Merrill Lynch (Asia Pacific) Limited
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-08-01 | 23 | 189 | 212 | 89.15% |
| 2023-12-31 | 24 | 209 | 233 | 89.70% |
| 2022-12-31 | 30 | 225 | 255 | 88.24% |
| 2021-12-31 | 31 | 183 | 214 | 85.51% |
| 2020-12-31 | 27 | 152 | 179 | 84.92% |
| 2019-12-31 | 22 | 152 | 174 | 87.36% |
| 2018-12-31 | 21 | 135 | 156 | 86.54% |
| 2017-12-31 | 15 | 148 | 163 | 90.80% |
| 2016-12-31 | 13 | 163 | 176 | 92.61% |
| 2015-12-31 | 21 | 159 | 180 | 88.33% |
| 2014-12-31 | 20 | 153 | 173 | 88.44% |
| 2013-12-31 | 16 | 136 | 152 | 89.47% |
| 2012-12-31 | 8 | 140 | 148 | 94.59% |
| 2011-12-31 | 9 | 173 | 182 | 95.05% |
| 2010-12-31 | 5 | 175 | 180 | 97.22% |
| 2009-12-31 | 5 | 132 | 137 | 96.35% |
| 2008-12-31 | 6 | 182 | 188 | 96.81% |
| 2007-12-31 | 7 | 152 | 159 | 95.60% |
| 2006-12-31 | 5 | 101 | 106 | 95.28% |
| 2005-12-31 | 5 | 83 | 88 | 94.32% |
| 2004-12-31 | 7 | 228 | 235 | 97.02% |
| 2003-12-31 | 6 | 252 | 258 | 97.67% |
| 2003-03-31 | 9 | 329 | 338 | 97.34% |
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