J.P. MORGAN SECURITIES (FAR EAST) LIMITED
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-08-01 | 13 | 151 | 164 | 92.07% |
| 2023-12-31 | 11 | 168 | 179 | 93.85% |
| 2022-12-31 | 13 | 223 | 236 | 94.49% |
| 2021-12-31 | 14 | 207 | 221 | 93.67% |
| 2020-12-31 | 10 | 202 | 212 | 95.28% |
| 2019-12-31 | 9 | 208 | 217 | 95.85% |
| 2018-12-31 | 7 | 173 | 180 | 96.11% |
| 2017-12-31 | 4 | 145 | 149 | 97.32% |
| 2016-12-31 | 6 | 146 | 152 | 96.05% |
| 2015-12-31 | 7 | 137 | 144 | 95.14% |
| 2014-12-31 | 7 | 146 | 153 | 95.42% |
| 2013-12-31 | 8 | 128 | 136 | 94.12% |
| 2012-12-31 | 9 | 144 | 153 | 94.12% |
| 2011-12-31 | 3 | 2 | 5 | 40.00% |
| 2010-12-31 | 2 | 2 | 4 | 50.00% |
| 2009-12-31 | 2 | 1 | 3 | 33.33% |
| 2008-12-31 | 2 | 2 | 4 | 50.00% |
| 2007-12-31 | 2 | 2 | 4 | 50.00% |
| 2006-12-31 | 3 | 3 | 6 | 50.00% |
| 2005-12-31 | 3 | 3 | 6 | 50.00% |
| 2004-12-31 | 1 | 8 | 9 | 88.89% |
| 2003-12-31 | 1 | 12 | 13 | 92.31% |
| 2003-03-31 | 4 | 38 | 42 | 90.48% |
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