GOLDMAN SACHS (ASIA) L.L.C. 高盛(亞洲)有限責任公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-08-01 | 14 | 109 | 123 | 88.62% |
| 2023-12-31 | 16 | 112 | 128 | 87.50% |
| 2022-12-31 | 14 | 151 | 165 | 91.52% |
| 2021-12-31 | 15 | 143 | 158 | 90.51% |
| 2020-12-31 | 13 | 105 | 118 | 88.98% |
| 2019-12-31 | 12 | 108 | 120 | 90.00% |
| 2018-12-31 | 11 | 112 | 123 | 91.06% |
| 2017-12-31 | 11 | 94 | 105 | 89.52% |
| 2016-12-31 | 12 | 90 | 102 | 88.24% |
| 2015-12-31 | 17 | 117 | 134 | 87.31% |
| 2014-12-31 | 19 | 126 | 145 | 86.90% |
| 2013-12-31 | 19 | 136 | 155 | 87.74% |
| 2012-12-31 | 19 | 120 | 139 | 86.33% |
| 2011-12-31 | 19 | 125 | 144 | 86.81% |
| 2010-12-31 | 15 | 106 | 121 | 87.60% |
| 2009-12-31 | 16 | 92 | 108 | 85.19% |
| 2008-12-31 | 13 | 105 | 118 | 88.98% |
| 2007-12-31 | 11 | 127 | 138 | 92.03% |
| 2006-12-31 | 9 | 121 | 130 | 93.08% |
| 2005-12-31 | 11 | 105 | 116 | 90.52% |
| 2004-12-31 | 10 | 76 | 86 | 88.37% |
| 2003-12-31 | 11 | 330 | 341 | 96.77% |
| 2003-03-31 | 17 | 396 | 413 | 95.88% |
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