BOCI ASIA LIMITED 中銀國際亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-08-01 | 11 | 63 | 74 | 85.14% |
| 2023-12-31 | 12 | 68 | 80 | 85.00% |
| 2022-12-31 | 14 | 66 | 80 | 82.50% |
| 2021-12-31 | 14 | 62 | 76 | 81.58% |
| 2020-12-31 | 12 | 73 | 85 | 85.88% |
| 2019-12-31 | 10 | 79 | 89 | 88.76% |
| 2018-12-31 | 10 | 83 | 93 | 89.25% |
| 2017-12-31 | 15 | 84 | 99 | 84.85% |
| 2016-12-31 | 17 | 92 | 109 | 84.40% |
| 2015-12-31 | 15 | 89 | 104 | 85.58% |
| 2014-12-31 | 10 | 87 | 97 | 89.69% |
| 2013-12-31 | 11 | 91 | 102 | 89.22% |
| 2012-12-31 | 7 | 88 | 95 | 92.63% |
| 2011-12-31 | 14 | 84 | 98 | 85.71% |
| 2010-12-31 | 13 | 78 | 91 | 85.71% |
| 2009-12-31 | 11 | 59 | 70 | 84.29% |
| 2008-12-31 | 12 | 56 | 68 | 82.35% |
| 2007-12-31 | 9 | 43 | 52 | 82.69% |
| 2006-12-31 | 7 | 29 | 36 | 80.56% |
| 2005-12-31 | 7 | 23 | 30 | 76.67% |
| 2004-12-31 | 6 | 23 | 29 | 79.31% |
| 2003-12-31 | 4 | 15 | 19 | 78.95% |
| 2003-03-31 | 4 | 15 | 19 | 78.95% |
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