SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 申萬宏源融資(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-08-01 8 26 34 76.47%
2023-12-31 9 25 34 73.53%
2022-12-31 9 27 36 75.00%
2021-12-31 9 24 33 72.73%
2020-12-31 11 19 30 63.33%
2019-12-31 10 27 37 72.97%
2018-12-31 6 19 25 76.00%
2017-12-31 7 13 20 65.00%
2016-12-31 6 23 29 79.31%
2015-12-31 5 19 24 79.17%
2014-12-31 4 21 25 84.00%
2013-12-31 6 14 20 70.00%
2012-12-31 6 16 22 72.73%
2011-12-31 7 17 24 70.83%
2010-12-31 6 9 15 60.00%
2009-12-31 6 7 13 53.85%
2008-12-31 5 9 14 64.29%
2007-12-31 5 6 11 54.55%
2006-12-31 4 5 9 55.56%
2005-12-31 4 4 8 50.00%
2004-12-31 5 6 11 54.55%
2003-12-31 3 8 11 72.73%
2003-03-31 3 10 13 76.92%

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