CM Energy Tech Co., Ltd.: O HKD

Exchange Code Listed Last trade Delisted
HK GEM 08149  2005-11-28  2009-06-04  2009-06-05
HK Main 00206  2009-06-05    
Stock code:
Show former holders

CCASS holdings on 2012-12-12

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Summary

Type of holder Holding Stake
%
Custodians 192,939,723 28.26
Brokers 404,974,805 59.31
Other intermediaries 0 0.00
Intermediaries 597,914,528 87.57
Named investors 0 0.00
Unnamed investors 74,000 0.01
Total in CCASS 597,988,528 87.58
Securities not in CCASS 84,793,676 12.42
Issued securities 682,782,204 100.00

Details

Row CCASS ID Name Holding Last
change
Stake
%
Cumul.
Stake
%
1 C00019 THE HONGKONG AND SHANGHAI BANKING 134,760,730 2012-12-12 19.74 19.74
2 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 92,801,000 2012-11-02 13.59 33.33
3 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 81,651,800 2012-12-10 11.96 45.29
4 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 55,910,800 2012-12-12 8.19 53.48
5 B01510 ORIENTAL PATRON SECURITIES LTD 30,469,000 2011-10-24 4.46 57.94
6 B01184 QUAM SECURITIES LTD 29,952,800 2012-12-12 4.39 62.33
7 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 24,193,000 2012-12-12 3.54 65.87
8 C00100 JPMORGAN CHASE BANK, NATIONAL 16,694,000 2012-12-12 2.44 68.31
9 B01272 FB SECURITIES (HONG KONG) LTD 13,210,000 2012-12-12 1.93 70.25
10 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 11,829,600 2012-12-12 1.73 71.98
11 C00033 BANK OF CHINA (HONG KONG) LTD 10,376,000 2012-12-12 1.52 73.50
12 B01284 HANG SENG SECURITIES LTD 9,879,000 2012-12-12 1.45 74.95
13 C00065 HSBC PRIVATE BANK (SUISSE) SA 9,575,000 2011-08-09 1.40 76.35
14 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 7,736,200 2012-12-12 1.13 77.48
15 B01607 RHB SECURITIES HONG KONG LTD 6,687,000 2012-12-10 0.98 78.46
16 C00010 CITIBANK N.A. 6,671,593 2012-12-12 0.98 79.44
17 B01545 TUNG SHING SECURITIES (BROKERS) LTD 6,349,000 2012-12-12 0.93 80.37
18 B01584 CHIEF SECURITIES LTD 4,143,600 2012-12-12 0.61 80.98
19 B01224 MERRILL LYNCH FAR EAST LTD 4,032,000 2012-12-12 0.59 81.57
20 B01264 MIB SECURITIES (HONG KONG) LTD 3,246,000 2012-11-23 0.48 82.04
21 B01130 BOCI SECURITIES LTD 3,007,000 2012-12-12 0.44 82.48
22 B01289 SOUTH CHINA SECURITIES LTD 2,865,600 2012-12-07 0.42 82.90
23 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 2,682,000 2012-12-12 0.39 83.29
24 B01686 FIRST SHANGHAI SECURITIES LTD 2,326,000 2012-12-06 0.34 83.64
25 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 2,250,200 2012-12-12 0.33 83.97
26 B01416 VC BROKERAGE LTD 2,159,000 2012-12-12 0.32 84.28
27 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 2,145,000 2012-12-11 0.31 84.60
28 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 1,628,000 2012-12-12 0.24 84.83
29 C00028 NANYANG COMMERCIAL BANK LTD 1,167,000 2012-12-12 0.17 85.00
30 C00018 HANG SENG BANK LTD 1,143,000 2012-07-26 0.17 85.17
31 B01086 EVERBRIGHT SECURITIES INVESTMENT 1,066,000 2012-12-12 0.16 85.33
32 C00015 DBS BANK (HONG KONG) LTD 820,000 2012-12-11 0.12 85.45
33 B01842 BOCOM INTERNATIONAL SECURITIES LTD 746,000 2012-12-11 0.11 85.56
34 B01905 SDICS INTERNATIONAL SECURITIES (HONG 716,000 2012-12-12 0.10 85.66
35 B01875 GUODU SECURITIES (HONG KONG) LTD 639,000 2012-12-10 0.09 85.76
36 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 609,000 2012-12-12 0.09 85.85
37 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 540,000 2012-12-12 0.08 85.92
38 B01740 WIN SECURITIES LTD 529,200 2012-12-11 0.08 86.00
39 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 521,000 2012-12-10 0.08 86.08
40 B01253 STOCKWELL SECURITIES LTD 490,000 2012-12-11 0.07 86.15
41 B01654 CHINA INTERNATIONAL CAPITAL CORPORATION 476,000 2012-03-12 0.07 86.22
42 B01610 KGI ASIA LTD 465,000 2012-12-11 0.07 86.29
43 C00003 THE BANK OF EAST ASIA LTD 447,000 2012-12-10 0.07 86.35
44 B01118 EAST ASIA SECURITIES CO LTD 431,000 2012-12-12 0.06 86.42
45 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 428,000 2012-11-09 0.06 86.48
46 B01762 DBS VICKERS (HONG KONG) LTD 421,000 2012-12-12 0.06 86.54
47 C00088 CHINA MERCHANTS BANK CO LTD 392,000 2012-09-18 0.06 86.60
48 C00037 SHANGHAI COMMERCIAL BANK LTD 381,000 2012-12-12 0.06 86.65
49 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 349,200 2012-12-11 0.05 86.71
50 B01727 ICBC (ASIA) SECURITIES LTD 308,000 2012-12-12 0.05 86.75
51 B01523 EVER-LONG SECURITIES CO LTD 305,000 2012-03-22 0.04 86.79
52 B01345 PHILLIP SECURITIES (HONG KONG) LTD 299,600 2012-12-12 0.04 86.84
53 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 282,000 2012-12-11 0.04 86.88
54 B01590 INTERACTIVE BROKERS HONG KONG LTD 252,600 2012-12-12 0.04 86.92
55 C00041 OCBC BANK (HONG KONG) LTD 250,000 2012-12-10 0.04 86.95
56 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 235,000 2012-12-12 0.03 86.99
57 B01576 SIU ON SECURITIES LTD 220,000 2011-02-22 0.03 87.02
58 B01778 UNITED WORLD ONLINE LTD 201,600 2012-05-24 0.03 87.05
59 B01695 DAH SING SECURITIES LTD 200,000 2012-12-12 0.03 87.08
60 B01423 PRUDENTIAL BROKERAGE LTD 198,000 2012-12-11 0.03 87.11
61 B01901 CMB INTERNATIONAL SECURITIES LTD 188,000 2012-08-03 0.03 87.14
62 B01630 ANLI SECURITIES LTD 160,000 2012-12-12 0.02 87.16
63 C00048 CHIYU BANKING CORPORATION LTD 137,000 2012-12-12 0.02 87.18
64 B01183 CHONG HING SECURITIES LTD 130,000 2012-12-12 0.02 87.20
65 B01353 UOB KAY HIAN (HONG KONG) LTD 128,000 2012-12-03 0.02 87.22
66 B01773 TOYO SECURITIES ASIA LTD 126,400 2012-12-12 0.02 87.24
67 B01556 LUK FOOK SECURITIES (HK) LTD 119,000 2012-12-12 0.02 87.25
68 B01137 CHOW SANG SANG SECURITIES LTD 113,000 2012-12-12 0.02 87.27
69 C00074 DEUTSCHE BANK AG 100,000 2011-02-01 0.01 87.28
70 B01801 KIN FUNG STOCK CO LTD 100,000 2012-03-22 0.01 87.30
71 B01260 LAMTEX SECURITIES LTD 100,000 2012-12-12 0.01 87.31
72 B01732 WINTECH SECURITIES LTD 100,000 2011-05-27 0.01 87.33
73 B01443 YING WAH SECURITIES CO LTD 90,000 2012-12-12 0.01 87.34
74 B01271 HANG TAI SECURITIES LTD 70,000 2012-11-01 0.01 87.35
75 B01421 ONEPLATFORM SECURITIES LTD 70,000 2011-07-06 0.01 87.36
76 B01592 PLATINUM BROKING CO LTD 70,000 2012-02-29 0.01 87.37
77 B01818 I-ACCESS INVESTORS LTD 65,000 2012-12-12 0.01 87.38
78 B01427 TSE'S SECURITIES LTD 65,000 2012-12-06 0.01 87.39
79 B01460 BERICH BROKERAGE LTD 60,000 2012-09-17 0.01 87.40
80 B01638 KILMOREY SECURITIES LTD 60,000 2011-03-31 0.01 87.41
81 B01907 CHINA DEMETER SECURITIES LTD 55,000 2012-12-12 0.01 87.42
82 B01868 JIMEI SECURITIES LTD 52,000 2012-12-10 0.01 87.42
83 B01347 CGS INTERNATIONAL SECURITIES HK LTD 50,000 2012-11-30 0.01 87.43
84 B01362 JOSPA INVESTMENT CO LTD 50,000 2009-11-03 0.01 87.44
85 B01615 KAM FAI SECURITIES CO LTD 50,000 2012-12-12 0.01 87.45
86 B01166 KING FOOK SECURITIES CO LTD 45,000 2011-06-29 0.01 87.45
87 B01738 CES CAPITAL INTERNATIONAL (HONG KONG) CO 44,000 2011-04-08 0.01 87.46
88 B01585 SINO GRADE SECURITIES LTD 40,000 2012-12-12 0.01 87.47
89 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 40,000 2012-12-11 0.01 87.47
90 C00036 CHINA CONSTRUCTION BANK (ASIA) 39,000 2012-05-22 0.01 87.48
91 B01564 ABCI SECURITIES CO LTD 36,000 2012-12-10 0.01 87.48
92 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 35,800 2012-12-11 0.01 87.49
93 B01633 ENLIGHTEN SECURITIES LTD 35,000 2012-12-12 0.01 87.49
94 B01843 TELECOM KING SECURITIES LTD 35,000 2012-11-29 0.01 87.50
95 B01445 VICTORY SECURITIES CO LTD 35,000 2012-12-12 0.01 87.50
96 B01853 CMBC SECURITIES CO LTD 30,600 2012-03-02 0.00 87.51
97 B01373 CHRISTFUND SECURITIES LTD 30,000 2012-12-11 0.00 87.51
98 B01649 CINDA INTERNATIONAL SECURITIES LTD 30,000 2012-11-22 0.00 87.52
99 B01673 FULBRIGHT SECURITIES LTD 30,000 2012-12-07 0.00 87.52
100 B01570 GOLDENWAY SECURITIES CO LTD 30,000 2012-03-02 0.00 87.52
101 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 30,000 2012-12-12 0.00 87.53
102 B01119 CELESTIAL SECURITIES LTD 25,000 2012-12-12 0.00 87.53
103 B01252 CORPORATE BROKERS LTD 20,000 2010-12-16 0.00 87.54
104 B01567 PRIME SECURITIES LTD 20,000 2009-12-01 0.00 87.54
105 B01731 SHUN HENG SECURITIES LTD 20,000 2012-12-10 0.00 87.54
106 B01439 TAI TAK SECURITIES (ASIA) LTD 20,000 2012-11-30 0.00 87.54
107 B01280 WING FAT SECURITIES LTD 20,000 2012-12-12 0.00 87.55
108 B01129 WOCOM SECURITIES LTD 20,000 2012-12-12 0.00 87.55
109 B01710 SINO-RICH SECURITIES & FUTURES LTD 17,000 2012-12-12 0.00 87.55
110 B01831 NERICO BROTHERS LTD 16,000 2012-12-10 0.00 87.56
111 B01275 SANFULL SECURITIES LTD 11,000 2012-12-12 0.00 87.56
112 B01789 HO FUNG SHARES INVESTMENT LTD 10,758 2012-03-07 0.00 87.56
113 B01338 EMPEROR SECURITIES LTD 10,000 2012-10-19 0.00 87.56
114 B01324 FUNDERSTONE SECURITIES LTD 10,000 2012-11-28 0.00 87.56
115 B01428 HIP HING SECURITIES LTD 10,000 2011-04-28 0.00 87.56
116 B01376 PUBLIC SECURITIES LTD 10,000 2012-12-12 0.00 87.56
117 B01632 WAI FAT SECURITIES LTD 10,000 2010-12-06 0.00 87.57
118 B01497 SINOPAC SECURITIES (ASIA) LTD 7,000 2012-04-20 0.00 87.57
119 B01169 PUBLIC FINANCIAL SECURITIES LTD 5,000 2012-12-12 0.00 87.57
120 B01425 WELLFULL SECURITIES CO LTD 5,000 2011-01-18 0.00 87.57
121 B01300 OCBC SECURITIES (HONG KONG) LTD 4,000 2008-07-04 0.00 87.57
122 B01829 HUATAI FINANCIAL HOLDINGS (HONG KONG) 3,000 2012-12-10 0.00 87.57
123 B01209 MASON SECURITIES LTD 3,000 2012-08-15 0.00 87.57
124 B01699 MASTERLINK SECURITIES (HONG KONG) 3,000 2011-09-30 0.00 87.57
125 B01769 ONE CHINA SECURITIES LTD 775 2012-02-22 0.00 87.57
126 B01340 LEHIN SECURITIES LTD 500 2012-11-12 0.00 87.57
127 B01386 SBI CHINA CAPITAL FINANCIAL SERVICES LTD 400 2010-09-16 0.00 87.57
128 B01240 TSUN CHI YUEN SECURITIES CO LTD 171 2012-08-07 0.00 87.57
129 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 1 2011-12-05 0.00 87.57
129 Total named holdings 597,914,528 87.57
4 Unnamed Investor Partipants 74,000 0.01
133 Total in CCASS 597,988,528 87.58
Securities not in CCASS 84,793,676 12.42
Issued securities 682,782,204 2012-11-30 100.00

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