CM Energy Tech Co., Ltd.: O HKD

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Exchange	Code	Listed	Last trade	Delisted
HK GEM	08149	2005-11-28	2009-06-04	2009-06-05	Docs
HK Main	00206	2009-06-05			Docs

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• Custodians
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Stock code:

Show former holders

CCASS holdings on 2011-07-25

Hit the stake to see the history.

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Summary

Type of holder	Holding	Stake %
Custodians	180,380,494	26.50
Brokers	401,383,239	58.97
Other intermediaries	0	0.00
Intermediaries	581,763,733	85.48
Named investors	0	0.00
Unnamed investors	120,000	0.02
Total in CCASS	581,883,733	85.49
Securities not in CCASS	98,738,471	14.51
Issued securities	680,622,204	100.00

Details

Row	CCASS ID	Name	Holding	Last change	Stake %	Cumul. Stake %
1	C00019	THE HONGKONG AND SHANGHAI BANKING	142,548,800	2011-07-25	20.94	20.94
2	B01274	MORGAN STANLEY HONG KONG SECURITIES LTD	92,910,000	2011-07-21	13.65	34.59
3	B01451	GOLDMAN SACHS (ASIA) SECURITIES LTD	66,585,800	2011-07-25	9.78	44.38
4	B01143	HAITONG INTERNATIONAL SECURITIES CO LTD	37,112,800	2011-07-25	5.45	49.83
5	B01565	GUOTAI JUNAN SECURITIES (HONG KONG) LTD	35,936,000	2011-07-25	5.28	55.11
6	B01184	QUAM SECURITIES LTD	30,118,800	2011-07-14	4.43	59.54
7	B01510	ORIENTAL PATRON SECURITIES LTD	29,998,000	2011-04-19	4.41	63.94
8	B01148	CHINA MERCHANTS SECURITIES (HK) CO LTD	14,449,000	2011-07-25	2.12	66.07
9	B01272	FB SECURITIES (HONG KONG) LTD	13,210,000	2011-05-16	1.94	68.01
10	C00033	BANK OF CHINA (HONG KONG) LTD	11,588,000	2011-07-25	1.70	69.71
11	B01284	HANG SENG SECURITIES LTD	11,569,000	2011-07-25	1.70	71.41
12	B01825	GUOYUAN SECURITIES BROKERAGE (HONG KONG)	10,108,000	2011-07-22	1.49	72.89
13	C00010	CITIBANK N.A.	8,879,294	2011-07-25	1.30	74.20
14	C00065	HSBC PRIVATE BANK (SUISSE) SA	8,600,000	2011-05-04	1.26	75.46
15	B01607	RHB SECURITIES HONG KONG LTD	6,987,000	2011-07-25	1.03	76.49
16	B01545	TUNG SHING SECURITIES (BROKERS) LTD	6,739,800	2011-07-18	0.99	77.48
17	B01584	CHIEF SECURITIES LTD	5,311,600	2011-07-25	0.78	78.26
18	B01130	BOCI SECURITIES LTD	4,220,000	2011-07-25	0.62	78.88
19	C00039	STANDARD CHARTERED BANK (HONG KONG) LTD	4,187,200	2011-07-25	0.62	79.49
20	B01289	SOUTH CHINA SECURITIES LTD	3,627,600	2011-07-06	0.53	80.03
21	B01275	SANFULL SECURITIES LTD	3,068,000	2011-06-03	0.45	80.48
22	B01686	FIRST SHANGHAI SECURITIES LTD	2,974,000	2011-07-22	0.44	80.92
23	B01089	HSBC BROKING SECURITIES (HONG KONG) LTD	2,554,000	2011-07-07	0.38	81.29
24	B01264	MIB SECURITIES (HONG KONG) LTD	2,368,000	2011-07-20	0.35	81.64
25	B01654	CHINA INTERNATIONAL CAPITAL CORPORATION	2,310,000	2011-05-20	0.34	81.98
26	B01413	CORE PACIFIC - YAMAICHI INTERNATIONAL	2,296,000	2011-07-13	0.34	82.32
27	B01610	KGI ASIA LTD	1,995,000	2011-07-25	0.29	82.61
28	B01590	INTERACTIVE BROKERS HONG KONG LTD	1,727,600	2011-07-21	0.25	82.86
29	C00002	BANK OF COMMUNICATIONS TRUSTEE LTD	1,533,200	2011-07-25	0.23	83.09
30	B01086	EVERBRIGHT SECURITIES INVESTMENT	1,197,000	2011-07-12	0.18	83.26
31	B01115	SHENWAN HONGYUAN SECURITIES (H.K.) LTD	905,400	2011-07-21	0.13	83.40
32	B01890	GUOSEN SECURITIES (HK) BROKERAGE CO LTD	898,000	2011-07-15	0.13	83.53
33	B01228	CITIC SECURITIES BROKERAGE (HK) LTD	845,200	2011-07-25	0.12	83.65
34	C00028	NANYANG COMMERCIAL BANK LTD	797,000	2011-07-12	0.12	83.77
35	B01256	SINOLINK SECURITIES (HONG KONG) CO LTD	702,000	2011-05-06	0.10	83.87
36	B01156	CMB INTERNATIONAL GLOBAL MARKETS LTD	669,000	2011-07-25	0.10	83.97
37	B01762	DBS VICKERS (HONG KONG) LTD	652,000	2011-05-31	0.10	84.07
38	C00015	DBS BANK (HONG KONG) LTD	623,000	2011-07-25	0.09	84.16
39	B01673	FULBRIGHT SECURITIES LTD	504,000	2011-07-22	0.07	84.23
40	B01740	WIN SECURITIES LTD	481,000	2011-04-26	0.07	84.30
41	B01423	PRUDENTIAL BROKERAGE LTD	455,000	2011-07-25	0.07	84.37
42	B01540	UPBEST SECURITIES CO LTD	390,000	2011-03-31	0.06	84.43
43	B01905	SDICS INTERNATIONAL SECURITIES (HONG	348,000	2011-07-21	0.05	84.48
44	C00003	THE BANK OF EAST ASIA LTD	327,000	2011-06-22	0.05	84.53
45	B01901	CMB INTERNATIONAL SECURITIES LTD	304,000	2011-05-30	0.04	84.57
46	C00041	OCBC BANK (HONG KONG) LTD	300,000	2011-04-29	0.04	84.62
47	B01416	VC BROKERAGE LTD	295,000	2011-07-25	0.04	84.66
48	B01778	UNITED WORLD ONLINE LTD	280,400	2011-07-11	0.04	84.70
49	B01523	EVER-LONG SECURITIES CO LTD	274,000	2011-07-08	0.04	84.74
50	B01347	CGS INTERNATIONAL SECURITIES HK LTD	269,000	2011-07-12	0.04	84.78
51	C00018	HANG SENG BANK LTD	256,000	2011-04-06	0.04	84.82
52	B01668	BRIGHT SMART SECURITIES INTERNATIONAL	247,000	2011-07-12	0.04	84.85
53	B01826	GF SECURITIES (HONG KONG) BROKERAGE LTD	247,000	2011-07-20	0.04	84.89
54	B01576	SIU ON SECURITIES LTD	220,000	2011-02-22	0.03	84.92
55	C00036	CHINA CONSTRUCTION BANK (ASIA)	211,000	2011-06-15	0.03	84.95
56	B01118	EAST ASIA SECURITIES CO LTD	206,000	2011-07-19	0.03	84.98
57	B01727	ICBC (ASIA) SECURITIES LTD	177,000	2011-07-22	0.03	85.01
58	B01355	CHINA EVERBRIGHT SECURITIES (HK) LTD	163,000	2011-07-22	0.02	85.03
59	B01353	UOB KAY HIAN (HONG KONG) LTD	148,000	2011-07-25	0.02	85.06
60	C00037	SHANGHAI COMMERCIAL BANK LTD	142,000	2011-07-18	0.02	85.08
61	B01842	BOCOM INTERNATIONAL SECURITIES LTD	141,000	2011-07-22	0.02	85.10
62	B01345	PHILLIP SECURITIES (HONG KONG) LTD	139,800	2011-07-19	0.02	85.12
63	B01813	CCB INTERNATIONAL SECURITIES LTD	135,000	2011-07-25	0.02	85.14
64	B01773	TOYO SECURITIES ASIA LTD	122,400	2011-03-31	0.02	85.15
65	B01183	CHONG HING SECURITIES LTD	117,000	2011-07-14	0.02	85.17
66	B01209	MASON SECURITIES LTD	112,000	2011-04-20	0.02	85.19
67	C00088	CHINA MERCHANTS BANK CO LTD	102,000	2011-07-06	0.01	85.20
68	C00093	BNP PARIBAS	100,000	2011-03-31	0.01	85.22
69	C00074	DEUTSCHE BANK AG	100,000	2011-02-01	0.01	85.23
70	B01801	KIN FUNG STOCK CO LTD	100,000	2011-01-11	0.01	85.25
71	B01732	WINTECH SECURITIES LTD	100,000	2011-05-27	0.01	85.26
72	B01551	YUE XIU SECURITIES CO LTD	100,000	2011-05-19	0.01	85.28
73	C00048	CHIYU BANKING CORPORATION LTD	86,000	2011-07-25	0.01	85.29
74	B01119	CELESTIAL SECURITIES LTD	80,000	2011-07-13	0.01	85.30
75	B01137	CHOW SANG SANG SECURITIES LTD	78,000	2011-07-25	0.01	85.31
76	B01695	DAH SING SECURITIES LTD	70,000	2011-05-05	0.01	85.32
77	B01421	ONEPLATFORM SECURITIES LTD	70,000	2011-07-06	0.01	85.33
78	B01427	TSE'S SECURITIES LTD	65,000	2011-05-03	0.01	85.34
79	B01460	BERICH BROKERAGE LTD	60,000	2011-07-06	0.01	85.35
80	B01638	KILMOREY SECURITIES LTD	60,000	2011-03-31	0.01	85.36
81	B01535	WING YEE SECURITIES CO LTD	60,000	2011-05-11	0.01	85.37
82	B01265	OCBC SECURITIES BROKERAGE (HK) LTD	55,000	2011-06-01	0.01	85.38
83	B01829	HUATAI FINANCIAL HOLDINGS (HONG KONG)	53,000	2011-07-19	0.01	85.39
84	B01362	JOSPA INVESTMENT CO LTD	50,000	2009-11-03	0.01	85.39
85	B01401	MEGABASE SECURITIES LTD	50,000	2011-06-24	0.01	85.40
86	B01338	EMPEROR SECURITIES LTD	45,000	2011-07-14	0.01	85.41
87	B01166	KING FOOK SECURITIES CO LTD	45,000	2011-06-29	0.01	85.41
88	B01738	CES CAPITAL INTERNATIONAL (HONG KONG) CO	44,000	2011-04-08	0.01	85.42
89	B01599	POLARIS SECURITIES (HONG KONG) LTD	40,000	2011-07-19	0.01	85.43
90	B01564	ABCI SECURITIES CO LTD	36,000	2011-03-07	0.01	85.43
91	B01891	FUTURE GROWTH FINANCIAL SERVICES LTD	36,000	2011-06-24	0.01	85.44
92	B01818	I-ACCESS INVESTORS LTD	35,000	2011-07-14	0.01	85.44
93	B01649	CINDA INTERNATIONAL SECURITIES LTD	30,000	2011-04-20	0.00	85.45
94	B01570	GOLDENWAY SECURITIES CO LTD	30,000	2011-07-07	0.00	85.45
95	B01563	XINKONG INTERNATIONAL SECURITIES LTD	30,000	2011-07-20	0.00	85.45
96	B01252	CORPORATE BROKERS LTD	20,000	2010-12-16	0.00	85.46
97	B01567	PRIME SECURITIES LTD	20,000	2009-12-01	0.00	85.46
98	B01843	TELECOM KING SECURITIES LTD	20,000	2011-07-13	0.00	85.46
99	B01789	HO FUNG SHARES INVESTMENT LTD	10,758	2010-12-20	0.00	85.46
100	B01428	HIP HING SECURITIES LTD	10,000	2011-04-28	0.00	85.47
101	B01497	SINOPAC SECURITIES (ASIA) LTD	10,000	2011-05-27	0.00	85.47
102	B01632	WAI FAT SECURITIES LTD	10,000	2010-12-06	0.00	85.47
103	B01581	KINGSWAY FINANCIAL SERVICES GROUP LTD	9,800	2011-07-05	0.00	85.47
104	B01699	MASTERLINK SECURITIES (HONG KONG)	7,000	2011-06-28	0.00	85.47
105	B01585	SINO GRADE SECURITIES LTD	6,000	2011-07-14	0.00	85.47
106	B01685	ARK SECURITIES (HONG KONG) LTD	5,000	2011-04-27	0.00	85.47
107	B01425	WELLFULL SECURITIES CO LTD	5,000	2011-01-18	0.00	85.47
108	B01300	OCBC SECURITIES (HONG KONG) LTD	4,000	2008-07-04	0.00	85.47
109	B01318	OKASAN INTERNATIONAL (ASIA) LTD	1,200	2011-06-28	0.00	85.47
110	B01769	ONE CHINA SECURITIES LTD	610	2011-06-16	0.00	85.48
111	B01862	ORIENTAL WEALTH SECURITIES LTD	600	2010-03-19	0.00	85.48
112	B01340	LEHIN SECURITIES LTD	500	2011-03-15	0.00	85.48
113	B01386	SBI CHINA CAPITAL FINANCIAL SERVICES LTD	400	2010-09-16	0.00	85.48
114	B01240	TSUN CHI YUEN SECURITIES CO LTD	171	2010-12-20	0.00	85.48
114		Total named holdings	581,763,733		85.48
3		Unnamed Investor Partipants	120,000		0.02
117		Total in CCASS	581,883,733		85.49
		Securities not in CCASS	98,738,471		14.51
		Issued securities	680,622,204	2011-06-30	100.00

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