MACQUARIE CAPITAL LIMITED 麥格理資本股份有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-09-07 | 5 | 18 | 23 | 78.26% |
| 2023-12-31 | 6 | 17 | 23 | 73.91% |
| 2022-12-31 | 6 | 13 | 19 | 68.42% |
| 2021-12-31 | 6 | 11 | 17 | 64.71% |
| 2020-12-31 | 7 | 17 | 24 | 70.83% |
| 2019-12-31 | 6 | 35 | 41 | 85.37% |
| 2018-12-31 | 6 | 35 | 41 | 85.37% |
| 2017-12-31 | 4 | 43 | 47 | 91.49% |
| 2016-12-31 | 7 | 55 | 62 | 88.71% |
| 2015-12-31 | 7 | 50 | 57 | 87.72% |
| 2014-12-31 | 10 | 79 | 89 | 88.76% |
| 2013-12-31 | 10 | 70 | 80 | 87.50% |
| 2012-12-31 | 8 | 62 | 70 | 88.57% |
| 2011-12-31 | 11 | 76 | 87 | 87.36% |
| 2010-12-31 | 9 | 86 | 95 | 90.53% |
| 2009-12-31 | 10 | 118 | 128 | 92.19% |
| 2008-12-31 | 8 | 144 | 152 | 94.74% |
| 2007-12-31 | 6 | 111 | 117 | 94.87% |
| 2006-12-31 | 6 | 71 | 77 | 92.21% |
| 2005-12-31 | 6 | 40 | 46 | 86.96% |
| 2004-12-31 | 4 | 13 | 17 | 76.47% |
| 2003-12-31 | 2 | 49 | 51 | 96.08% |
| 2003-03-31 | 2 | 69 | 71 | 97.18% |
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