CM Energy Tech Co., Ltd.: O HKD

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Exchange	Code	Listed	Last trade	Delisted
HK GEM	08149	2005-11-28	2009-06-04	2009-06-05	Docs
HK Main	00206	2009-06-05			Docs

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Stock code:

Show former holders

CCASS holdings on 2012-01-27

Hit the stake to see the history.

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Summary

Type of holder	Holding	Stake %
Custodians	178,822,923	26.22
Brokers	411,263,605	60.31
Other intermediaries	0	0.00
Intermediaries	590,086,528	86.54
Named investors	0	0.00
Unnamed investors	74,000	0.01
Total in CCASS	590,160,528	86.55
Securities not in CCASS	91,731,676	13.45
Issued securities	681,892,204	100.00

Details

Row	CCASS ID	Name	Holding	Last change	Stake %	Cumul. Stake %
1	C00019	THE HONGKONG AND SHANGHAI BANKING	137,955,330	2012-01-26	20.23	20.23
2	B01274	MORGAN STANLEY HONG KONG SECURITIES LTD	92,800,000	2011-09-23	13.61	33.84
3	B01451	GOLDMAN SACHS (ASIA) SECURITIES LTD	81,546,800	2012-01-17	11.96	45.80
4	B01143	HAITONG INTERNATIONAL SECURITIES CO LTD	45,444,800	2012-01-27	6.66	52.46
5	B01510	ORIENTAL PATRON SECURITIES LTD	30,469,000	2011-10-24	4.47	56.93
6	B01184	QUAM SECURITIES LTD	30,118,800	2011-12-07	4.42	61.35
7	B01565	GUOTAI JUNAN SECURITIES (HONG KONG) LTD	22,317,000	2012-01-16	3.27	64.62
8	B01148	CHINA MERCHANTS SECURITIES (HK) CO LTD	17,089,000	2012-01-26	2.51	67.13
9	B01272	FB SECURITIES (HONG KONG) LTD	13,200,000	2011-11-04	1.94	69.06
10	C00033	BANK OF CHINA (HONG KONG) LTD	10,540,000	2012-01-27	1.55	70.61
11	B01284	HANG SENG SECURITIES LTD	9,725,662	2012-01-20	1.43	72.04
12	C00065	HSBC PRIVATE BANK (SUISSE) SA	9,575,000	2011-08-09	1.40	73.44
13	C00010	CITIBANK N.A.	8,350,593	2011-12-07	1.22	74.66
14	B01156	CMB INTERNATIONAL GLOBAL MARKETS LTD	8,232,000	2012-01-26	1.21	75.87
15	B01607	RHB SECURITIES HONG KONG LTD	6,887,000	2011-07-26	1.01	76.88
16	C00039	STANDARD CHARTERED BANK (HONG KONG) LTD	6,683,800	2012-01-17	0.98	77.86
17	B01545	TUNG SHING SECURITIES (BROKERS) LTD	6,319,000	2012-01-26	0.93	78.79
18	B01825	GUOYUAN SECURITIES BROKERAGE (HONG KONG)	4,020,000	2011-11-10	0.59	79.38
19	B01289	SOUTH CHINA SECURITIES LTD	3,627,600	2011-07-06	0.53	79.91
20	B01118	EAST ASIA SECURITIES CO LTD	3,610,000	2011-12-05	0.53	80.44
21	B01264	MIB SECURITIES (HONG KONG) LTD	3,166,000	2012-01-27	0.46	80.90
22	B01584	CHIEF SECURITIES LTD	2,925,600	2012-01-20	0.43	81.33
23	B01130	BOCI SECURITIES LTD	2,860,000	2011-11-14	0.42	81.75
24	B01089	HSBC BROKING SECURITIES (HONG KONG) LTD	2,644,000	2011-10-10	0.39	82.14
25	B01686	FIRST SHANGHAI SECURITIES LTD	2,164,000	2011-11-14	0.32	82.46
26	C00002	BANK OF COMMUNICATIONS TRUSTEE LTD	2,087,200	2012-01-17	0.31	82.76
27	B01610	KGI ASIA LTD	1,941,000	2012-01-26	0.28	83.05
28	B01115	SHENWAN HONGYUAN SECURITIES (H.K.) LTD	1,904,400	2011-11-24	0.28	83.33
29	B01086	EVERBRIGHT SECURITIES INVESTMENT	1,902,000	2011-11-29	0.28	83.61
30	B01275	SANFULL SECURITIES LTD	1,752,000	2011-11-21	0.26	83.86
31	B01590	INTERACTIVE BROKERS HONG KONG LTD	1,671,600	2011-11-23	0.25	84.11
32	B01413	CORE PACIFIC - YAMAICHI INTERNATIONAL	1,661,000	2012-01-17	0.24	84.35
33	B01890	GUOSEN SECURITIES (HK) BROKERAGE CO LTD	1,568,000	2012-01-26	0.23	84.58
34	B01228	CITIC SECURITIES BROKERAGE (HK) LTD	1,213,200	2011-12-19	0.18	84.76
35	C00028	NANYANG COMMERCIAL BANK LTD	1,191,000	2011-12-05	0.17	84.93
36	B01416	VC BROKERAGE LTD	1,004,000	2012-01-27	0.15	85.08
37	C00015	DBS BANK (HONG KONG) LTD	814,000	2011-11-04	0.12	85.20
38	B01762	DBS VICKERS (HONG KONG) LTD	640,000	2011-11-07	0.09	85.30
39	B01423	PRUDENTIAL BROKERAGE LTD	616,000	2011-08-03	0.09	85.39
40	B01905	SDICS INTERNATIONAL SECURITIES (HONG	542,000	2012-01-17	0.08	85.46
41	B01740	WIN SECURITIES LTD	481,000	2011-04-26	0.07	85.54
42	C00088	CHINA MERCHANTS BANK CO LTD	371,000	2012-01-26	0.05	85.59
43	B01224	MERRILL LYNCH FAR EAST LTD	367,767	2011-11-29	0.05	85.64
44	B01654	CHINA INTERNATIONAL CAPITAL CORPORATION	350,000	2011-11-10	0.05	85.70
45	C00003	THE BANK OF EAST ASIA LTD	333,000	2011-10-31	0.05	85.74
46	B01826	GF SECURITIES (HONG KONG) BROKERAGE LTD	330,000	2012-01-27	0.05	85.79
47	B01523	EVER-LONG SECURITIES CO LTD	276,000	2011-09-02	0.04	85.83
48	B01778	UNITED WORLD ONLINE LTD	266,800	2011-11-07	0.04	85.87
49	C00018	HANG SENG BANK LTD	252,000	2011-12-06	0.04	85.91
50	B01347	CGS INTERNATIONAL SECURITIES HK LTD	241,000	2012-01-04	0.04	85.94
51	B01345	PHILLIP SECURITIES (HONG KONG) LTD	237,600	2012-01-13	0.03	85.98
52	B01576	SIU ON SECURITIES LTD	220,000	2011-02-22	0.03	86.01
53	C00041	OCBC BANK (HONG KONG) LTD	217,000	2011-12-28	0.03	86.04
54	B01901	CMB INTERNATIONAL SECURITIES LTD	189,000	2011-12-08	0.03	86.07
55	B01355	CHINA EVERBRIGHT SECURITIES (HK) LTD	186,000	2011-09-20	0.03	86.10
56	B01668	BRIGHT SMART SECURITIES INTERNATIONAL	184,000	2012-01-26	0.03	86.13
57	B01353	UOB KAY HIAN (HONG KONG) LTD	148,000	2011-12-14	0.02	86.15
58	C00037	SHANGHAI COMMERCIAL BANK LTD	138,000	2011-11-02	0.02	86.17
59	B01727	ICBC (ASIA) SECURITIES LTD	126,000	2012-01-16	0.02	86.19
60	B01773	TOYO SECURITIES ASIA LTD	122,400	2011-03-31	0.02	86.20
61	B01119	CELESTIAL SECURITIES LTD	120,000	2011-10-25	0.02	86.22
62	B01842	BOCOM INTERNATIONAL SECURITIES LTD	116,000	2011-11-04	0.02	86.24
63	C00093	BNP PARIBAS	100,000	2011-03-31	0.01	86.25
64	C00074	DEUTSCHE BANK AG	100,000	2011-02-01	0.01	86.27
65	B01801	KIN FUNG STOCK CO LTD	100,000	2011-01-11	0.01	86.28
66	B01732	WINTECH SECURITIES LTD	100,000	2011-05-27	0.01	86.30
67	B01209	MASON SECURITIES LTD	95,000	2011-12-07	0.01	86.31
68	B01183	CHONG HING SECURITIES LTD	91,000	2011-12-07	0.01	86.32
69	B01137	CHOW SANG SANG SECURITIES LTD	85,000	2012-01-27	0.01	86.34
70	C00048	CHIYU BANKING CORPORATION LTD	76,000	2011-11-09	0.01	86.35
71	B01460	BERICH BROKERAGE LTD	75,000	2012-01-26	0.01	86.36
72	B01695	DAH SING SECURITIES LTD	70,000	2011-12-09	0.01	86.37
73	B01421	ONEPLATFORM SECURITIES LTD	70,000	2011-07-06	0.01	86.38
74	B01592	PLATINUM BROKING CO LTD	70,000	2012-01-26	0.01	86.39
75	B01427	TSE'S SECURITIES LTD	65,000	2011-05-03	0.01	86.40
76	B01829	HUATAI FINANCIAL HOLDINGS (HONG KONG)	63,000	2011-12-09	0.01	86.41
77	B01638	KILMOREY SECURITIES LTD	60,000	2011-03-31	0.01	86.42
78	B01789	HO FUNG SHARES INVESTMENT LTD	50,758	2011-10-04	0.01	86.42
79	B01385	FAIRWIN BROKING LTD	50,000	2012-01-26	0.01	86.43
80	B01362	JOSPA INVESTMENT CO LTD	50,000	2009-11-03	0.01	86.44
81	B01401	MEGABASE SECURITIES LTD	50,000	2011-06-24	0.01	86.45
82	B01843	TELECOM KING SECURITIES LTD	50,000	2011-11-01	0.01	86.45
83	B01166	KING FOOK SECURITIES CO LTD	45,000	2011-06-29	0.01	86.46
84	B01738	CES CAPITAL INTERNATIONAL (HONG KONG) CO	44,000	2011-04-08	0.01	86.47
85	B01599	POLARIS SECURITIES (HONG KONG) LTD	40,000	2011-12-15	0.01	86.47
86	C00036	CHINA CONSTRUCTION BANK (ASIA)	39,000	2011-11-14	0.01	86.48
87	B01564	ABCI SECURITIES CO LTD	36,000	2011-11-01	0.01	86.48
88	B01649	CINDA INTERNATIONAL SECURITIES LTD	30,000	2011-08-09	0.00	86.49
89	B01570	GOLDENWAY SECURITIES CO LTD	30,000	2011-07-07	0.00	86.49
90	B01818	I-ACCESS INVESTORS LTD	30,000	2012-01-17	0.00	86.50
91	B01831	NERICO BROTHERS LTD	30,000	2012-01-26	0.00	86.50
92	B01338	EMPEROR SECURITIES LTD	25,000	2011-08-10	0.00	86.50
93	B01550	HUAYU SECURITIES LTD	22,000	2011-08-03	0.00	86.51
94	B01252	CORPORATE BROKERS LTD	20,000	2010-12-16	0.00	86.51
95	B01567	PRIME SECURITIES LTD	20,000	2009-12-01	0.00	86.51
96	B01173	RIFA SECURITIES LTD	20,000	2011-11-28	0.00	86.52
97	B01192	SEEKERS MARKETS LTD (IN LIQUIDATION)	20,000	2011-11-11	0.00	86.52
98	B01581	KINGSWAY FINANCIAL SERVICES GROUP LTD	16,800	2011-10-26	0.00	86.52
99	B01497	SINOPAC SECURITIES (ASIA) LTD	11,000	2011-09-02	0.00	86.52
100	B01673	FULBRIGHT SECURITIES LTD	10,000	2011-09-23	0.00	86.53
101	B01428	HIP HING SECURITIES LTD	10,000	2011-04-28	0.00	86.53
102	B01169	PUBLIC FINANCIAL SECURITIES LTD	10,000	2012-01-19	0.00	86.53
103	B01623	TAI FUNG KUENTAI SECURITIES CO LTD	10,000	2011-11-23	0.00	86.53
104	B01439	TAI TAK SECURITIES (ASIA) LTD	10,000	2011-11-11	0.00	86.53
105	B01632	WAI FAT SECURITIES LTD	10,000	2010-12-06	0.00	86.53
106	B01535	WING YEE SECURITIES CO LTD	10,000	2011-09-28	0.00	86.53
107	B01425	WELLFULL SECURITIES CO LTD	5,000	2011-01-18	0.00	86.54
108	B01300	OCBC SECURITIES (HONG KONG) LTD	4,000	2008-07-04	0.00	86.54
109	B01699	MASTERLINK SECURITIES (HONG KONG)	3,000	2011-09-30	0.00	86.54
110	B01563	XINKONG INTERNATIONAL SECURITIES LTD	2,000	2011-08-11	0.00	86.54
111	B01853	CMBC SECURITIES CO LTD	600	2011-09-26	0.00	86.54
112	B01240	TSUN CHI YUEN SECURITIES CO LTD	509	2011-09-06	0.00	86.54
113	B01340	LEHIN SECURITIES LTD	500	2011-03-15	0.00	86.54
114	B01386	SBI CHINA CAPITAL FINANCIAL SERVICES LTD	400	2010-09-16	0.00	86.54
115	B01769	ONE CHINA SECURITIES LTD	8	2011-12-16	0.00	86.54
116	B01491	CREDIT SUISSE SECURITIES (HONG KONG) LTD	1	2011-12-05	0.00	86.54
116		Total named holdings	590,086,528		86.54
4		Unnamed Investor Partipants	74,000		0.01
120		Total in CCASS	590,160,528		86.55
		Securities not in CCASS	91,731,676		13.45
		Issued securities	681,892,204	2011-12-31	100.00

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