CM Energy Tech Co., Ltd.: O HKD

Exchange Code Listed Last trade Delisted
HK GEM 08149  2005-11-28  2009-06-04  2009-06-05
HK Main 00206  2009-06-05    
Stock code:
Show former holders

CCASS holdings on 2010-03-08

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Summary

Type of holder Holding Stake
%
Custodians 199,841,395 30.38
Brokers 342,699,297 52.09
Other intermediaries 0 0.00
Intermediaries 542,540,692 82.47
Named investors 0 0.00
Unnamed investors 50,000 0.01
Total in CCASS 542,590,692 82.48
Securities not in CCASS 115,284,312 17.52
Issued securities 657,875,004 100.00

Details

Row CCASS ID Name Holding Last
change		 Stake
%		 Cumul.
Stake
%
1 C00019 THE HONGKONG AND SHANGHAI BANKING 128,738,600 2010-03-08 19.57 19.57
2 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 84,748,700 2010-03-05 12.88 32.45
3 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 66,336,800 2010-03-04 10.08 42.53
4 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 48,864,000 2010-03-08 7.43 49.96
5 B01762 DBS VICKERS (HONG KONG) LTD 42,926,400 2009-12-16 6.53 56.49
6 B01510 ORIENTAL PATRON SECURITIES LTD 27,926,000 2010-03-02 4.24 60.73
7 B01184 QUAM SECURITIES LTD 27,760,000 2010-02-09 4.22 64.95
8 B01545 TUNG SHING SECURITIES (BROKERS) LTD 15,537,800 2010-03-05 2.36 67.31
9 B01272 FB SECURITIES (HONG KONG) LTD 13,200,000 2010-01-27 2.01 69.32
10 C00010 CITIBANK N.A. 10,837,995 2010-03-05 1.65 70.97
11 C00065 HSBC PRIVATE BANK (SUISSE) SA 8,500,000 2009-12-15 1.29 72.26
12 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 6,895,400 2010-03-05 1.05 73.31
13 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 5,289,000 2010-02-26 0.80 74.11
14 B01592 PLATINUM BROKING CO LTD 4,578,600 2009-12-04 0.70 74.81
15 B01607 RHB SECURITIES HONG KONG LTD 4,570,000 2010-01-29 0.69 75.50
16 B01464 PIPER JAFFRAY ASIA SECURITIES LTD 4,191,400 2010-03-02 0.64 76.14
17 B01850 HAI TONG SECURITIES (HK) BROKERAGE LTD 4,000,000 2009-12-21 0.61 76.75
18 B01584 CHIEF SECURITIES LTD 3,969,600 2010-02-26 0.60 77.35
19 B01130 BOCI SECURITIES LTD 3,936,000 2010-03-05 0.60 77.95
20 B01284 HANG SENG SECURITIES LTD 3,627,000 2010-03-05 0.55 78.50
21 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 3,541,000 2010-03-03 0.54 79.04
22 B01289 SOUTH CHINA SECURITIES LTD 3,186,600 2010-02-05 0.48 79.52
23 B01086 EVERBRIGHT SECURITIES INVESTMENT 2,917,400 2010-03-02 0.44 79.97
24 C00033 BANK OF CHINA (HONG KONG) LTD 2,376,000 2010-03-08 0.36 80.33
25 B01386 SBI CHINA CAPITAL FINANCIAL SERVICES LTD 2,093,400 2010-02-09 0.32 80.65
26 B01523 EVER-LONG SECURITIES CO LTD 1,470,000 2008-09-30 0.22 80.87
27 B01837 ETRADE SECURITIES (HONG KONG) LTD 1,260,000 2010-01-29 0.19 81.06
28 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 1,108,600 2010-03-05 0.17 81.23
29 B01686 FIRST SHANGHAI SECURITIES LTD 853,000 2010-03-08 0.13 81.36
30 B01740 WIN SECURITIES LTD 672,000 2007-10-10 0.10 81.46
31 B01345 PHILLIP SECURITIES (HONG KONG) LTD 632,000 2010-02-12 0.10 81.56
32 B01183 CHONG HING SECURITIES LTD 615,000 2010-02-09 0.09 81.65
33 B01654 CHINA INTERNATIONAL CAPITAL CORPORATION 535,000 2010-02-04 0.08 81.73
34 B01778 UNITED WORLD ONLINE LTD 471,600 2010-02-17 0.07 81.80
35 B01540 UPBEST SECURITIES CO LTD 390,000 2009-12-15 0.06 81.86
36 B01423 PRUDENTIAL BROKERAGE LTD 307,000 2010-02-08 0.05 81.91
37 B01353 UOB KAY HIAN (HONG KONG) LTD 268,000 2010-03-03 0.04 81.95
38 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 266,800 2010-03-03 0.04 81.99
39 B01738 CES CAPITAL INTERNATIONAL (HONG KONG) CO 256,000 2010-02-25 0.04 82.03
40 B01610 KGI ASIA LTD 217,000 2010-03-02 0.03 82.06
41 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 213,000 2010-02-03 0.03 82.10
42 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 195,000 2010-02-17 0.03 82.12
43 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 157,200 2010-01-27 0.02 82.15
44 B01323 DEUTSCHE SECURITIES ASIA LTD 151,000 2010-02-05 0.02 82.17
45 B01773 TOYO SECURITIES ASIA LTD 120,400 2010-01-08 0.02 82.19
46 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 120,000 2010-01-12 0.02 82.21
47 B01129 WOCOM SECURITIES LTD 120,000 2010-01-19 0.02 82.23
48 B01727 ICBC (ASIA) SECURITIES LTD 119,000 2010-02-04 0.02 82.24
49 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 110,000 2010-01-06 0.02 82.26
50 B01224 MERRILL LYNCH FAR EAST LTD 100,768 2010-03-05 0.02 82.28
51 C00074 DEUTSCHE BANK AG 100,000 2010-01-21 0.02 82.29
52 B01801 KIN FUNG STOCK CO LTD 100,000 2010-01-25 0.02 82.31
53 B01169 PUBLIC FINANCIAL SECURITIES LTD 95,200 2009-11-09 0.01 82.32
54 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 95,000 2010-01-27 0.01 82.34
55 C00018 HANG SENG BANK LTD 86,000 2010-01-22 0.01 82.35
56 B01267 WINFULL SECURITIES LTD 70,000 2009-12-29 0.01 82.36
57 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 62,000 2010-01-20 0.01 82.37
58 B01754 ASIA PACIFIC SECURITIES LTD 50,000 2009-12-21 0.01 82.38
59 B01829 HUATAI FINANCIAL HOLDINGS (HONG KONG) 50,000 2010-01-19 0.01 82.38
60 B01362 JOSPA INVESTMENT CO LTD 50,000 2009-11-03 0.01 82.39
61 B01347 CGS INTERNATIONAL SECURITIES HK LTD 40,000 2009-03-23 0.01 82.40
62 B01599 POLARIS SECURITIES (HONG KONG) LTD 40,000 2010-02-10 0.01 82.40
63 B01563 XINKONG INTERNATIONAL SECURITIES LTD 40,000 2009-12-04 0.01 82.41
64 B01373 CHRISTFUND SECURITIES LTD 33,000 2010-01-15 0.01 82.41
65 C00015 DBS BANK (HONG KONG) LTD 32,000 2010-02-02 0.00 82.42
66 B01320 LUEN FAT SECURITIES CO LTD 30,000 2010-01-08 0.00 82.42
67 B01538 MORTON SECURITIES LTD 30,000 2009-10-29 0.00 82.43
68 C00037 SHANGHAI COMMERCIAL BANK LTD 30,000 2009-10-30 0.00 82.43
69 B01820 CMB INTERNATIONAL CAPITAL CORPORATION 20,000 2010-01-21 0.00 82.44
70 B01550 HUAYU SECURITIES LTD 20,000 2010-03-02 0.00 82.44
71 B01567 PRIME SECURITIES LTD 20,000 2009-12-01 0.00 82.44
72 B01443 YING WAH SECURITIES CO LTD 20,000 2009-12-08 0.00 82.45
73 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 16,000 2010-03-05 0.00 82.45
74 B01264 MIB SECURITIES (HONG KONG) LTD 16,000 2009-08-18 0.00 82.45
75 B01695 DAH SING SECURITIES LTD 13,000 2010-01-15 0.00 82.45
76 B01789 HO FUNG SHARES INVESTMENT LTD 10,816 2009-12-29 0.00 82.45
77 B01813 CCB INTERNATIONAL SECURITIES LTD 10,000 2009-11-12 0.00 82.46
78 C00048 CHIYU BANKING CORPORATION LTD 10,000 2010-01-08 0.00 82.46
79 B01252 CORPORATE BROKERS LTD 10,000 2010-01-14 0.00 82.46
80 B01605 ESSENCE INTERNATIONAL FINANCIAL HOLDINGS 10,000 2009-10-29 0.00 82.46
81 B01470 HUNG SING SECURITIES LTD 10,000 2009-12-15 0.00 82.46
82 B01632 WAI FAT SECURITIES LTD 10,000 2009-10-07 0.00 82.46
83 B01818 I-ACCESS INVESTORS LTD 6,000 2010-03-08 0.00 82.46
84 B01118 EAST ASIA SECURITIES CO LTD 5,000 2010-02-25 0.00 82.46
85 B01324 FUNDERSTONE SECURITIES LTD 4,000 2009-12-09 0.00 82.47
86 B01300 OCBC SECURITIES (HONG KONG) LTD 4,000 2008-07-04 0.00 82.47
87 B01318 OKASAN INTERNATIONAL (ASIA) LTD 4,000 2009-09-03 0.00 82.47
88 B01497 SINOPAC SECURITIES (ASIA) LTD 4,000 2009-12-01 0.00 82.47
89 B01590 INTERACTIVE BROKERS HONG KONG LTD 3,600 2010-01-22 0.00 82.47
90 B01209 MASON SECURITIES LTD 3,000 2009-11-13 0.00 82.47
91 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 800 2007-08-24 0.00 82.47
92 B01769 ONE CHINA SECURITIES LTD 642 2010-01-14 0.00 82.47
93 B01340 LEHIN SECURITIES LTD 300 2010-01-08 0.00 82.47
94 B01240 TSUN CHI YUEN SECURITIES CO LTD 271 2010-01-15 0.00 82.47
94 Total named holdings 542,540,692 82.47
2 Unnamed Investor Partipants 50,000 0.01
96 Total in CCASS 542,590,692 82.48
Securities not in CCASS 115,284,312 17.52
Issued securities 657,875,004 2010-02-28 100.00

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