CMB International Capital Limited 招銀國際融資有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-09-07 | 18 | 84 | 102 | 82.35% |
| 2023-12-31 | 17 | 96 | 113 | 84.96% |
| 2022-12-31 | 19 | 108 | 127 | 85.04% |
| 2021-12-31 | 19 | 115 | 134 | 85.82% |
| 2020-12-31 | 16 | 84 | 100 | 84.00% |
| 2019-12-31 | 15 | 70 | 85 | 82.35% |
| 2018-12-31 | 16 | 60 | 76 | 78.95% |
| 2017-12-31 | 10 | 51 | 61 | 83.61% |
| 2016-12-31 | 8 | 46 | 54 | 85.19% |
| 2015-12-31 | 7 | 19 | 26 | 73.08% |
| 2014-12-31 | 3 | 13 | 16 | 81.25% |
| 2013-12-31 | 3 | 16 | 19 | 84.21% |
| 2012-12-31 | 3 | 14 | 17 | 82.35% |
| 2011-12-31 | 4 | 13 | 17 | 76.47% |
| 2010-12-31 | 3 | 13 | 16 | 81.25% |
| 2009-12-31 | 0 | 0 | 0 | 0.00% |
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