CM Energy Tech Co., Ltd.: O HKD

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Exchange	Code	Listed	Last trade	Delisted
HK GEM	08149	2005-11-28	2009-06-04	2009-06-05	Docs
HK Main	00206	2009-06-05			Docs

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• Custodians
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Stock code:

Show former holders

CCASS holdings on 2015-03-06

Hit the stake to see the history.

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Summary

Type of holder	Holding	Stake %
Custodians	248,581,453	35.15
Brokers	435,857,851	61.64
Other intermediaries	0	0.00
Intermediaries	684,439,304	96.79
Named investors	0	0.00
Unnamed investors	49,000	0.01
Total in CCASS	684,488,304	96.80
Securities not in CCASS	22,631,900	3.20
Issued securities	707,120,204	100.00

Details

Row	CCASS ID	Name	Holding	Last change	Stake %	Cumul. Stake %
1	B01565	GUOTAI JUNAN SECURITIES (HONG KONG) LTD	154,895,200	2015-03-05	21.91	21.91
2	C00019	THE HONGKONG AND SHANGHAI BANKING	109,281,329	2015-03-06	15.45	37.36
3	B01274	MORGAN STANLEY HONG KONG SECURITIES LTD	98,210,000	2015-03-05	13.89	51.25
4	C00039	STANDARD CHARTERED BANK (HONG KONG) LTD	98,122,400	2015-03-06	13.88	65.12
5	B01143	HAITONG INTERNATIONAL SECURITIES CO LTD	34,001,800	2015-03-06	4.81	69.93
6	B01161	UBS SECURITIES HONG KONG LTD	17,130,000	2015-03-06	2.42	72.36
7	B01451	GOLDMAN SACHS (ASIA) SECURITIES LTD	15,445,000	2015-03-06	2.18	74.54
8	B01264	MIB SECURITIES (HONG KONG) LTD	15,301,000	2015-01-19	2.16	76.70
9	B01284	HANG SENG SECURITIES LTD	13,555,000	2015-03-04	1.92	78.62
10	C00033	BANK OF CHINA (HONG KONG) LTD	13,520,000	2015-03-06	1.91	80.53
11	B01272	FB SECURITIES (HONG KONG) LTD	13,226,000	2015-02-05	1.87	82.40
12	C00010	CITIBANK N.A.	10,009,524	2015-03-06	1.42	83.82
13	B01825	GUOYUAN SECURITIES BROKERAGE (HONG KONG)	7,941,000	2015-03-04	1.12	84.94
14	B01148	CHINA MERCHANTS SECURITIES (HK) CO LTD	7,536,800	2015-03-05	1.07	86.01
15	B01130	BOCI SECURITIES LTD	7,437,000	2015-03-04	1.05	87.06
16	C00015	DBS BANK (HONG KONG) LTD	5,238,000	2015-02-17	0.74	87.80
17	B01089	HSBC BROKING SECURITIES (HONG KONG) LTD	4,130,000	2015-02-06	0.58	88.38
18	B01654	CHINA INTERNATIONAL CAPITAL CORPORATION	4,042,000	2015-02-10	0.57	88.96
19	C00088	CHINA MERCHANTS BANK CO LTD	4,024,000	2015-03-06	0.57	89.52
20	B01590	INTERACTIVE BROKERS HONG KONG LTD	2,865,600	2015-03-06	0.41	89.93
21	B01345	PHILLIP SECURITIES (HONG KONG) LTD	2,860,200	2015-01-08	0.40	90.33
22	B01355	CHINA EVERBRIGHT SECURITIES (HK) LTD	2,628,000	2015-03-05	0.37	90.71
23	B01510	ORIENTAL PATRON SECURITIES LTD	2,458,000	2015-02-09	0.35	91.05
24	B01228	CITIC SECURITIES BROKERAGE (HK) LTD	2,371,000	2015-03-05	0.34	91.39
25	C00028	NANYANG COMMERCIAL BANK LTD	2,298,000	2015-02-11	0.32	91.71
26	B01762	DBS VICKERS (HONG KONG) LTD	2,289,000	2015-03-05	0.32	92.04
27	B01115	SHENWAN HONGYUAN SECURITIES (H.K.) LTD	2,236,000	2015-03-04	0.32	92.35
28	B01584	CHIEF SECURITIES LTD	2,090,600	2015-03-05	0.30	92.65
29	B01086	EVERBRIGHT SECURITIES INVESTMENT	1,508,000	2015-02-17	0.21	92.86
30	C00003	THE BANK OF EAST ASIA LTD	1,360,000	2015-02-05	0.19	93.05
31	B01686	FIRST SHANGHAI SECURITIES LTD	1,320,000	2015-02-02	0.19	93.24
32	C00002	BANK OF COMMUNICATIONS TRUSTEE LTD	1,304,200	2015-03-05	0.18	93.43
33	B01610	KGI ASIA LTD	1,277,000	2015-02-13	0.18	93.61
34	B01416	VC BROKERAGE LTD	1,273,000	2015-02-10	0.18	93.79
35	C00093	BNP PARIBAS	1,252,000	2015-02-17	0.18	93.96
36	B01338	EMPEROR SECURITIES LTD	1,248,000	2015-02-24	0.18	94.14
37	B01184	QUAM SECURITIES LTD	1,240,000	2014-12-23	0.18	94.32
38	C00018	HANG SENG BANK LTD	1,113,000	2013-04-19	0.16	94.47
39	B01826	GF SECURITIES (HONG KONG) BROKERAGE LTD	974,000	2015-03-05	0.14	94.61
40	B01765	PROMISING SECURITIES CO LTD	942,000	2015-03-04	0.13	94.74
41	B01938	CHINA INDUSTRIAL SECURITIES	853,000	2015-02-05	0.12	94.86
42	B01156	CMB INTERNATIONAL GLOBAL MARKETS LTD	850,000	2015-03-04	0.12	94.98
43	B01829	HUATAI FINANCIAL HOLDINGS (HONG KONG)	770,000	2015-01-30	0.11	95.09
44	B01183	CHONG HING SECURITIES LTD	762,000	2015-02-16	0.11	95.20
45	B01118	EAST ASIA SECURITIES CO LTD	724,000	2015-01-09	0.10	95.30
46	B01890	GUOSEN SECURITIES (HK) BROKERAGE CO LTD	711,000	2015-02-23	0.10	95.40
47	B01901	CMB INTERNATIONAL SECURITIES LTD	667,000	2015-02-06	0.09	95.50
48	B01668	BRIGHT SMART SECURITIES INTERNATIONAL	633,000	2015-03-06	0.09	95.59
49	C00037	SHANGHAI COMMERCIAL BANK LTD	499,000	2015-02-23	0.07	95.66
50	B01727	ICBC (ASIA) SECURITIES LTD	425,000	2015-02-09	0.06	95.72
51	B01905	SDICS INTERNATIONAL SECURITIES (HONG	409,000	2015-02-25	0.06	95.78
52	B01842	BOCOM INTERNATIONAL SECURITIES LTD	400,000	2015-03-03	0.06	95.83
53	B01939	SOOCHOW SECURITIES INTERNATIONAL	374,000	2015-02-02	0.05	95.89
54	B01700	REALINK FINANCIAL TRADE LTD	373,000	2015-02-24	0.05	95.94
55	B01523	EVER-LONG SECURITIES CO LTD	367,000	2014-11-25	0.05	95.99
56	B01564	ABCI SECURITIES CO LTD	360,000	2014-09-05	0.05	96.04
57	C00100	JPMORGAN CHASE BANK, NATIONAL	335,000	2014-12-15	0.05	96.09
58	B01734	KCG SECURITIES ASIA LTD	335,000	2014-11-18	0.05	96.14
59	B01929	CHINA GALAXY INTERNATIONAL SECURITIES	300,000	2015-01-09	0.04	96.18
60	B01119	CELESTIAL SECURITIES LTD	294,000	2015-02-05	0.04	96.22
61	B01882	PING AN OF CHINA SECURITIES (HONG KONG)	281,000	2014-10-24	0.04	96.26
62	B01347	CGS INTERNATIONAL SECURITIES HK LTD	275,000	2015-03-06	0.04	96.30
63	B01649	CINDA INTERNATIONAL SECURITIES LTD	267,000	2015-02-06	0.04	96.34
64	B01673	FULBRIGHT SECURITIES LTD	244,000	2015-02-06	0.03	96.37
65	B01353	UOB KAY HIAN (HONG KONG) LTD	236,000	2015-03-04	0.03	96.40
66	B01491	CREDIT SUISSE SECURITIES (HONG KONG) LTD	224,000	2015-03-05	0.03	96.44
67	B01433	HING WAI ALLIED SECURITIES LTD	206,000	2015-01-05	0.03	96.47
68	B01275	SANFULL SECURITIES LTD	189,000	2015-01-13	0.03	96.49
69	C00041	OCBC BANK (HONG KONG) LTD	184,000	2014-12-01	0.03	96.52
70	B01224	MERRILL LYNCH FAR EAST LTD	158,069	2015-03-06	0.02	96.54
71	B01818	I-ACCESS INVESTORS LTD	153,000	2015-03-06	0.02	96.56
72	B01423	PRUDENTIAL BROKERAGE LTD	150,000	2015-02-09	0.02	96.58
73	B01940	SOFI SECURITIES (HONG KONG) LTD	110,800	2015-01-13	0.02	96.60
74	B01962	CHINA SECURITIES (INTERNATIONAL)	86,000	2014-12-02	0.01	96.61
75	B01849	CIS SECURITIES ASSET MANAGEMENT LTD	82,000	2015-01-16	0.01	96.62
76	B01606	EWARTON SECURITIES LTD	81,000	2015-02-06	0.01	96.63
77	B01955	FUTU SECURITIES INTERNATIONAL	72,000	2015-03-06	0.01	96.64
78	B01638	KILMOREY SECURITIES LTD	71,000	2014-12-23	0.01	96.65
79	B01813	CCB INTERNATIONAL SECURITIES LTD	70,000	2015-01-20	0.01	96.66
80	B01773	TOYO SECURITIES ASIA LTD	64,600	2014-09-15	0.01	96.67
81	B01875	GUODU SECURITIES (HONG KONG) LTD	55,000	2015-03-05	0.01	96.68
82	B01413	CORE PACIFIC - YAMAICHI INTERNATIONAL	53,000	2015-01-22	0.01	96.69
83	B01921	GONG PING SECURITIES LTD	49,000	2015-01-09	0.01	96.70
84	B01351	WING FUNG SECURITIES LTD	48,000	2015-02-09	0.01	96.70
85	B01623	TAI FUNG KUENTAI SECURITIES CO LTD	44,000	2014-12-12	0.01	96.71
86	B01256	SINOLINK SECURITIES (HONG KONG) CO LTD	41,000	2014-10-09	0.01	96.71
87	B01937	CHANGJIANG SECURITIES BROKERAGE (HK) LTD	40,000	2015-02-04	0.01	96.72
88	B01445	VICTORY SECURITIES CO LTD	40,000	2014-11-27	0.01	96.73
89	B01858	YUANTA SECURITIES (HONG KONG) CO LTD	40,000	2014-12-18	0.01	96.73
90	B01298	GET NICE SECURITIES LTD	30,000	2014-10-24	0.00	96.74
91	B01545	TUNG SHING SECURITIES (BROKERS) LTD	30,000	2015-02-13	0.00	96.74
92	B01265	OCBC SECURITIES BROKERAGE (HK) LTD	26,000	2014-12-01	0.00	96.74
93	B01900	ORIENT SECURITIES (HONG KONG) LTD	25,000	2014-12-08	0.00	96.75
94	C00036	CHINA CONSTRUCTION BANK (ASIA)	21,000	2015-02-12	0.00	96.75
95	C00048	CHIYU BANKING CORPORATION LTD	20,000	2015-02-06	0.00	96.75
96	B01633	ENLIGHTEN SECURITIES LTD	20,000	2014-11-27	0.00	96.76
97	B01428	HIP HING SECURITIES LTD	20,000	2014-10-06	0.00	96.76
98	B01680	SUCCESS SECURITIES LTD	20,000	2015-02-25	0.00	96.76
99	B01217	TAIPING SECURITIES (HK) CO LTD	20,000	2015-02-05	0.00	96.76
100	B01581	KINGSWAY FINANCIAL SERVICES GROUP LTD	19,800	2014-11-17	0.00	96.77
101	B01323	DEUTSCHE SECURITIES ASIA LTD	18,000	2015-02-27	0.00	96.77
102	B01607	RHB SECURITIES HONG KONG LTD	18,000	2015-02-09	0.00	96.77
103	B01252	CORPORATE BROKERS LTD	14,000	2014-11-06	0.00	96.77
104	B01740	WIN SECURITIES LTD	12,800	2015-02-23	0.00	96.78
105	B01963	TFI SECURITIES AND FUTURES LTD	12,000	2015-01-13	0.00	96.78
106	B01695	DAH SING SECURITIES LTD	10,000	2015-02-06	0.00	96.78
107	B01198	PO KAY SECURITIES & SHARES CO LTD	10,000	2015-03-06	0.00	96.78
108	B01843	TELECOM KING SECURITIES LTD	10,000	2015-03-04	0.00	96.78
109	B01427	TSE'S SECURITIES LTD	10,000	2014-04-23	0.00	96.78
110	B01632	WAI FAT SECURITIES LTD	10,000	2010-12-06	0.00	96.78
111	B01458	YICKO SECURITIES LTD	10,000	2014-10-16	0.00	96.79
112	B01551	YUE XIU SECURITIES CO LTD	8,000	2015-01-15	0.00	96.79
113	B01470	HUNG SING SECURITIES LTD	5,000	2014-09-22	0.00	96.79
114	B01906	IMPERIUM INTERNATIONAL SECURITIES LTD	5,000	2014-09-25	0.00	96.79
115	B01497	SINOPAC SECURITIES (ASIA) LTD	5,000	2015-02-02	0.00	96.79
116	B01559	WISETRADE SECURITIES LTD	5,000	2014-09-17	0.00	96.79
117	B01738	CES CAPITAL INTERNATIONAL (HONG KONG) CO	4,000	2014-12-01	0.00	96.79
118	B01959	ZHONGTAI INTERNATIONAL SECURITIES LTD	4,000	2015-03-02	0.00	96.79
119	B01209	MASON SECURITIES LTD	3,000	2014-12-02	0.00	96.79
120	B01699	MASTERLINK SECURITIES (HONG KONG)	1,000	2014-03-17	0.00	96.79
121	B01769	ONE CHINA SECURITIES LTD	858	2015-02-23	0.00	96.79
122	B01853	CMBC SECURITIES CO LTD	800	2014-11-26	0.00	96.79
123	B01240	TSUN CHI YUEN SECURITIES CO LTD	771	2013-12-27	0.00	96.79
124	B01289	SOUTH CHINA SECURITIES LTD	600	2014-09-12	0.00	96.79
125	B01340	LEHIN SECURITIES LTD	500	2013-12-30	0.00	96.79
126	B01789	HO FUNG SHARES INVESTMENT LTD	53	2014-01-03	0.00	96.79
126		Total named holdings	684,439,304		96.79
3		Unnamed Investor Partipants	49,000		0.01
129		Total in CCASS	684,488,304		96.80
		Securities not in CCASS	22,631,900		3.20
		Issued securities	707,120,204	2015-02-28	100.00

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