CM Energy Tech Co., Ltd.: O HKD

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Exchange	Code	Listed	Last trade	Delisted
HK GEM	08149	2005-11-28	2009-06-04	2009-06-05	Docs
HK Main	00206	2009-06-05			Docs

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• Snapshot
• Custodians
• Brokers
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Stock code:

Show former holders

CCASS holdings on 2015-06-04

Hit the stake to see the history.

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Summary

Type of holder	Holding	Stake %
Custodians	258,692,902	36.58
Brokers	426,231,402	60.28
Other intermediaries	0	0.00
Intermediaries	684,924,304	96.86
Named investors	0	0.00
Unnamed investors	55,000	0.01
Total in CCASS	684,979,304	96.87
Securities not in CCASS	22,140,900	3.13
Issued securities	707,120,204	100.00

Details

Row	CCASS ID	Name	Holding	Last change	Stake %	Cumul. Stake %
1	B01565	GUOTAI JUNAN SECURITIES (HONG KONG) LTD	155,248,200	2015-06-04	21.95	21.95
2	C00019	THE HONGKONG AND SHANGHAI BANKING	115,441,329	2015-06-04	16.33	38.28
3	B01274	MORGAN STANLEY HONG KONG SECURITIES LTD	99,567,000	2015-06-04	14.08	52.36
4	C00039	STANDARD CHARTERED BANK (HONG KONG) LTD	96,039,400	2015-06-04	13.58	65.94
5	B01143	HAITONG INTERNATIONAL SECURITIES CO LTD	32,636,800	2015-06-04	4.62	70.56
6	B01264	MIB SECURITIES (HONG KONG) LTD	15,578,000	2015-05-05	2.20	72.76
7	C00010	CITIBANK N.A.	14,412,303	2015-06-04	2.04	74.80
8	B01284	HANG SENG SECURITIES LTD	13,961,000	2015-06-04	1.97	76.77
9	B01272	FB SECURITIES (HONG KONG) LTD	13,211,000	2015-06-01	1.87	78.64
10	C00033	BANK OF CHINA (HONG KONG) LTD	12,958,000	2015-06-04	1.83	80.47
11	B01130	BOCI SECURITIES LTD	11,638,000	2015-06-04	1.65	82.12
12	B01451	GOLDMAN SACHS (ASIA) SECURITIES LTD	11,165,000	2015-06-04	1.58	83.70
13	B01161	UBS SECURITIES HONG KONG LTD	8,667,000	2015-06-03	1.23	84.93
14	C00015	DBS BANK (HONG KONG) LTD	6,741,000	2015-05-28	0.95	85.88
15	B01825	GUOYUAN SECURITIES BROKERAGE (HONG KONG)	5,841,000	2015-06-03	0.83	86.70
16	B01148	CHINA MERCHANTS SECURITIES (HK) CO LTD	5,630,800	2015-06-04	0.80	87.50
17	B01228	CITIC SECURITIES BROKERAGE (HK) LTD	4,608,000	2015-06-04	0.65	88.15
18	C00088	CHINA MERCHANTS BANK CO LTD	4,371,000	2015-06-04	0.62	88.77
19	B01654	CHINA INTERNATIONAL CAPITAL CORPORATION	3,962,000	2015-04-30	0.56	89.33
20	B01345	PHILLIP SECURITIES (HONG KONG) LTD	3,890,200	2015-06-02	0.55	89.88
21	B01089	HSBC BROKING SECURITIES (HONG KONG) LTD	3,761,000	2015-05-22	0.53	90.41
22	B01762	DBS VICKERS (HONG KONG) LTD	3,439,000	2015-06-04	0.49	90.90
23	B01115	SHENWAN HONGYUAN SECURITIES (H.K.) LTD	2,456,000	2015-05-28	0.35	91.25
24	B01584	CHIEF SECURITIES LTD	2,391,600	2015-06-04	0.34	91.58
25	B01510	ORIENTAL PATRON SECURITIES LTD	2,370,000	2015-05-07	0.34	91.92
26	C00028	NANYANG COMMERCIAL BANK LTD	2,192,000	2015-06-04	0.31	92.23
27	B01590	INTERACTIVE BROKERS HONG KONG LTD	2,163,600	2015-06-02	0.31	92.54
28	B01826	GF SECURITIES (HONG KONG) BROKERAGE LTD	1,957,000	2015-06-04	0.28	92.81
29	B01416	VC BROKERAGE LTD	1,761,000	2015-05-27	0.25	93.06
30	C00003	THE BANK OF EAST ASIA LTD	1,547,000	2015-04-30	0.22	93.28
31	B01338	EMPEROR SECURITIES LTD	1,328,000	2015-05-06	0.19	93.47
32	C00002	BANK OF COMMUNICATIONS TRUSTEE LTD	1,301,200	2015-06-03	0.18	93.65
33	B01829	HUATAI FINANCIAL HOLDINGS (HONG KONG)	1,285,000	2015-05-21	0.18	93.83
34	C00093	BNP PARIBAS	1,252,000	2015-03-31	0.18	94.01
35	B01184	QUAM SECURITIES LTD	1,176,000	2015-06-04	0.17	94.18
36	B01890	GUOSEN SECURITIES (HK) BROKERAGE CO LTD	1,144,000	2015-06-04	0.16	94.34
37	C00018	HANG SENG BANK LTD	1,113,000	2013-04-19	0.16	94.50
38	B01842	BOCOM INTERNATIONAL SECURITIES LTD	1,098,000	2015-05-28	0.16	94.65
39	B01696	HANTEC SECURITIES CO LTD	1,060,000	2015-05-11	0.15	94.80
40	B01610	KGI ASIA LTD	983,000	2015-06-01	0.14	94.94
41	B01156	CMB INTERNATIONAL GLOBAL MARKETS LTD	909,000	2015-06-03	0.13	95.07
42	B01673	FULBRIGHT SECURITIES LTD	881,000	2015-05-27	0.12	95.19
43	B01901	CMB INTERNATIONAL SECURITIES LTD	793,000	2015-06-04	0.11	95.31
44	B01183	CHONG HING SECURITIES LTD	721,000	2015-06-01	0.10	95.41
45	B01118	EAST ASIA SECURITIES CO LTD	639,000	2015-06-01	0.09	95.50
46	B01438	KINGSTON SECURITIES LTD	600,000	2015-06-04	0.08	95.58
47	C00074	DEUTSCHE BANK AG	592,670	2015-04-14	0.08	95.67
48	B01668	BRIGHT SMART SECURITIES INTERNATIONAL	521,000	2015-06-03	0.07	95.74
49	B01686	FIRST SHANGHAI SECURITIES LTD	517,000	2015-06-04	0.07	95.81
50	B01086	EVERBRIGHT SECURITIES INVESTMENT	501,000	2015-05-22	0.07	95.88
51	B01523	EVER-LONG SECURITIES CO LTD	367,000	2014-11-25	0.05	95.94
52	B01564	ABCI SECURITIES CO LTD	360,000	2014-09-05	0.05	95.99
53	B01882	PING AN OF CHINA SECURITIES (HONG KONG)	320,000	2015-06-04	0.05	96.03
54	C00100	JPMORGAN CHASE BANK, NATIONAL	300,000	2015-04-22	0.04	96.08
55	B01433	HING WAI ALLIED SECURITIES LTD	296,000	2015-05-12	0.04	96.12
56	B01905	SDICS INTERNATIONAL SECURITIES (HONG	288,000	2015-06-01	0.04	96.16
57	B01734	KCG SECURITIES ASIA LTD	251,000	2015-04-14	0.04	96.19
58	C00041	OCBC BANK (HONG KONG) LTD	246,000	2015-06-01	0.03	96.23
59	B01695	DAH SING SECURITIES LTD	242,000	2015-06-04	0.03	96.26
60	B01353	UOB KAY HIAN (HONG KONG) LTD	239,000	2015-05-28	0.03	96.30
61	B01700	REALINK FINANCIAL TRADE LTD	212,000	2015-06-01	0.03	96.33
62	B01355	CHINA EVERBRIGHT SECURITIES (HK) LTD	205,000	2015-06-02	0.03	96.36
63	B01955	FUTU SECURITIES INTERNATIONAL	191,000	2015-06-02	0.03	96.38
64	B01939	SOOCHOW SECURITIES INTERNATIONAL	190,000	2015-06-03	0.03	96.41
65	B01445	VICTORY SECURITIES CO LTD	190,000	2015-06-03	0.03	96.44
66	B01727	ICBC (ASIA) SECURITIES LTD	187,000	2015-06-01	0.03	96.46
67	C00037	SHANGHAI COMMERCIAL BANK LTD	164,000	2015-05-28	0.02	96.49
68	B01275	SANFULL SECURITIES LTD	160,000	2015-05-20	0.02	96.51
69	B01277	BRADBURY SECURITIES LTD	155,000	2015-06-04	0.02	96.53
70	B01937	CHANGJIANG SECURITIES BROKERAGE (HK) LTD	131,000	2015-05-13	0.02	96.55
71	B01423	PRUDENTIAL BROKERAGE LTD	130,000	2015-04-17	0.02	96.57
72	B01849	CIS SECURITIES ASSET MANAGEMENT LTD	129,000	2015-04-22	0.02	96.59
73	B01813	CCB INTERNATIONAL SECURITIES LTD	125,000	2015-05-28	0.02	96.60
74	B01351	WING FUNG SECURITIES LTD	102,000	2015-04-15	0.01	96.62
75	B01623	TAI FUNG KUENTAI SECURITIES CO LTD	96,000	2015-05-07	0.01	96.63
76	B01940	SOFI SECURITIES (HONG KONG) LTD	93,800	2015-03-25	0.01	96.64
77	B01545	TUNG SHING SECURITIES (BROKERS) LTD	90,000	2015-05-22	0.01	96.66
78	B01551	YUE XIU SECURITIES CO LTD	88,000	2015-05-26	0.01	96.67
79	B01119	CELESTIAL SECURITIES LTD	85,000	2015-05-07	0.01	96.68
80	B01649	CINDA INTERNATIONAL SECURITIES LTD	85,000	2015-05-06	0.01	96.69
81	B01224	MERRILL LYNCH FAR EAST LTD	77,620	2015-06-04	0.01	96.70
82	B01606	EWARTON SECURITIES LTD	73,000	2015-05-27	0.01	96.71
83	B01773	TOYO SECURITIES ASIA LTD	60,600	2015-04-09	0.01	96.72
84	B01638	KILMOREY SECURITIES LTD	60,000	2015-04-14	0.01	96.73
85	B01962	CHINA SECURITIES (INTERNATIONAL)	56,000	2015-06-03	0.01	96.74
86	B01581	KINGSWAY FINANCIAL SERVICES GROUP LTD	54,800	2015-06-02	0.01	96.75
87	B01413	CORE PACIFIC - YAMAICHI INTERNATIONAL	53,000	2015-01-22	0.01	96.75
88	B01728	AJ SECURITIES LTD	50,000	2015-04-17	0.01	96.76
89	B01514	KARL-THOMSON SECURITIES CO LTD	50,000	2015-05-28	0.01	96.77
90	B01818	I-ACCESS INVESTORS LTD	45,000	2015-06-02	0.01	96.78
91	B01347	CGS INTERNATIONAL SECURITIES HK LTD	40,000	2015-03-31	0.01	96.78
92	B01921	GONG PING SECURITIES LTD	40,000	2015-05-20	0.01	96.79
93	B01858	YUANTA SECURITIES (HONG KONG) CO LTD	40,000	2015-04-17	0.01	96.79
94	B01256	SINOLINK SECURITIES (HONG KONG) CO LTD	38,000	2015-04-10	0.01	96.80
95	B01959	ZHONGTAI INTERNATIONAL SECURITIES LTD	36,000	2015-04-29	0.01	96.80
96	B01875	GUODU SECURITIES (HONG KONG) LTD	34,000	2015-05-29	0.00	96.81
97	B01491	CREDIT SUISSE SECURITIES (HONG KONG) LTD	31,000	2015-06-04	0.00	96.81
98	B01298	GET NICE SECURITIES LTD	30,000	2014-10-24	0.00	96.82
99	B01209	MASON SECURITIES LTD	30,000	2015-05-12	0.00	96.82
100	B01900	ORIENT SECURITIES (HONG KONG) LTD	23,000	2015-04-21	0.00	96.82
101	B01740	WIN SECURITIES LTD	22,800	2015-04-23	0.00	96.83
102	C00036	CHINA CONSTRUCTION BANK (ASIA)	22,000	2015-06-03	0.00	96.83
103	B01929	CHINA GALAXY INTERNATIONAL SECURITIES	20,000	2015-05-29	0.00	96.83
104	B01633	ENLIGHTEN SECURITIES LTD	20,000	2014-11-27	0.00	96.84
105	B01607	RHB SECURITIES HONG KONG LTD	18,000	2015-02-09	0.00	96.84
106	B01252	CORPORATE BROKERS LTD	14,000	2014-11-06	0.00	96.84
107	B01947	FUBON SECURITIES (HONG KONG) LTD	13,000	2015-05-18	0.00	96.84
108	B01271	HANG TAI SECURITIES LTD	13,000	2015-05-08	0.00	96.84
109	B01340	LEHIN SECURITIES LTD	10,500	2015-06-04	0.00	96.85
110	B01137	CHOW SANG SANG SECURITIES LTD	10,000	2015-05-11	0.00	96.85
111	B01428	HIP HING SECURITIES LTD	10,000	2015-05-07	0.00	96.85
112	B01843	TELECOM KING SECURITIES LTD	10,000	2015-04-21	0.00	96.85
113	B01427	TSE'S SECURITIES LTD	10,000	2015-04-15	0.00	96.85
114	B01632	WAI FAT SECURITIES LTD	10,000	2010-12-06	0.00	96.85
115	B01458	YICKO SECURITIES LTD	10,000	2014-10-16	0.00	96.85
116	B01447	BETA INTERNATIONAL SECURITIES LIMITED	8,000	2015-05-21	0.00	96.85
117	B01714	HEAD & SHOULDERS SECURITIES LTD	8,000	2015-06-04	0.00	96.86
118	B01936	MIGHTY BROKERAGE (ASIA) LTD	7,000	2015-05-28	0.00	96.86
119	B01777	DAIWA CAPITAL MARKETS HONG KONG LTD	5,000	2015-04-16	0.00	96.86
120	B01470	HUNG SING SECURITIES LTD	5,000	2014-09-22	0.00	96.86
121	B01906	IMPERIUM INTERNATIONAL SECURITIES LTD	5,000	2014-09-25	0.00	96.86
122	B01497	SINOPAC SECURITIES (ASIA) LTD	5,000	2015-04-14	0.00	96.86
123	B01559	WISETRADE SECURITIES LTD	5,000	2014-09-17	0.00	96.86
124	B01699	MASTERLINK SECURITIES (HONG KONG)	1,000	2014-03-17	0.00	96.86
125	B01769	ONE CHINA SECURITIES LTD	858	2015-02-23	0.00	96.86
126	B01289	SOUTH CHINA SECURITIES LTD	600	2015-05-05	0.00	96.86
127	B01240	TSUN CHI YUEN SECURITIES CO LTD	571	2015-05-12	0.00	96.86
128	B01789	HO FUNG SHARES INVESTMENT LTD	53	2015-04-22	0.00	96.86
128		Total named holdings	684,924,304		96.86
4		Unnamed Investor Partipants	55,000		0.01
132		Total in CCASS	684,979,304		96.87
		Securities not in CCASS	22,140,900		3.13
		Issued securities	707,120,204	2015-05-31	100.00

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