Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-11-14 2 3 5 60.00%
2024-10-31 3 3 6 50.00%
2024-09-30 3 3 6 50.00%
2024-08-31 4 4 8 50.00%
2024-07-31 4 4 8 50.00%
2024-06-30 4 4 8 50.00%
2024-05-31 4 4 8 50.00%
2024-04-30 4 4 8 50.00%
2024-03-31 4 4 8 50.00%
2024-02-29 4 5 9 55.56%
2024-01-31 4 5 9 55.56%
2023-12-31 5 6 11 54.55%
2023-11-30 5 7 12 58.33%
2023-10-31 5 7 12 58.33%
2023-09-30 7 6 13 46.15%
2023-08-31 6 8 14 57.14%
2023-07-31 6 8 14 57.14%
2023-06-30 6 8 14 57.14%
2023-05-31 6 8 14 57.14%
2023-04-30 6 7 13 53.85%
2023-03-31 6 7 13 53.85%
2023-02-28 6 7 13 53.85%
2023-01-31 6 7 13 53.85%
2022-12-31 8 7 15 46.67%
2022-11-30 8 7 15 46.67%
2022-10-31 8 8 16 50.00%
2022-09-30 8 10 18 55.56%
2022-08-31 7 11 18 61.11%
2022-07-31 7 11 18 61.11%
2022-06-30 6 12 18 66.67%
2022-05-31 6 11 17 64.71%
2022-04-30 7 12 19 63.16%
2022-03-31 5 12 17 70.59%
2022-02-28 4 12 16 75.00%
2022-01-31 6 8 14 57.14%
2021-12-31 6 10 16 62.50%
2021-11-30 5 10 15 66.67%
2021-10-31 5 11 16 68.75%
2021-09-30 5 10 15 66.67%
2021-08-31 5 9 14 64.29%
2021-07-31 4 10 14 71.43%
2021-06-30 4 10 14 71.43%
2021-05-31 4 10 14 71.43%
2021-04-30 4 9 13 69.23%
2021-03-31 4 7 11 63.64%
2021-02-28 4 8 12 66.67%
2021-01-31 3 8 11 72.73%
2020-12-31 3 8 11 72.73%
2020-11-30 3 7 10 70.00%
2020-10-31 4 7 11 63.64%
2020-09-30 3 9 12 75.00%
2020-08-31 4 9 13 69.23%
2020-07-31 4 9 13 69.23%
2020-06-30 4 9 13 69.23%
2020-05-31 4 9 13 69.23%
2020-04-30 4 10 14 71.43%
2020-03-31 4 10 14 71.43%
2020-02-29 3 9 12 75.00%
2020-01-31 4 11 15 73.33%
2019-12-31 3 12 15 80.00%
2019-11-30 3 11 14 78.57%
2019-10-31 3 11 14 78.57%
2019-09-30 4 10 14 71.43%
2019-08-31 4 9 13 69.23%
2019-07-31 5 7 12 58.33%
2019-06-30 5 7 12 58.33%
2019-05-31 5 7 12 58.33%
2019-04-30 5 7 12 58.33%
2019-03-31 5 7 12 58.33%
2019-02-28 5 7 12 58.33%
2019-01-31 5 7 12 58.33%
2018-12-31 5 7 12 58.33%
2018-11-30 5 5 10 50.00%
2018-10-31 5 6 11 54.55%
2018-09-30 6 6 12 50.00%
2018-08-31 6 5 11 45.45%
2018-07-31 4 7 11 63.64%
2018-06-30 4 8 12 66.67%
2018-05-31 4 7 11 63.64%
2018-04-30 4 7 11 63.64%
2018-03-31 4 6 10 60.00%
2018-02-28 4 7 11 63.64%
2018-01-31 4 7 11 63.64%
2017-12-31 4 7 11 63.64%
2017-11-30 4 6 10 60.00%
2017-10-31 4 6 10 60.00%
2017-09-30 5 6 11 54.55%
2017-08-31 5 7 12 58.33%
2017-07-31 5 7 12 58.33%
2017-06-30 5 6 11 54.55%
2017-05-31 5 6 11 54.55%
2017-04-30 5 6 11 54.55%
2017-03-31 5 5 10 50.00%
2017-02-28 5 5 10 50.00%
2017-01-31 5 5 10 50.00%
2016-12-31 5 5 10 50.00%
2016-11-30 5 5 10 50.00%
2016-10-31 5 5 10 50.00%
2016-09-30 5 4 9 44.44%
2016-08-31 5 4 9 44.44%
2016-07-31 5 4 9 44.44%
2016-06-30 5 4 9 44.44%
2016-05-31 5 4 9 44.44%
2016-04-30 5 4 9 44.44%
2016-03-31 5 4 9 44.44%
2016-02-29 5 3 8 37.50%
2016-01-31 5 3 8 37.50%
2015-12-31 5 3 8 37.50%
2015-11-30 5 3 8 37.50%
2015-10-31 5 3 8 37.50%
2015-09-30 5 3 8 37.50%
2015-08-31 4 3 7 42.86%
2015-07-31 4 4 8 50.00%
2015-06-30 4 4 8 50.00%
2015-05-31 4 4 8 50.00%
2015-04-30 4 3 7 42.86%
2015-03-31 3 4 7 57.14%
2015-02-28 3 4 7 57.14%
2015-01-31 3 4 7 57.14%
2014-12-31 3 5 8 62.50%
2014-11-30 3 3 6 50.00%
2014-10-31 3 4 7 57.14%
2014-09-30 4 4 8 50.00%
2014-08-31 4 2 6 33.33%
2014-07-31 4 1 5 20.00%
2014-06-30 4 2 6 33.33%
2014-05-31 4 3 7 42.86%
2014-04-30 4 3 7 42.86%
2014-03-31 4 2 6 33.33%
2014-02-28 5 3 8 37.50%
2014-01-31 5 3 8 37.50%
2013-12-31 4 4 8 50.00%
2013-11-30 4 4 8 50.00%
2013-10-31 4 4 8 50.00%
2013-09-30 4 4 8 50.00%
2013-08-31 4 4 8 50.00%
2013-07-31 4 2 6 33.33%
2013-06-30 4 3 7 42.86%
2013-05-31 4 3 7 42.86%
2013-04-30 4 4 8 50.00%
2013-03-31 4 4 8 50.00%
2013-02-28 4 4 8 50.00%
2013-01-31 4 4 8 50.00%
2012-12-31 3 5 8 62.50%
2012-11-30 3 5 8 62.50%
2012-10-31 3 5 8 62.50%
2012-09-30 3 5 8 62.50%
2012-08-31 4 4 8 50.00%
2012-07-31 4 4 8 50.00%
2012-06-30 4 4 8 50.00%
2012-05-31 4 4 8 50.00%
2012-04-30 3 4 7 57.14%
2012-03-31 3 3 6 50.00%
2012-02-29 3 3 6 50.00%
2012-01-31 3 3 6 50.00%
2011-12-31 3 3 6 50.00%
2011-11-30 3 3 6 50.00%
2011-10-31 3 3 6 50.00%
2011-09-30 3 4 7 57.14%
2011-08-31 3 3 6 50.00%
2011-07-31 3 3 6 50.00%
2011-06-30 3 4 7 57.14%
2011-05-31 4 4 8 50.00%
2011-04-30 4 4 8 50.00%
2011-03-31 4 4 8 50.00%
2011-02-28 4 4 8 50.00%
2011-01-31 4 4 8 50.00%
2010-12-31 0 0 0 0.00%

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