SPDB International Securities Limited 浦銀國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-27 | 4 | 25 | 29 | 86.21% |
| 2024-04-30 | 4 | 25 | 29 | 86.21% |
| 2024-03-31 | 4 | 23 | 27 | 85.19% |
| 2024-02-29 | 4 | 24 | 28 | 85.71% |
| 2024-01-31 | 4 | 24 | 28 | 85.71% |
| 2023-12-31 | 4 | 23 | 27 | 85.19% |
| 2023-11-30 | 4 | 23 | 27 | 85.19% |
| 2023-10-31 | 4 | 22 | 26 | 84.62% |
| 2023-09-30 | 4 | 21 | 25 | 84.00% |
| 2023-08-31 | 4 | 22 | 26 | 84.62% |
| 2023-07-31 | 4 | 23 | 27 | 85.19% |
| 2023-06-30 | 4 | 24 | 28 | 85.71% |
| 2023-05-31 | 4 | 25 | 29 | 86.21% |
| 2023-04-30 | 4 | 24 | 28 | 85.71% |
| 2023-03-31 | 4 | 23 | 27 | 85.19% |
| 2023-02-28 | 4 | 25 | 29 | 86.21% |
| 2023-01-31 | 4 | 26 | 30 | 86.67% |
| 2022-12-31 | 3 | 27 | 30 | 90.00% |
| 2022-11-30 | 4 | 27 | 31 | 87.10% |
| 2022-10-31 | 5 | 28 | 33 | 84.85% |
| 2022-09-30 | 5 | 28 | 33 | 84.85% |
| 2022-08-31 | 5 | 28 | 33 | 84.85% |
| 2022-07-31 | 6 | 28 | 34 | 82.35% |
| 2022-06-30 | 6 | 29 | 35 | 82.86% |
| 2022-05-31 | 6 | 30 | 36 | 83.33% |
| 2022-04-30 | 6 | 29 | 35 | 82.86% |
| 2022-03-31 | 6 | 30 | 36 | 83.33% |
| 2022-02-28 | 6 | 29 | 35 | 82.86% |
| 2022-01-31 | 6 | 28 | 34 | 82.35% |
| 2021-12-31 | 6 | 27 | 33 | 81.82% |
| 2021-11-30 | 6 | 23 | 29 | 79.31% |
| 2021-10-31 | 6 | 22 | 28 | 78.57% |
| 2021-09-30 | 6 | 21 | 27 | 77.78% |
| 2021-08-31 | 6 | 19 | 25 | 76.00% |
| 2021-07-31 | 6 | 21 | 27 | 77.78% |
| 2021-06-30 | 6 | 21 | 27 | 77.78% |
| 2021-05-31 | 6 | 23 | 29 | 79.31% |
| 2021-04-30 | 6 | 22 | 28 | 78.57% |
| 2021-03-31 | 6 | 22 | 28 | 78.57% |
| 2021-02-28 | 5 | 20 | 25 | 80.00% |
| 2021-01-31 | 5 | 20 | 25 | 80.00% |
| 2020-12-31 | 5 | 21 | 26 | 80.77% |
| 2020-11-30 | 4 | 22 | 26 | 84.62% |
| 2020-10-31 | 4 | 22 | 26 | 84.62% |
| 2020-09-30 | 4 | 21 | 25 | 84.00% |
| 2020-08-31 | 4 | 18 | 22 | 81.82% |
| 2020-07-31 | 4 | 17 | 21 | 80.95% |
| 2020-06-30 | 4 | 14 | 18 | 77.78% |
| 2020-05-31 | 4 | 11 | 15 | 73.33% |
| 2020-04-30 | 4 | 10 | 14 | 71.43% |
| 2020-03-31 | 4 | 8 | 12 | 66.67% |
| 2020-02-29 | 4 | 0 | 4 | 0.00% |
| 2020-01-31 | 4 | 0 | 4 | 0.00% |
| 2019-12-31 | 4 | 0 | 4 | 0.00% |
| 2019-11-30 | 0 | 0 | 0 | 0.00% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy