GUODIAN TECHNOLOGY & ENVIRONMENT GROUP CORPORATION LIMITED: H HKD

Exchange Code Listed Last trade Delisted
HK Main 01296  2011-12-30  2022-05-23  2022-05-30
Stock code:
Show former holders

CCASS holdings on 2016-09-07

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Summary

Type of holder Holding Stake
%
Custodians 348,039,400 26.57
Brokers 847,666,600 64.72
Other intermediaries 0 0.00
Intermediaries 1,195,706,000 91.29
Named investors 22,546,000 1.72
Unnamed investors 91,137,000 6.96
Total in CCASS 1,309,389,000 99.97
Securities not in CCASS 381,000 0.03
Issued securities 1,309,770,000 100.00

Details

Row CCASS ID Name Holding Last
change		 Stake
%		 Cumul.
Stake
%
1 B01161 UBS SECURITIES HONG KONG LTD 333,527,500 2016-09-02 25.46 25.46
2 C00019 THE HONGKONG AND SHANGHAI BANKING 114,495,400 2016-09-07 8.74 34.21
3 B01654 CHINA INTERNATIONAL CAPITAL CORPORATION 109,009,000 2016-01-28 8.32 42.53
4 C00033 BANK OF CHINA (HONG KONG) LTD 93,592,000 2016-09-07 7.15 49.67
5 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 83,840,000 2016-09-07 6.40 56.08
6 C00010 CITIBANK N.A. 71,245,730 2016-09-07 5.44 61.52
7 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 57,748,000 2016-09-02 4.41 65.92
8 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 34,705,000 2016-09-07 2.65 68.57
9 B01130 BOCI SECURITIES LTD 24,910,000 2016-09-07 1.90 70.48
10 B01284 HANG SENG SECURITIES LTD 24,441,000 2016-09-02 1.87 72.34
11 WANG ZHENHUI 22,546,000 2016-02-17 1.72 74.06
12 C00036 CHINA CONSTRUCTION BANK (ASIA) 15,741,000 2016-09-07 1.20 75.27
13 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 12,398,000 2016-09-07 0.95 76.21
14 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 11,700,000 2016-09-07 0.89 77.11
15 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 11,030,000 2016-09-07 0.84 77.95
16 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 10,421,000 2016-09-06 0.80 78.74
17 B01773 TOYO SECURITIES ASIA LTD 9,774,000 2016-09-07 0.75 79.49
18 C00100 JPMORGAN CHASE BANK, NATIONAL 7,043,000 2016-09-07 0.54 80.03
19 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 7,023,000 2016-09-07 0.54 80.56
20 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 6,200,000 2016-09-05 0.47 81.04
21 B01590 INTERACTIVE BROKERS HONG KONG LTD 6,133,000 2016-09-07 0.47 81.50
22 B01842 BOCOM INTERNATIONAL SECURITIES LTD 5,815,000 2016-09-01 0.44 81.95
23 B01955 FUTU SECURITIES INTERNATIONAL 5,535,000 2016-09-07 0.42 82.37
24 C00074 DEUTSCHE BANK AG 5,489,270 2016-09-06 0.42 82.79
25 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 5,323,000 2016-09-06 0.41 83.20
26 B01727 ICBC (ASIA) SECURITIES LTD 5,094,000 2016-09-05 0.39 83.59
27 C00028 NANYANG COMMERCIAL BANK LTD 4,994,000 2016-09-05 0.38 83.97
28 B01345 PHILLIP SECURITIES (HONG KONG) LTD 4,883,000 2016-09-06 0.37 84.34
29 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 4,456,000 2016-09-06 0.34 84.68
30 B01829 HUATAI FINANCIAL HOLDINGS (HONG KONG) 4,323,000 2016-09-02 0.33 85.01
31 C00003 THE BANK OF EAST ASIA LTD 4,318,000 2016-08-10 0.33 85.34
32 C00088 CHINA MERCHANTS BANK CO LTD 4,202,000 2016-09-07 0.32 85.66
33 B01119 CELESTIAL SECURITIES LTD 3,895,000 2016-06-03 0.30 85.96
34 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 3,854,000 2016-09-06 0.29 86.25
35 B01584 CHIEF SECURITIES LTD 3,795,000 2016-09-07 0.29 86.54
36 B01423 PRUDENTIAL BROKERAGE LTD 3,761,000 2016-01-21 0.29 86.83
37 B01610 KGI ASIA LTD 3,601,000 2016-09-05 0.27 87.10
38 B01118 EAST ASIA SECURITIES CO LTD 3,509,000 2016-09-07 0.27 87.37
39 B01875 GUODU SECURITIES (HONG KONG) LTD 3,396,000 2016-09-07 0.26 87.63
40 B01901 CMB INTERNATIONAL SECURITIES LTD 3,018,000 2016-07-11 0.23 87.86
41 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 2,986,000 2016-09-06 0.23 88.09
42 C00015 DBS BANK (HONG KONG) LTD 2,970,000 2016-09-07 0.23 88.32
43 B01183 CHONG HING SECURITIES LTD 2,531,000 2016-09-06 0.19 88.51
44 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 2,476,000 2016-09-07 0.19 88.70
45 B01905 SDICS INTERNATIONAL SECURITIES (HONG 2,264,000 2016-09-07 0.17 88.87
46 B01959 ZHONGTAI INTERNATIONAL SECURITIES LTD 2,226,000 2016-09-01 0.17 89.04
47 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 2,112,000 2016-07-13 0.16 89.20
48 C00037 SHANGHAI COMMERCIAL BANK LTD 2,095,000 2016-09-06 0.16 89.36
49 B01940 SOFI SECURITIES (HONG KONG) LTD 1,967,000 2016-09-06 0.15 89.51
50 C00042 CMB WING LUNG BANK LTD 1,965,000 2016-09-02 0.15 89.66
51 B01489 GRAND CARTEL SECURITIES CO LTD 1,800,000 2016-01-15 0.14 89.80
52 B01445 VICTORY SECURITIES CO LTD 1,750,000 2016-06-06 0.13 89.93
53 C00041 OCBC BANK (HONG KONG) LTD 1,728,000 2016-09-02 0.13 90.07
54 B01298 GET NICE SECURITIES LTD 1,720,000 2016-09-06 0.13 90.20
55 B01338 EMPEROR SECURITIES LTD 1,461,000 2016-09-05 0.11 90.31
56 B01740 WIN SECURITIES LTD 1,410,000 2016-09-05 0.11 90.42
57 B01762 DBS VICKERS (HONG KONG) LTD 1,389,000 2016-09-02 0.11 90.52
58 B01633 ENLIGHTEN SECURITIES LTD 1,332,000 2016-08-08 0.10 90.62
59 C00048 CHIYU BANKING CORPORATION LTD 1,317,000 2016-09-06 0.10 90.72
60 C00093 BNP PARIBAS 1,300,000 2016-07-20 0.10 90.82
61 B01545 TUNG SHING SECURITIES (BROKERS) LTD 1,232,000 2016-09-07 0.09 90.92
62 B01695 DAH SING SECURITIES LTD 1,191,000 2016-09-07 0.09 91.01
63 B01086 EVERBRIGHT SECURITIES INVESTMENT 1,168,500 2016-09-05 0.09 91.10
64 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 1,147,000 2016-09-06 0.09 91.19
65 B01900 ORIENT SECURITIES (HONG KONG) LTD 1,109,000 2016-08-17 0.08 91.27
66 B01416 VC BROKERAGE LTD 1,067,000 2016-03-22 0.08 91.35
67 B01818 I-ACCESS INVESTORS LTD 989,000 2016-09-07 0.08 91.43
68 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 919,000 2016-09-02 0.07 91.50
69 B01700 REALINK FINANCIAL TRADE LTD 779,000 2016-09-06 0.06 91.56
70 B01939 SOOCHOW SECURITIES INTERNATIONAL 711,000 2016-07-07 0.05 91.61
71 B01272 FB SECURITIES (HONG KONG) LTD 710,000 2016-09-07 0.05 91.67
72 B01290 SPS SECURITIES LTD 677,000 2016-09-02 0.05 91.72
73 B01676 TAI SHING STOCK INVESTMENT CO LTD 675,000 2016-03-24 0.05 91.77
74 B01938 CHINA INDUSTRIAL SECURITIES 611,000 2016-01-11 0.05 91.82
75 B01340 LEHIN SECURITIES LTD 605,167 2016-01-14 0.05 91.86
76 B01929 CHINA GALAXY INTERNATIONAL SECURITIES 511,000 2016-09-02 0.04 91.90
77 B01607 RHB SECURITIES HONG KONG LTD 509,000 2016-04-12 0.04 91.94
78 B01606 EWARTON SECURITIES LTD 498,000 2016-09-05 0.04 91.98
79 B01686 FIRST SHANGHAI SECURITIES LTD 492,000 2016-09-06 0.04 92.01
80 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 448,000 2016-07-27 0.03 92.05
81 B01264 MIB SECURITIES (HONG KONG) LTD 444,000 2016-09-07 0.03 92.08
82 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 441,000 2016-09-07 0.03 92.12
83 B01551 YUE XIU SECURITIES CO LTD 426,000 2015-10-19 0.03 92.15
84 B01649 CINDA INTERNATIONAL SECURITIES LTD 420,000 2016-09-06 0.03 92.18
85 B01556 LUK FOOK SECURITIES (HK) LTD 374,000 2016-09-07 0.03 92.21
86 B01563 XINKONG INTERNATIONAL SECURITIES LTD 365,000 2016-09-05 0.03 92.24
87 B01217 TAIPING SECURITIES (HK) CO LTD 364,000 2016-09-02 0.03 92.27
88 B01673 FULBRIGHT SECURITIES LTD 362,000 2016-09-02 0.03 92.29
89 C00026 CHONG HING BANK LTD 330,000 2013-05-09 0.03 92.32
90 C00018 HANG SENG BANK LTD 328,000 2016-07-29 0.03 92.34
91 B01585 SINO GRADE SECURITIES LTD 320,000 2016-05-12 0.02 92.37
92 B01415 TARZAN STOCK & SHARES LTD 320,000 2016-09-06 0.02 92.39
93 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 318,000 2016-04-21 0.02 92.42
94 B01962 CHINA SECURITIES (INTERNATIONAL) 303,000 2016-05-17 0.02 92.44
95 B01224 MERRILL LYNCH FAR EAST LTD 290,000 2016-09-07 0.02 92.46
96 B01353 UOB KAY HIAN (HONG KONG) LTD 267,000 2016-08-17 0.02 92.48
97 B01169 PUBLIC FINANCIAL SECURITIES LTD 266,000 2016-09-06 0.02 92.50
98 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 261,000 2016-09-02 0.02 92.52
99 B01320 LUEN FAT SECURITIES CO LTD 250,000 2015-09-24 0.02 92.54
100 B01253 STOCKWELL SECURITIES LTD 240,000 2015-10-12 0.02 92.56
101 B01184 QUAM SECURITIES LTD 239,000 2016-09-07 0.02 92.58
102 B01843 TELECOM KING SECURITIES LTD 221,000 2016-08-19 0.02 92.59
103 B01137 CHOW SANG SANG SECURITIES LTD 217,000 2016-04-06 0.02 92.61
104 B01564 ABCI SECURITIES CO LTD 200,000 2015-11-13 0.02 92.63
105 B01937 CHANGJIANG SECURITIES BROKERAGE (HK) LTD 200,000 2016-09-06 0.02 92.64
106 C00095 EFG BANK AG 200,000 2015-07-07 0.02 92.66
107 B01462 MANGO FINANCIAL LTD 200,000 2016-08-17 0.02 92.67
108 B01472 SUN GROWTH SECURITIES LTD 200,000 2015-07-10 0.02 92.69
109 B01407 WIN WONG SECURITIES LTD 200,000 2015-12-15 0.02 92.70
110 B01351 WING FUNG SECURITIES LTD 184,000 2016-09-06 0.01 92.72
111 B01615 KAM FAI SECURITIES CO LTD 178,000 2015-06-29 0.01 92.73
112 B01213 MONEYMORE SECURITIES LTD 176,000 2016-09-02 0.01 92.74
113 B01289 SOUTH CHINA SECURITIES LTD 172,000 2016-07-15 0.01 92.76
114 B01259 FAIR EAGLE SECURITIES CO LTD 140,000 2015-07-14 0.01 92.77
115 B01662 BOKHARY SECURITIES LTD 120,000 2016-03-18 0.01 92.78
116 B01158 SOLID KING SECURITIES LTD 102,000 2016-09-06 0.01 92.78
117 B01356 DELTA ASIA SECURITIES LTD 100,000 2016-09-05 0.01 92.79
118 B01566 K.K.M. SECURITIES LTD 100,000 2016-09-02 0.01 92.80
119 B01514 KARL-THOMSON SECURITIES CO LTD 100,000 2015-12-03 0.01 92.81
120 B01540 UPBEST SECURITIES CO LTD 100,000 2016-06-06 0.01 92.82
121 B01252 CORPORATE BROKERS LTD 95,000 2016-07-14 0.01 92.82
122 B01275 SANFULL SECURITIES LTD 90,000 2016-07-15 0.01 92.83
123 B01575 MASTER TRADEMORE SECURITIES LTD 85,000 2015-08-13 0.01 92.84
124 B01385 FAIRWIN BROKING LTD 80,000 2015-07-13 0.01 92.84
125 B01803 RICH BAY SECURITIES LTD 80,000 2015-04-02 0.01 92.85
126 B01373 CHRISTFUND SECURITIES LTD 75,000 2016-09-06 0.01 92.85
127 B01859 CLC SECURITIES LTD 75,000 2016-09-06 0.01 92.86
128 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 69,000 2016-08-25 0.01 92.87
129 B01882 PING AN OF CHINA SECURITIES (HONG KONG) 63,000 2015-06-18 0.00 92.87
130 B01240 TSUN CHI YUEN SECURITIES CO LTD 60,500 2016-08-22 0.00 92.87
131 B01212 HENYEP SECURITIES LTD 60,000 2015-06-01 0.00 92.88
132 B01543 KWONG FAT HONG (SECURITIES) LTD 60,000 2015-01-23 0.00 92.88
133 B01699 MASTERLINK SECURITIES (HONG KONG) 60,000 2016-09-07 0.00 92.89
134 B01198 PO KAY SECURITIES & SHARES CO LTD 55,000 2016-09-07 0.00 92.89
135 B01669 FIRST SECURITIES (HK) LTD 50,000 2015-08-10 0.00 92.90
136 B01470 HUNG SING SECURITIES LTD 50,000 2015-12-07 0.00 92.90
137 B01715 PRESIDENT SECURITIES (HONG KONG) LTD 50,000 2015-05-14 0.00 92.90
138 B01765 PROMISING SECURITIES CO LTD 50,000 2015-04-27 0.00 92.91
139 B01620 VICTORY ENTERPRISES (INVESTMENT) LTD 50,000 2016-09-02 0.00 92.91
140 B01705 HENIK SECURITIES LTD 45,000 2016-07-27 0.00 92.91
141 B01324 FUNDERSTONE SECURITIES LTD 42,000 2015-11-26 0.00 92.92
142 B01885 HAFOO SECURITIES LTD 42,000 2016-09-07 0.00 92.92
143 B01460 BERICH BROKERAGE LTD 40,000 2015-03-11 0.00 92.92
144 B01743 CEPA ALLIANCE SECURITIES LTD 40,000 2015-10-12 0.00 92.93
145 B01230 GAOYU SECURITIES LIMITED 40,000 2015-04-10 0.00 92.93
146 B01271 HANG TAI SECURITIES LTD 40,000 2016-03-29 0.00 92.93
147 B01248 KWAN YICK SECURITIES (INTERNATIONAL) LTD 40,000 2014-01-20 0.00 92.94
148 B01439 TAI TAK SECURITIES (ASIA) LTD 40,000 2015-07-03 0.00 92.94
149 B01458 YICKO SECURITIES LTD 40,000 2014-11-20 0.00 92.94
150 B01738 CES CAPITAL INTERNATIONAL (HONG KONG) CO 38,000 2015-06-08 0.00 92.95
151 B01921 GONG PING SECURITIES LTD 37,000 2015-11-27 0.00 92.95
152 B01209 MASON SECURITIES LTD 33,000 2016-03-24 0.00 92.95
153 B01945 INTEGRITY SECURITIES LTD 32,000 2015-05-05 0.00 92.95
154 B01789 HO FUNG SHARES INVESTMENT LTD 30,868 2015-07-07 0.00 92.96
155 B01753 FORTUNE (HK) SECURITIES LTD 30,000 2015-11-11 0.00 92.96
156 B01745 GUOCHUANG SECURITIES FINANCIAL HOLDING 30,000 2014-09-24 0.00 92.96
157 B01866 ICBC INTERNATIONAL SECURITIES LTD 30,000 2016-06-15 0.00 92.96
158 B01260 LAMTEX SECURITIES LTD 30,000 2014-03-21 0.00 92.96
159 B01664 ROOFER SECURITIES LTD 30,000 2014-03-11 0.00 92.97
160 B01546 WO FUNG SECURITIES CO LTD 30,000 2016-06-06 0.00 92.97
161 B01389 ZHONGRONG PT SECURITIES LTD 30,000 2015-11-12 0.00 92.97
162 B01247 KWAI HUNG SECURITIES CO LTD 25,000 2016-09-06 0.00 92.97
163 B01776 AIF SECURITIES LTD 24,000 2015-12-22 0.00 92.98
164 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 21,000 2015-03-27 0.00 92.98
165 B01417 CHEE TAK SECURITIES LTD 20,000 2016-05-25 0.00 92.98
166 B01523 EVER-LONG SECURITIES CO LTD 20,000 2015-05-29 0.00 92.98
167 B01501 GOLDRIDE SECURITIES LTD 20,000 2015-04-24 0.00 92.98
168 B01660 GRANSING SECURITIES CO., LIMITED 20,000 2014-09-24 0.00 92.98
169 B01469 KAISER SECURITIES LTD 20,000 2014-10-07 0.00 92.98
170 B01625 METRO CAPITAL SECURITIES LTD 20,000 2015-04-17 0.00 92.99
171 B01694 MINERVA HOLDING FINANCIAL SECURITIES LTD 20,000 2015-12-09 0.00 92.99
172 B01455 NATIONAL RESOURCES SECURITIES LTD 20,000 2016-03-29 0.00 92.99
173 B01708 ROSA SECURITIES LTD 20,000 2015-05-22 0.00 92.99
174 B01427 TSE'S SECURITIES LTD 20,000 2016-09-05 0.00 92.99
175 B01129 WOCOM SECURITIES LTD 20,000 2015-04-02 0.00 92.99
176 B01947 FUBON SECURITIES (HONG KONG) LTD 17,000 2016-01-04 0.00 93.00
177 B01401 MEGABASE SECURITIES LTD 16,000 2016-03-02 0.00 93.00
178 B01659 CHEER UNION SECURITIES LTD 15,000 2015-04-16 0.00 93.00
179 B01642 KMT SECURITIES LTD 12,000 2014-08-29 0.00 93.00
180 B01231 WINNER INTERNATIONAL SECURITIES LTD 12,000 2014-03-27 0.00 93.00
181 B01483 BULLISH SECURITIES LTD 10,000 2014-09-12 0.00 93.00
182 B01853 CMBC SECURITIES CO LTD 10,000 2016-03-09 0.00 93.00
183 B01450 DL BROKERAGE LTD 10,000 2015-04-23 0.00 93.00
184 B01696 HANTEC SECURITIES CO LTD 10,000 2016-09-05 0.00 93.00
185 B01433 HING WAI ALLIED SECURITIES LTD 10,000 2015-01-16 0.00 93.00
186 B01868 JIMEI SECURITIES LTD 10,000 2015-05-12 0.00 93.00
187 B01650 KAM LUEN SECURITIES LTD 10,000 2014-09-15 0.00 93.00
188 B01638 KILMOREY SECURITIES LTD 10,000 2015-07-02 0.00 93.01
189 B01761 KO'S BROTHER SECURITIES CO LTD 10,000 2015-11-12 0.00 93.01
190 B01588 LEI SHING HONG SECURITIES LTD 10,000 2015-06-22 0.00 93.01
191 B01679 TAI FUNG SECURITIES LTD 10,000 2016-09-05 0.00 93.01
192 B01749 TANG KEE SECURITIES LTD 10,000 2015-04-21 0.00 93.01
193 B01511 TAT LEE SECURITIES CO LTD 10,000 2016-04-15 0.00 93.01
194 B01780 TUNG SHUN SECURITIES LTD 10,000 2015-03-24 0.00 93.01
195 B01310 TUNG TAK SECURITIES (H.K.) CO LTD 10,000 2014-11-06 0.00 93.01
196 B01181 FOSUN INTERNATIONAL SECURITIES LTD 8,000 2016-09-02 0.00 93.01
197 B01809 CHINA SYSTEM SECURITIES LTD 5,000 2015-03-11 0.00 93.01
198 B01601 CSC SECURITIES (HK) LTD 3,000 2015-04-13 0.00 93.01
199 B01392 TAIFAIR SECURITIES LTD 3,000 2016-05-24 0.00 93.01
200 B01434 BEEVEST SECURITIES LTD 2,000 2016-09-05 0.00 93.01
201 B01948 CAITONG INTERNATIONAL SECURITIES CO LTD 1,000 2016-09-05 0.00 93.01
202 B01849 CIS SECURITIES ASSET MANAGEMENT LTD 1,000 2015-09-09 0.00 93.01
203 B01769 ONE CHINA SECURITIES LTD 65 2016-04-28 0.00 93.01
203 Total named holdings 1,218,252,000 93.01
17 Unnamed Investor Partipants 91,137,000 6.96
220 Total in CCASS 1,309,389,000 99.97
Securities not in CCASS 381,000 0.03
Issued securities 1,309,770,000 2016-08-31 100.00

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