HSBC BROKING SECURITIES (ASIA) LIMITED 滙豐金融證券(亞洲)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-11-23 | 4 | 82 | 86 | 95.35% |
| 2023-12-31 | 6 | 85 | 91 | 93.41% |
| 2022-12-31 | 7 | 85 | 92 | 92.39% |
| 2021-12-31 | 6 | 86 | 92 | 93.48% |
| 2020-12-31 | 6 | 98 | 104 | 94.23% |
| 2019-12-31 | 7 | 99 | 106 | 93.40% |
| 2018-12-31 | 7 | 99 | 106 | 93.40% |
| 2017-12-31 | 7 | 101 | 108 | 93.52% |
| 2016-12-31 | 8 | 105 | 113 | 92.92% |
| 2015-12-31 | 9 | 114 | 123 | 92.68% |
| 2014-12-31 | 9 | 109 | 118 | 92.37% |
| 2013-12-31 | 3 | 114 | 117 | 97.44% |
| 2012-12-31 | 7 | 150 | 157 | 95.54% |
| 2011-12-31 | 8 | 175 | 183 | 95.63% |
| 2010-12-31 | 10 | 182 | 192 | 94.79% |
| 2009-12-31 | 8 | 176 | 184 | 95.65% |
| 2008-12-31 | 8 | 171 | 179 | 95.53% |
| 2007-12-31 | 9 | 156 | 165 | 94.55% |
| 2006-12-31 | 9 | 137 | 146 | 93.84% |
| 2005-12-31 | 7 | 138 | 145 | 95.17% |
| 2004-12-31 | 8 | 127 | 135 | 94.07% |
| 2003-12-31 | 9 | 112 | 121 | 92.56% |
| 2003-03-31 | 12 | 103 | 115 | 89.57% |
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