DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-10-10 | 5 | 60 | 65 | 92.31% |
2023-12-31 | 4 | 69 | 73 | 94.52% |
2022-12-31 | 4 | 63 | 67 | 94.03% |
2021-12-31 | 4 | 61 | 65 | 93.85% |
2020-12-31 | 3 | 53 | 56 | 94.64% |
2019-12-31 | 2 | 64 | 66 | 96.97% |
2018-12-31 | 6 | 77 | 83 | 92.77% |
2017-12-31 | 7 | 88 | 95 | 92.63% |
2016-12-31 | 4 | 81 | 85 | 95.29% |
2015-12-31 | 5 | 87 | 92 | 94.57% |
2014-12-31 | 7 | 102 | 109 | 93.58% |
2013-12-31 | 10 | 104 | 114 | 91.23% |
2012-12-31 | 9 | 120 | 129 | 93.02% |
2011-12-31 | 0 | 0 | 0 | 0.00% |
2010-12-31 | 0 | 0 | 0 | 0.00% |
2009-12-31 | 0 | 0 | 0 | 0.00% |
2008-12-31 | 0 | 0 | 0 | 0.00% |
2007-12-31 | 0 | 0 | 0 | 0.00% |
2006-12-31 | 0 | 0 | 0 | 0.00% |
2005-12-31 | 0 | 0 | 0 | 0.00% |
2004-12-31 | 0 | 0 | 0 | 0.00% |
2003-12-31 | 5 | 72 | 77 | 93.51% |
2003-03-31 | 7 | 81 | 88 | 92.05% |
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