURITIES CO LTD 406,662 220,000 0.01 0.01 2011-01-14
6 C00018 HANG SENG BANK LTD 73,168,600 187,500 2.15 0.01 2011-01-14
7 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 12,336,641 180,683 0.36 0.01 2011-01-14
8 C00074 DEUTSCHE BANK AG 21,783,110 172,500 0.64 0.01 2011-01-14
9 B01169 PUBLIC FINANCIAL SECURITIES LTD 501,500 144,000 0.01 0.00 2011-01-14
10 B01299 BNP PARIBAS SECURITIES (ASIA) LTD 6,910,509 132,100 0.20 0.00 2011-01-14
11 B01224 MERRILL LYNCH FAR EAST LTD 17,320,611 101,625 0.51 0.00 2011-01-14
12 B01673 FULBRIGHT SECURITIES LTD 567,000 83,000 0.02 0.00 2011-01-14
13 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 7,518,386 69,000 0.22 0.00 2011-01-14
14 C00057 UNITED OVERSEAS BANK LTD 952,500 62,000 0.03 0.00 2011-01-14
15 B01762 DBS VICKERS (HONG KONG) LTD 10,187,190 51,000 0.30 0.00 2011-01-14
16 B01264 MIB SECURITIES (HONG KONG) LTD 1,945,500 50,000 0.06 0.00 2011-01-14
17 C00060 THE ROYAL BANK OF SCOTLAND N.V. 6,086,246 46,200 0.18 0.00 2011-01-14
18 B01323 DEUTSCHE SECURITIES ASIA LTD 14,061,110 42,254 0.41 0.00 2011-01-14
19 B01343 CELETIO INVESTMENTS LTD 106,000 30,000 0.00 0.00 2011-01-14
20 B01121 SG SECURITIES (HK) LTD 17,343,553 25,900 0.51 0.00 2011-01-14
21 B01842 BOCOM INTERNATIONAL SECURITIES LTD 1,215,250 25,500 0.04 0.00 2011-01-14
22 C00028 NANYANG COMMERCIAL BANK LTD 4,486,207 23,000 0.13 0.00 2011-01-14
23 B01641 FULL WIN SECURITIES LTD 82,000 20,000 0.00 0.00 2011-01-14
24 C00083 BANK CONSORTIUM TRUST CO LTD 584,500 19,500 0.02 0.00 2011-01-14
25 B01077 MACQUARIE CAPITAL SECURITIES LTD 618,082 15,750 0.02 0.00 2011-01-14
26 B01152 YU ON SECURITIES CO LTD 41,500 10,000 0.00 0.00 2011-01-14
27 B01119 CELESTIAL SECURITIES LTD 435,500 9,500 0.01 0.00 2011-01-14
28 B01324 FUNDERSTONE SECURITIES LTD 436,500 9,000 0.01 0.00 2011-01-14
29 B01773 TOYO SECURITIES ASIA LTD 1,625,000 8,000 0.05 0.00 2011-01-14
30 B01137 CHOW SANG SANG SECURITIES LTD 289,000 5,500 0.01 0.00 2011-01-14
31 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 2,026,000 5,500 0.06 0.00 2011-01-14
32 B01415 TARZAN STOCK & SHARES LTD 58,500 5,000 0.00 0.00 2011-01-14
33 B01450 DL BROKERAGE LTD 153,000 4,000 0.00 0.00 2011-01-14
34 B01659 CHEER UNION SECURITIES LTD 92,500 3,000 0.00 0.00 2011-01-14
35 B01338 EMPEROR SECURITIES LTD 113,000 2,500 0.00 0.00 2011-01-14
36 B01660 GRANSING SECURITIES CO., LIMITED 18,000 2,000 0.00 0.00 2011-01-14
37 B01567 PRIME SECURITIES LTD 35,001 2,000 0.00 0.00 2011-01-14
38 B01570 GOLDENWAY SECURITIES CO LTD 160,000 1,000 0.00 0.00 2011-01-14
39 B01599 POLARIS SECURITIES (HONG KONG) LTD 156,000 1,000 0.00 0.00 2011-01-14
40 C00036 CHINA CONSTRUCTION BANK (ASIA) 1,029,810 500 0.03 0.00 2011-01-14
41 B01862 ORIENTAL WEALTH SECURITIES LTD 15,598 240 0.00 0.00 2011-01-14
42 B01340 LEHIN SECURITIES LTD 92,716 -4 0.00 -0.00 2011-01-14
43 B01240 TSUN CHI YUEN SECURITIES CO LTD 66,491 -42 0.00 -0.00 2011-01-14
44 B01271 HANG TAI SECURITIES LTD 147,000 -500 0.00 -0.00 2011-01-14
45 B01818 I-ACCESS INVESTORS LTD 96,500 -500 0.00 -0.00 2011-01-14
46 B01462 MANGO FINANCIAL LTD 32,500 -500 0.00 -0.00 2011-01-14
47 B01765 PROMISING SECURITIES CO LTD 75,500 -500 0.00 -0.00 2011-01-14
48 B01843 TELECOM KING SECURITIES LTD 55,000 -500 0.00 -0.00 2011-01-14
49 B01769 ONE CHINA SECURITIES LTD 44,927 -716 0.00 -0.00 2011-01-14
50 B01776 AIF SECURITIES LTD 54,000 -1,000 0.00 -0.00 2011-01-14
51 B01347 CGS INTERNATIONAL SECURITIES HK LTD 75,500 -1,000 0.00 -0.00 2011-01-14
52 C00088 CHINA MERCHANTS BANK CO LTD 3,500 -1,000 0.00 -0.00 2011-01-14
53 B01346 CHINA PACIFIC SECURITIES LTD 32,500 -1,000 0.00 -0.00 2011-01-14
54 B01523 EVER-LONG SECURITIES CO LTD 20,000 -1,000 0.00 -0.00 2011-01-14
55 B01259 FAIR EAGLE SECURITIES CO LTD 51,500 -1,000 0.00 -0.00 2011-01-14
56 B01784 FU YIP SECURITIES AND INVESTMENT CO LTD 36,000 -1,000 0.00 -0.00 2011-01-14
57 B01666 GLORY SUN SECURITIES LTD 47,500 -1,000 0.00 -0.00 2011-01-14
58 B01705 HENIK SECURITIES LTD 36,000 -1,000 0.00 -0.00 2011-01-14
59 B01212 HENYEP SECURITIES LTD 61,500 -1,000 0.00 -0.00 2011-01-14
60 B01789 HO FUNG SHARES INVESTMENT LTD 54,255 -1,000 0.00 -0.00 2011-01-14
61 B01779 LEE'S SECURITIES CO LTD (IN LIQUIDATION) 28,000 -1,000 0.00 -0.00 2011-01-14
62 B01209 MASON SECURITIES LTD 759,000 -1,000 0.02 -0.00 2011-01-14
63 B01832 MIZUHO SECURITIES ASIA LTD 38,500 -1,000 0.00 -0.00 2011-01-14
64 B01700 REALINK FINANCIAL TRADE LTD 74,000 -1,000 0.00 -0.00 2011-01-14
65 B01788 SUNRISE SECURITIES LTD 58,500 -1,000 0.00 -0.00 2011-01-14
66 B01778 UNITED WORLD ONLINE LTD 628,000 -1,000 0.02 -0.00 2011-01-14
67 B01559 WISETRADE SECURITIES LTD 68,500 -1,000 0.00 -0.00 2011-01-14
68 B01389 ZHONGRONG PT SECURITIES LTD 57,800 -1,000 0.00 -0.00 2011-01-14
69 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 4,678,500 -1,500 0.14 -0.00 2011-01-14
70 B01275 SANFULL SECURITIES LTD 317,500 -1,500 0.01 -0.00 2011-01-14
71 B01460 BERICH BROKERAGE LTD 24,500 -2,000 0.00 -0.00 2011-01-14
72 B01738 CES CAPITAL INTERNATIONAL (HONG KONG) CO 1,000 -2,000 0.00 -0.00 2011-01-14
73 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 323,000 -2,000 0.01 -0.00 2011-01-14
74 B01771 CVP SECURITIES LTD (IN LIQUIDATION) 17,000 -2,000 0.00 -0.00 2011-01-14
75 B01298 GET NICE SECURITIES LTD 275,500 -2,000 0.01 -0.00 2011-01-14
76 B01745 GUOCHUANG SECURITIES FINANCIAL HOLDING 49,500 -2,000 0.00 -0.00 2011-01-14
77 B01590 INTERACTIVE BROKERS HONG KONG LTD 794,400 -2,000 0.02 -0.00 2011-01-14
78 B01463 KGI WEALTH MANAGEMENT LTD 73,500 -2,000 0.00 -0.00 2011-01-14
79 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 635,150 -2,000 0.02 -0.00 2011-01-14
80 B01455 NATIONAL RESOURCES SECURITIES LTD 48,500 -2,000 0.00 -0.00 2011-01-14
81 B01129 WOCOM SECURITIES LTD 120,500 -2,000 0.00 -0.00 2011-01-14
82 B01551 YUE XIU SECURITIES CO LTD 20,000 -2,000 0.00 -0.00 2011-01-14
83 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 585,500 -2,500 0.02 -0.00 2011-01-14
84 B01356 DELTA ASIA SECURITIES LTD 99,500 -3,000 0.00 -0.00 2011-01-14
85 B01669 FIRST SECURITIES (HK) LTD 42,500 -3,000 0.00 -0.00 2011-01-14
86 B01213 MONEYMORE SECURITIES LTD 28,500 -3,000 0.00 -0.00 2011-01-14
87 B01851 RICHE BRIGHT SECURITIES LTD 0 -3,000 0.00 -0.00 2011-01-14
88 B01831 NERICO BROTHERS LTD 99,000 -3,500 0.00 -0.00 2011-01-14
89 B01585 SINO GRADE SECURITIES LTD 73,500 -3,500 0.00 -0.00 2011-01-14
90 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 4,898,000 -4,000 0.14 -0.00 2011-01-14
91 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 11,833,709 -4,000 0.35 -0.00 2011-01-14
92 B01150 MTF SECURITIES LTD 85,500 -4,000 0.00 -0.00 2011-01-14
93 B01416 VC BROKERAGE LTD 428,500 -4,000 0.01 -0.00 2011-01-14
94 B01685 ARK SECURITIES (HONG KONG) LTD 185,500 -5,000 0.01 -0.00 2011-01-14
95 B01813 CCB INTERNATIONAL SECURITIES LTD 709,000 -5,000 0.02 -0.00 2011-01-14
96 B01514 KARL-THOMSON SECURITIES CO LTD 113,000 -5,000 0.00 -0.00 2011-01-14
97 B01423 PRUDENTIAL BROKERAGE LTD 548,500 -5,000 0.02 -0.00 2011-01-14
98 B01289 SOUTH CHINA SECURITIES LTD 1,193,000 -5,000 0.04 -0.00 2011-01-14
99 B01676 TAI SHING STOCK INVESTMENT CO LTD 85,500 -5,000 0.00 -0.00 2011-01-14
100 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 1,019,500 -6,000 0.03 -0.00 2011-01-14
101 B01546 WO FUNG SECURITIES CO LTD 63,500 -6,000 0.00 -0.00 2011-01-14
102 B01607 RHB SECURITIES HONG KONG LTD 233,500 -7,000 0.01 -0.00 2011-01-14
103 B01217 TAIPING SECURITIES (HK) CO LTD 741,500 -7,000 0.02 -0.00 2011-01-14
104 B01649 CINDA INTERNATIONAL SECURITIES LTD 678,000 -8,000 0.02 -0.00 2011-01-14
105 B01866 ICBC INTERNATIONAL SECURITIES LTD 2,187,500 -8,000 0.06 -0.00 2011-01-14
106 C00026 CHONG HING BANK LTD 1,125,200 -10,000 0.03 -0.00 2011-01-14
107 B01489 GRAND CARTEL SECURITIES CO LTD 10,000 -10,000 0.00 -0.00 2011-01-14
108 B01438 KINGSTON SECURITIES LTD 48,000 -10,000 0.00 -0.00 2011-01-14
109 B01796 SOO PEI SHAO & CO LTD 49,000 -10,000 0.00 -0.00 2011-01-14
110 B01545 TUNG SHING SECURITIES (BROKERS) LTD 1,202,724 -10,000 0.04 -0.00 2011-01-14
111 B01445 VICTORY SECURITIES CO LTD 142,000 -10,000 0.00 -0.00 2011-01-14
112 B01267 WINFULL SECURITIES LTD 175,500 -10,000 0.01 -0.00 2011-01-14
113 B01158 SOLID KING SECURITIES LTD 32,000 -11,000 0.00 -0.00 2011-01-14
114 B01407 WIN WONG SECURITIES LTD 43,500 -11,000 0.00 -0.00 2011-01-14
115 B01470 HUNG SING SECURITIES LTD 473,500 -14,000 0.01 -0.00 2011-01-14
116 C00086 BNP PARIBAS WEALTH MANAGEMENT 6,210,131 -15,600 0.18 -0.00 2011-01-14
117 B01695 DAH SING SECURITIES LTD 856,630 -16,000 0.03 -0.00 2011-01-14
118 C00065 HSBC PRIVATE BANK (SUISSE) SA 37,635,516 -18,452 1.11 -0.00 2011-01-14
119 B01839 RABO BROKERAGE HK LTD 3,167,160 -18,500 0.09 -0.00 2011-01-14
120 C00016 DBS BANK LTD 5,239,667 -20,000 0.15 -0.00 2011-01-14
121 B01620 VICTORY ENTERPRISES (INVESTMENT) LTD 19,500 -20,000 0.00 -0.00 2011-01-14
122 B01740 WIN SECURITIES LTD 241,076 -20,000 0.01 -0.00 2011-01-14
123 B01584 CHIEF SECURITIES LTD 961,145 -21,000 0.03 -0.00 2011-01-14
124 B01166 KING FOOK SECURITIES CO LTD 130,000 -21,000 0.00 -0.00 2011-01-14
125 C00048 CHIYU BANKING CORPORATION LTD 3,057,013 -22,500 0.09 -0.00 2011-01-14
126 B01345 PHILLIP SECURITIES (HONG KONG) LTD 3,271,110 -23,500 0.10 -0.00 2011-01-14
127 C00015 DBS BANK (HONG KONG) LTD 3,098,598 -24,000 0.09 -0.00 2011-01-14
128 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 453,500 -25,000 0.01 -0.00 2011-01-14
129 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 6,200,917 -28,500 0.18 -0.00 2011-01-14
130 C00003 THE BANK OF EAST ASIA LTD 2,905,478 -29,250 0.09 -0.00 2011-01-14
131 B01118 EAST ASIA SECURITIES CO LTD 3,553,551 -34,500 0.10 -0.00 2011-01-14
132 B01330 NOMURA SECURITIES (HK) LTD 4,299,341 -36,175 0.13 -0.00 2011-01-14
133 B01610 KGI ASIA LTD 1,903,500 -36,500 0.06 -0.00 2011-01-14
134 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 2,057,006 -38,500 0.06 -0.00 2011-01-14
135 B01183 CHONG HING SECURITIES LTD 2,091,500 -42,000 0.06 -0.00 2011-01-14
136 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 3,123,500 -44,000 0.09 -0.00 2011-01-14
137 C00037 SHANGHAI COMMERCIAL BANK LTD 6,771,131 -45,500 0.20 -0.00 2011-01-14
138 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 4,285,717 -47,000 0.13 -0.00 2011-01-14
139 B01086 EVERBRIGHT SECURITIES INVESTMENT 2,724,756 -51,000 0.08 -0.00 2011-01-14
140 B01353 UOB KAY HIAN (HONG KONG) LTD 6,230,743 -69,790 0.18 -0.00 2011-01-14
141 B01727 ICBC (ASIA) SECURITIES LTD 3,113,331 -87,000 0.09 -0.00 2011-01-14
142 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 1,608,740 -107,500 0.05 -0.00 2011-01-14
143 B01737 DAIWA CAPITAL MARKETS TRADING HONG KONG 348,321 -122,500 0.01 -0.00 2011-01-14
144 B01284 HANG SENG SECURITIES LTD 27,557,329 -127,500 0.81 -0.00 2011-01-14
145 C00093 BNP PARIBAS 20,429,299 -142,500 0.60 -0.00 2011-01-14
146 B01376 PUBLIC SECURITIES LTD 3,321,000 -143,000 0.10 -0.00 2011-01-14
147 B01130 BOCI SECURITIES LTD 17,350,940 -178,727 0.51 -0.01 2011-01-14
148 B01555 ABN AMRO CLEARING HONG KONG LTD 4,514,469 -455,090 0.13 -0.01 2011-01-14
149 C00033 BANK OF CHINA (HONG KONG) LTD 69,019,386 -638,500 2.03 -0.02 2011-01-14
150 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 695,941,808 -1,120,087 20.48 -0.03 2011-01-14
151 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 15,101,547 -1,964,950 0.44 -0.06 2011-01-14
152 C00010 CITIBANK N.A. 314,980,092 -2,425,232 9.27 -0.07 2011-01-14
152 Total changed named holdings 3,359,900,871 -4,000 98.86 -0.00
251 Unchanged named holdings 27,437,945 0 0.81 0.00
403 Total named holdings 3,387,338,816 -4,000 99.67 0.00
329 Unnamed Investor Participants 2,635,500 -5,000 0.08 -0.00
732 Total securities in CCASS 3,389,974,316 -9,000 99.75 -0.00
Securities not in CCASS 8,608,184 9,000 0.25 0.00
Issued securities 3,398,582,500 0 100.00 0.00 31-Dec-2010

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2011-01-12
Volume17,230,224
Turnover594,675,797
Average price34.514

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