NOMURA INTERNATIONAL (HONG KONG) LIMITED 野村國際(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-08-01 | 7 | 90 | 97 | 92.78% |
| 2023-12-31 | 8 | 104 | 112 | 92.86% |
| 2022-12-31 | 7 | 137 | 144 | 95.14% |
| 2021-12-31 | 7 | 144 | 151 | 95.36% |
| 2020-12-31 | 7 | 158 | 165 | 95.76% |
| 2019-12-31 | 5 | 175 | 180 | 97.22% |
| 2018-12-31 | 6 | 153 | 159 | 96.23% |
| 2017-12-31 | 7 | 126 | 133 | 94.74% |
| 2016-12-31 | 8 | 128 | 136 | 94.12% |
| 2015-12-31 | 7 | 124 | 131 | 94.66% |
| 2014-12-31 | 6 | 111 | 117 | 94.87% |
| 2013-12-31 | 6 | 107 | 113 | 94.69% |
| 2012-12-31 | 5 | 109 | 114 | 95.61% |
| 2011-12-31 | 7 | 125 | 132 | 94.70% |
| 2010-12-31 | 5 | 140 | 145 | 96.55% |
| 2009-12-31 | 7 | 143 | 150 | 95.33% |
| 2008-12-31 | 9 | 212 | 221 | 95.93% |
| 2007-12-31 | 8 | 63 | 71 | 88.73% |
| 2006-12-31 | 9 | 41 | 50 | 82.00% |
| 2005-12-31 | 7 | 32 | 39 | 82.05% |
| 2004-12-31 | 2 | 31 | 33 | 93.94% |
| 2003-12-31 | 2 | 111 | 113 | 98.23% |
| 2003-03-31 | 2 | 126 | 128 | 98.44% |
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