HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 華泰金融控股(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-10-10 | 26 | 252 | 278 | 90.65% |
| 2023-12-31 | 24 | 189 | 213 | 88.73% |
| 2022-12-31 | 23 | 150 | 173 | 86.71% |
| 2021-12-31 | 22 | 130 | 152 | 85.53% |
| 2020-12-31 | 19 | 64 | 83 | 77.11% |
| 2019-12-31 | 11 | 57 | 68 | 83.82% |
| 2018-12-31 | 9 | 39 | 48 | 81.25% |
| 2017-12-31 | 9 | 25 | 34 | 73.53% |
| 2016-12-31 | 7 | 27 | 34 | 79.41% |
| 2015-12-31 | 7 | 22 | 29 | 75.86% |
| 2014-12-31 | 5 | 16 | 21 | 76.19% |
| 2013-12-31 | 0 | 0 | 0 | 0.00% |
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