HAITONG INTERNATIONAL RESEARCH LIMITED 海通國際研究有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-11-23 | 3 | 127 | 130 | 97.69% |
| 2023-12-31 | 2 | 126 | 128 | 98.44% |
| 2022-12-31 | 2 | 123 | 125 | 98.40% |
| 2021-12-31 | 2 | 92 | 94 | 97.87% |
| 2020-12-31 | 3 | 89 | 92 | 96.74% |
| 2019-12-31 | 4 | 66 | 70 | 94.29% |
| 2018-12-31 | 4 | 45 | 49 | 91.84% |
| 2017-12-31 | 3 | 36 | 39 | 92.31% |
| 2016-12-31 | 3 | 37 | 40 | 92.50% |
| 2015-12-31 | 2 | 29 | 31 | 93.55% |
| 2014-12-31 | 2 | 21 | 23 | 91.30% |
| 2013-12-31 | 2 | 14 | 16 | 87.50% |
| 2012-12-31 | 3 | 20 | 23 | 86.96% |
| 2011-12-31 | 3 | 14 | 17 | 82.35% |
| 2010-12-31 | 3 | 28 | 31 | 90.32% |
| 2009-12-31 | 3 | 14 | 17 | 82.35% |
| 2008-12-31 | 2 | 17 | 19 | 89.47% |
| 2007-12-31 | 2 | 14 | 16 | 87.50% |
| 2006-12-31 | 2 | 8 | 10 | 80.00% |
| 2005-12-31 | 2 | 8 | 10 | 80.00% |
| 2004-12-31 | 2 | 11 | 13 | 84.62% |
| 2003-12-31 | 2 | 7 | 9 | 77.78% |
| 2003-03-31 | 2 | 6 | 8 | 75.00% |
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