S&P Global Ratings Hong Kong Limited
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-09-20 | 9 | 109 | 118 | 92.37% |
2024-08-31 | 9 | 109 | 118 | 92.37% |
2024-07-31 | 9 | 109 | 118 | 92.37% |
2024-06-30 | 9 | 106 | 115 | 92.17% |
2024-05-31 | 8 | 109 | 117 | 93.16% |
2024-04-30 | 8 | 106 | 114 | 92.98% |
2024-03-31 | 8 | 106 | 114 | 92.98% |
2024-02-29 | 8 | 107 | 115 | 93.04% |
2024-01-31 | 8 | 107 | 115 | 93.04% |
2023-12-31 | 8 | 106 | 114 | 92.98% |
2023-11-30 | 8 | 108 | 116 | 93.10% |
2023-10-31 | 8 | 108 | 116 | 93.10% |
2023-09-30 | 8 | 108 | 116 | 93.10% |
2023-08-31 | 8 | 107 | 115 | 93.04% |
2023-07-31 | 8 | 107 | 115 | 93.04% |
2023-06-30 | 8 | 107 | 115 | 93.04% |
2023-05-31 | 8 | 106 | 114 | 92.98% |
2023-04-30 | 8 | 106 | 114 | 92.98% |
2023-03-31 | 8 | 107 | 115 | 93.04% |
2023-02-28 | 8 | 107 | 115 | 93.04% |
2023-01-31 | 8 | 107 | 115 | 93.04% |
2022-12-31 | 8 | 107 | 115 | 93.04% |
2022-11-30 | 8 | 108 | 116 | 93.10% |
2022-10-31 | 8 | 106 | 114 | 92.98% |
2022-09-30 | 8 | 107 | 115 | 93.04% |
2022-08-31 | 8 | 108 | 116 | 93.10% |
2022-07-31 | 8 | 109 | 117 | 93.16% |
2022-06-30 | 8 | 106 | 114 | 92.98% |
2022-05-31 | 7 | 109 | 116 | 93.97% |
2022-04-30 | 7 | 108 | 115 | 93.91% |
2022-03-31 | 7 | 106 | 113 | 93.81% |
2022-02-28 | 7 | 105 | 112 | 93.75% |
2022-01-31 | 7 | 105 | 112 | 93.75% |
2021-12-31 | 7 | 104 | 111 | 93.69% |
2021-11-30 | 7 | 101 | 108 | 93.52% |
2021-10-31 | 7 | 96 | 103 | 93.20% |
2021-09-30 | 8 | 94 | 102 | 92.16% |
2021-08-31 | 8 | 92 | 100 | 92.00% |
2021-07-31 | 8 | 89 | 97 | 91.75% |
2021-06-30 | 8 | 90 | 98 | 91.84% |
2021-05-31 | 8 | 94 | 102 | 92.16% |
2021-04-30 | 9 | 96 | 105 | 91.43% |
2021-03-31 | 9 | 101 | 110 | 91.82% |
2021-02-28 | 9 | 102 | 111 | 91.89% |
2021-01-31 | 9 | 101 | 110 | 91.82% |
2020-12-31 | 9 | 101 | 110 | 91.82% |
2020-11-30 | 9 | 101 | 110 | 91.82% |
2020-10-31 | 9 | 101 | 110 | 91.82% |
2020-09-30 | 9 | 103 | 112 | 91.96% |
2020-08-31 | 9 | 104 | 113 | 92.04% |
2020-07-31 | 7 | 106 | 113 | 93.81% |
2020-06-30 | 7 | 108 | 115 | 93.91% |
2020-05-31 | 7 | 105 | 112 | 93.75% |
2020-04-30 | 7 | 105 | 112 | 93.75% |
2020-03-31 | 7 | 106 | 113 | 93.81% |
2020-02-29 | 8 | 108 | 116 | 93.10% |
2020-01-31 | 8 | 110 | 118 | 93.22% |
2019-12-31 | 8 | 110 | 118 | 93.22% |
2019-11-30 | 8 | 111 | 119 | 93.28% |
2019-10-31 | 7 | 113 | 120 | 94.17% |
2019-09-30 | 7 | 115 | 122 | 94.26% |
2019-08-31 | 7 | 105 | 112 | 93.75% |
2019-07-31 | 7 | 107 | 114 | 93.86% |
2019-06-30 | 7 | 108 | 115 | 93.91% |
2019-05-31 | 7 | 110 | 117 | 94.02% |
2019-04-30 | 7 | 112 | 119 | 94.12% |
2019-03-31 | 7 | 113 | 120 | 94.17% |
2019-02-28 | 7 | 119 | 126 | 94.44% |
2019-01-31 | 6 | 112 | 118 | 94.92% |
2018-12-31 | 6 | 110 | 116 | 94.83% |
2018-11-30 | 6 | 112 | 118 | 94.92% |
2018-10-31 | 6 | 107 | 113 | 94.69% |
2018-09-30 | 6 | 105 | 111 | 94.59% |
2018-08-31 | 6 | 104 | 110 | 94.55% |
2018-07-31 | 6 | 96 | 102 | 94.12% |
2018-06-30 | 5 | 91 | 96 | 94.79% |
2018-05-31 | 5 | 90 | 95 | 94.74% |
2018-04-30 | 5 | 85 | 90 | 94.44% |
2018-03-31 | 5 | 86 | 91 | 94.51% |
2018-02-28 | 4 | 91 | 95 | 95.79% |
2018-01-31 | 4 | 93 | 97 | 95.88% |
2017-12-31 | 4 | 92 | 96 | 95.83% |
2017-11-30 | 4 | 94 | 98 | 95.92% |
2017-10-31 | 4 | 91 | 95 | 95.79% |
2017-09-30 | 4 | 91 | 95 | 95.79% |
2017-08-31 | 4 | 86 | 90 | 95.56% |
2017-07-31 | 4 | 83 | 87 | 95.40% |
2017-06-30 | 4 | 83 | 87 | 95.40% |
2017-05-31 | 4 | 78 | 82 | 95.12% |
2017-04-30 | 4 | 75 | 79 | 94.94% |
2017-03-31 | 4 | 74 | 78 | 94.87% |
2017-02-28 | 4 | 74 | 78 | 94.87% |
2017-01-31 | 4 | 74 | 78 | 94.87% |
2016-12-31 | 3 | 74 | 77 | 96.10% |
2016-11-30 | 2 | 76 | 78 | 97.44% |
2016-10-31 | 2 | 72 | 74 | 97.30% |
2016-09-30 | 2 | 72 | 74 | 97.30% |
2016-08-31 | 2 | 63 | 65 | 96.92% |
2016-07-31 | 3 | 58 | 61 | 95.08% |
2016-06-30 | 3 | 57 | 60 | 95.00% |
2016-05-31 | 3 | 59 | 62 | 95.16% |
2016-04-30 | 3 | 61 | 64 | 95.31% |
2016-03-31 | 3 | 63 | 66 | 95.45% |
2016-02-29 | 3 | 64 | 67 | 95.52% |
2016-01-31 | 3 | 62 | 65 | 95.38% |
2015-12-31 | 3 | 59 | 62 | 95.16% |
2015-11-30 | 3 | 56 | 59 | 94.92% |
2015-10-31 | 3 | 51 | 54 | 94.44% |
2015-09-30 | 2 | 53 | 55 | 96.36% |
2015-08-31 | 2 | 53 | 55 | 96.36% |
2015-07-31 | 2 | 51 | 53 | 96.23% |
2015-06-30 | 2 | 49 | 51 | 96.08% |
2015-05-31 | 2 | 50 | 52 | 96.15% |
2015-04-30 | 2 | 48 | 50 | 96.00% |
2015-03-31 | 2 | 43 | 45 | 95.56% |
2015-02-28 | 2 | 41 | 43 | 95.35% |
2015-01-31 | 2 | 41 | 43 | 95.35% |
2014-12-31 | 2 | 43 | 45 | 95.56% |
2014-11-30 | 3 | 42 | 45 | 93.33% |
2014-10-31 | 3 | 41 | 44 | 93.18% |
2014-09-30 | 3 | 40 | 43 | 93.02% |
2014-08-31 | 3 | 41 | 44 | 93.18% |
2014-07-31 | 4 | 43 | 47 | 91.49% |
2014-06-30 | 4 | 42 | 46 | 91.30% |
2014-05-31 | 4 | 42 | 46 | 91.30% |
2014-04-30 | 4 | 41 | 45 | 91.11% |
2014-03-31 | 4 | 41 | 45 | 91.11% |
2014-02-28 | 4 | 40 | 44 | 90.91% |
2014-01-31 | 4 | 39 | 43 | 90.70% |
2013-12-31 | 4 | 39 | 43 | 90.70% |
2013-11-30 | 4 | 38 | 42 | 90.48% |
2013-10-31 | 4 | 36 | 40 | 90.00% |
2013-09-30 | 4 | 35 | 39 | 89.74% |
2013-08-31 | 5 | 35 | 40 | 87.50% |
2013-07-31 | 5 | 34 | 39 | 87.18% |
2013-06-30 | 6 | 29 | 35 | 82.86% |
2013-05-31 | 6 | 25 | 31 | 80.65% |
2013-04-30 | 6 | 23 | 29 | 79.31% |
2013-03-31 | 6 | 21 | 27 | 77.78% |
2013-02-28 | 6 | 20 | 26 | 76.92% |
2013-01-31 | 6 | 22 | 28 | 78.57% |
2012-12-31 | 6 | 21 | 27 | 77.78% |
2012-11-30 | 6 | 22 | 28 | 78.57% |
2012-10-31 | 6 | 20 | 26 | 76.92% |
2012-09-30 | 6 | 22 | 28 | 78.57% |
2012-08-31 | 6 | 22 | 28 | 78.57% |
2012-07-31 | 6 | 22 | 28 | 78.57% |
2012-06-30 | 7 | 22 | 29 | 75.86% |
2012-05-31 | 7 | 21 | 28 | 75.00% |
2012-04-30 | 7 | 21 | 28 | 75.00% |
2012-03-31 | 7 | 21 | 28 | 75.00% |
2012-02-29 | 7 | 21 | 28 | 75.00% |
2012-01-31 | 7 | 21 | 28 | 75.00% |
2011-12-31 | 7 | 20 | 27 | 74.07% |
2011-11-30 | 7 | 19 | 26 | 73.08% |
2011-10-31 | 7 | 18 | 25 | 72.00% |
2011-09-30 | 7 | 17 | 24 | 70.83% |
2011-08-31 | 7 | 16 | 23 | 69.57% |
2011-07-31 | 7 | 16 | 23 | 69.57% |
2011-06-30 | 7 | 15 | 22 | 68.18% |
2011-05-31 | 0 | 0 | 0 | 0.00% |
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