CPPIB AE Investments Asia Limited
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-11-23 | 2 | 5 | 7 | 71.43% |
| 2023-12-31 | 4 | 19 | 23 | 82.61% |
| 2022-12-31 | 4 | 24 | 28 | 85.71% |
| 2021-12-31 | 0 | 0 | 0 | 0.00% |
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