BARCLAYS CAPITAL ASIA LIMITED 巴克萊亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-08-01 | 5 | 40 | 45 | 88.89% |
| 2023-12-31 | 6 | 53 | 59 | 89.83% |
| 2022-12-31 | 8 | 55 | 63 | 87.30% |
| 2021-12-31 | 5 | 61 | 66 | 92.42% |
| 2020-12-31 | 5 | 65 | 70 | 92.86% |
| 2019-12-31 | 6 | 66 | 72 | 91.67% |
| 2018-12-31 | 5 | 75 | 80 | 93.75% |
| 2017-12-31 | 5 | 68 | 73 | 93.15% |
| 2016-12-31 | 5 | 65 | 70 | 92.86% |
| 2015-12-31 | 6 | 116 | 122 | 95.08% |
| 2014-12-31 | 8 | 111 | 119 | 93.28% |
| 2013-12-31 | 11 | 161 | 172 | 93.60% |
| 2012-12-31 | 12 | 187 | 199 | 93.97% |
| 2011-12-31 | 13 | 194 | 207 | 93.72% |
| 2010-12-31 | 10 | 144 | 154 | 93.51% |
| 2009-12-31 | 8 | 104 | 112 | 92.86% |
| 2008-12-31 | 8 | 77 | 85 | 90.59% |
| 2007-12-31 | 4 | 74 | 78 | 94.87% |
| 2006-12-31 | 4 | 57 | 61 | 93.44% |
| 2005-12-31 | 8 | 58 | 66 | 87.88% |
| 2004-12-31 | 9 | 40 | 49 | 81.63% |
| 2003-12-31 | 1 | 37 | 38 | 97.37% |
| 2003-03-31 | 1 | 37 | 38 | 97.37% |
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