BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-08-01 | 10 | 39 | 49 | 79.59% |
| 2023-12-31 | 11 | 43 | 54 | 79.63% |
| 2022-12-31 | 9 | 41 | 50 | 82.00% |
| 2021-12-31 | 10 | 38 | 48 | 79.17% |
| 2020-12-31 | 9 | 39 | 48 | 81.25% |
| 2019-12-31 | 9 | 44 | 53 | 83.02% |
| 2018-12-31 | 10 | 49 | 59 | 83.05% |
| 2017-12-31 | 7 | 46 | 53 | 86.79% |
| 2016-12-31 | 6 | 38 | 44 | 86.36% |
| 2015-12-31 | 8 | 39 | 47 | 82.98% |
| 2014-12-31 | 6 | 29 | 35 | 82.86% |
| 2013-12-31 | 7 | 22 | 29 | 75.86% |
| 2012-12-31 | 7 | 21 | 28 | 75.00% |
| 2011-12-31 | 8 | 14 | 22 | 63.64% |
| 2010-12-31 | 8 | 9 | 17 | 52.94% |
| 2009-12-31 | 6 | 6 | 12 | 50.00% |
| 2008-12-31 | 5 | 7 | 12 | 58.33% |
| 2007-12-31 | 4 | 5 | 9 | 55.56% |
| 2006-12-31 | 0 | 0 | 0 | 0.00% |
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