MIZUHO SECURITIES ASIA LIMITED 瑞穗證券亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-08-01 | 7 | 122 | 129 | 94.57% |
| 2023-12-31 | 6 | 112 | 118 | 94.92% |
| 2022-12-31 | 6 | 75 | 81 | 92.59% |
| 2021-12-31 | 7 | 54 | 61 | 88.52% |
| 2020-12-31 | 8 | 54 | 62 | 87.10% |
| 2019-12-31 | 8 | 52 | 60 | 86.67% |
| 2018-12-31 | 8 | 49 | 57 | 85.96% |
| 2017-12-31 | 6 | 36 | 42 | 85.71% |
| 2016-12-31 | 6 | 29 | 35 | 82.86% |
| 2015-12-31 | 5 | 24 | 29 | 82.76% |
| 2014-12-31 | 9 | 20 | 29 | 68.97% |
| 2013-12-31 | 9 | 21 | 30 | 70.00% |
| 2012-12-31 | 8 | 19 | 27 | 70.37% |
| 2011-12-31 | 7 | 21 | 28 | 75.00% |
| 2010-12-31 | 7 | 16 | 23 | 69.57% |
| 2009-12-31 | 7 | 12 | 19 | 63.16% |
| 2008-12-31 | 5 | 13 | 18 | 72.22% |
| 2007-12-31 | 5 | 11 | 16 | 68.75% |
| 2006-12-31 | 6 | 9 | 15 | 60.00% |
| 2005-12-31 | 4 | 6 | 10 | 60.00% |
| 2004-12-31 | 3 | 7 | 10 | 70.00% |
| 2003-12-31 | 3 | 10 | 13 | 76.92% |
| 2003-03-31 | 2 | 13 | 15 | 86.67% |
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