HSBC SECURITIES BROKERS (ASIA) LIMITED 滙豐證券經紀(亞洲)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-11-23 | 10 | 127 | 137 | 92.70% |
| 2023-12-31 | 14 | 120 | 134 | 89.55% |
| 2022-12-31 | 9 | 116 | 125 | 92.80% |
| 2021-12-31 | 10 | 88 | 98 | 89.80% |
| 2020-12-31 | 8 | 83 | 91 | 91.21% |
| 2019-12-31 | 9 | 78 | 87 | 89.66% |
| 2018-12-31 | 10 | 73 | 83 | 87.95% |
| 2017-12-31 | 9 | 72 | 81 | 88.89% |
| 2016-12-31 | 9 | 69 | 78 | 88.46% |
| 2015-12-31 | 4 | 74 | 78 | 94.87% |
| 2014-12-31 | 5 | 81 | 86 | 94.19% |
| 2013-12-31 | 6 | 76 | 82 | 92.68% |
| 2012-12-31 | 6 | 91 | 97 | 93.81% |
| 2011-12-31 | 6 | 83 | 89 | 93.26% |
| 2010-12-31 | 6 | 75 | 81 | 92.59% |
| 2009-12-31 | 4 | 53 | 57 | 92.98% |
| 2008-12-31 | 5 | 46 | 51 | 90.20% |
| 2007-12-31 | 8 | 30 | 38 | 78.95% |
| 2006-12-31 | 3 | 19 | 22 | 86.36% |
| 2005-12-31 | 3 | 13 | 16 | 81.25% |
| 2004-12-31 | 3 | 7 | 10 | 70.00% |
| 2003-12-31 | 4 | 11 | 15 | 73.33% |
| 2003-03-31 | 5 | 11 | 16 | 68.75% |
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