RHB SECURITIES HONG KONG LIMITED 興業金融證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-10-19 | 0 | 0 | 0 | 0.00% |
2023-12-31 | 0 | 0 | 0 | 0.00% |
2022-12-31 | 0 | 0 | 0 | 0.00% |
2021-12-31 | 2 | 0 | 2 | 0.00% |
2020-12-31 | 2 | 0 | 2 | 0.00% |
2019-12-31 | 3 | 41 | 44 | 93.18% |
2018-12-31 | 8 | 66 | 74 | 89.19% |
2017-12-31 | 10 | 93 | 103 | 90.29% |
2016-12-31 | 9 | 115 | 124 | 92.74% |
2015-12-31 | 8 | 107 | 115 | 93.04% |
2014-12-31 | 9 | 92 | 101 | 91.09% |
2013-12-31 | 10 | 81 | 91 | 89.01% |
2012-12-31 | 7 | 69 | 76 | 90.79% |
2011-12-31 | 6 | 71 | 77 | 92.21% |
2010-12-31 | 8 | 130 | 138 | 94.20% |
2009-12-31 | 8 | 103 | 111 | 92.79% |
2008-12-31 | 8 | 88 | 96 | 91.67% |
2007-12-31 | 5 | 79 | 84 | 94.05% |
2006-12-31 | 3 | 47 | 50 | 94.00% |
2005-12-31 | 2 | 33 | 35 | 94.29% |
2004-12-31 | 2 | 11 | 13 | 84.62% |
2003-12-31 | 1 | 18 | 19 | 94.74% |
2003-03-31 | 1 | 14 | 15 | 93.33% |
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