CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 中國國際金融香港證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-07-08 | 36 | 1107 | 1143 | 96.85% |
| 2023-12-31 | 37 | 1120 | 1157 | 96.80% |
| 2022-12-31 | 37 | 1026 | 1063 | 96.52% |
| 2021-12-31 | 31 | 860 | 891 | 96.52% |
| 2020-12-31 | 22 | 560 | 582 | 96.22% |
| 2019-12-31 | 21 | 486 | 507 | 95.86% |
| 2018-12-31 | 17 | 412 | 429 | 96.04% |
| 2017-12-31 | 12 | 320 | 332 | 96.39% |
| 2016-12-31 | 11 | 260 | 271 | 95.94% |
| 2015-12-31 | 10 | 210 | 220 | 95.45% |
| 2014-12-31 | 10 | 158 | 168 | 94.05% |
| 2013-12-31 | 11 | 147 | 158 | 93.04% |
| 2012-12-31 | 8 | 118 | 126 | 93.65% |
| 2011-12-31 | 7 | 120 | 127 | 94.49% |
| 2010-12-31 | 7 | 90 | 97 | 92.78% |
| 2009-12-31 | 6 | 68 | 74 | 91.89% |
| 2008-12-31 | 5 | 73 | 78 | 93.59% |
| 2007-12-31 | 0 | 0 | 0 | 0.00% |
| 2006-12-31 | 0 | 0 | 0 | 0.00% |
| 2005-12-31 | 0 | 0 | 0 | 0.00% |
| 2004-12-31 | 2 | 9 | 11 | 81.82% |
| 2003-12-31 | 2 | 13 | 15 | 86.67% |
| 2003-03-31 | 2 | 13 | 15 | 86.67% |
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