NOMURA INTERNATIONAL (HONG KONG) LIMITED 野村國際(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-09-21 | 27 | 509 | 536 | 94.96% |
2024-08-31 | 27 | 507 | 534 | 94.94% |
2024-07-31 | 27 | 500 | 527 | 94.88% |
2024-06-30 | 30 | 509 | 539 | 94.43% |
2024-05-31 | 28 | 523 | 551 | 94.92% |
2024-04-30 | 26 | 528 | 554 | 95.31% |
2024-03-31 | 26 | 529 | 555 | 95.32% |
2024-02-29 | 27 | 529 | 556 | 95.14% |
2024-01-31 | 27 | 529 | 556 | 95.14% |
2023-12-31 | 28 | 534 | 562 | 95.02% |
2023-11-30 | 29 | 529 | 558 | 94.80% |
2023-10-31 | 29 | 523 | 552 | 94.75% |
2023-09-30 | 30 | 536 | 566 | 94.70% |
2023-08-31 | 31 | 525 | 556 | 94.42% |
2023-07-31 | 29 | 513 | 542 | 94.65% |
2023-06-30 | 29 | 516 | 545 | 94.68% |
2023-05-31 | 31 | 516 | 547 | 94.33% |
2023-04-30 | 29 | 525 | 554 | 94.77% |
2023-03-31 | 29 | 518 | 547 | 94.70% |
2023-02-28 | 28 | 523 | 551 | 94.92% |
2023-01-31 | 27 | 519 | 546 | 95.05% |
2022-12-31 | 29 | 534 | 563 | 94.85% |
2022-11-30 | 29 | 529 | 558 | 94.80% |
2022-10-31 | 28 | 531 | 559 | 94.99% |
2022-09-30 | 27 | 537 | 564 | 95.21% |
2022-08-31 | 27 | 536 | 563 | 95.20% |
2022-07-31 | 27 | 529 | 556 | 95.14% |
2022-06-30 | 27 | 529 | 556 | 95.14% |
2022-05-31 | 27 | 533 | 560 | 95.18% |
2022-04-30 | 25 | 529 | 554 | 95.49% |
2022-03-31 | 25 | 525 | 550 | 95.45% |
2022-02-28 | 25 | 521 | 546 | 95.42% |
2022-01-31 | 25 | 515 | 540 | 95.37% |
2021-12-31 | 25 | 512 | 537 | 95.34% |
2021-11-30 | 26 | 502 | 528 | 95.08% |
2021-10-31 | 26 | 499 | 525 | 95.05% |
2021-09-30 | 25 | 489 | 514 | 95.14% |
2021-08-31 | 24 | 494 | 518 | 95.37% |
2021-07-31 | 24 | 474 | 498 | 95.18% |
2021-06-30 | 27 | 475 | 502 | 94.62% |
2021-05-31 | 27 | 491 | 518 | 94.79% |
2021-04-30 | 24 | 496 | 520 | 95.38% |
2021-03-31 | 23 | 498 | 521 | 95.59% |
2021-02-28 | 22 | 507 | 529 | 95.84% |
2021-01-31 | 22 | 506 | 528 | 95.83% |
2020-12-31 | 21 | 507 | 528 | 96.02% |
2020-11-30 | 22 | 504 | 526 | 95.82% |
2020-10-31 | 22 | 508 | 530 | 95.85% |
2020-09-30 | 21 | 516 | 537 | 96.09% |
2020-08-31 | 22 | 518 | 540 | 95.93% |
2020-07-31 | 21 | 515 | 536 | 96.08% |
2020-06-30 | 19 | 521 | 540 | 96.48% |
2020-05-31 | 20 | 519 | 539 | 96.29% |
2020-04-30 | 16 | 523 | 539 | 97.03% |
2020-03-31 | 16 | 525 | 541 | 97.04% |
2020-02-29 | 15 | 525 | 540 | 97.22% |
2020-01-31 | 14 | 525 | 539 | 97.40% |
2019-12-31 | 15 | 522 | 537 | 97.21% |
2019-11-30 | 15 | 518 | 533 | 97.19% |
2019-10-31 | 15 | 515 | 530 | 97.17% |
2019-09-30 | 15 | 518 | 533 | 97.19% |
2019-08-31 | 16 | 521 | 537 | 97.02% |
2019-07-31 | 16 | 510 | 526 | 96.96% |
2019-06-30 | 16 | 503 | 519 | 96.92% |
2019-05-31 | 17 | 513 | 530 | 96.79% |
2019-04-30 | 17 | 515 | 532 | 96.80% |
2019-03-31 | 17 | 539 | 556 | 96.94% |
2019-02-28 | 16 | 544 | 560 | 97.14% |
2019-01-31 | 16 | 544 | 560 | 97.14% |
2018-12-31 | 16 | 544 | 560 | 97.14% |
2018-11-30 | 16 | 543 | 559 | 97.14% |
2018-10-31 | 16 | 543 | 559 | 97.14% |
2018-09-30 | 17 | 547 | 564 | 96.99% |
2018-08-31 | 17 | 535 | 552 | 96.92% |
2018-07-31 | 16 | 530 | 546 | 97.07% |
2018-06-30 | 15 | 532 | 547 | 97.26% |
2018-05-31 | 15 | 554 | 569 | 97.36% |
2018-04-30 | 14 | 544 | 558 | 97.49% |
2018-03-31 | 15 | 541 | 556 | 97.30% |
2018-02-28 | 16 | 537 | 553 | 97.11% |
2018-01-31 | 15 | 538 | 553 | 97.29% |
2017-12-31 | 15 | 530 | 545 | 97.25% |
2017-11-30 | 16 | 527 | 543 | 97.05% |
2017-10-31 | 15 | 528 | 543 | 97.24% |
2017-09-30 | 15 | 527 | 542 | 97.23% |
2017-08-31 | 15 | 524 | 539 | 97.22% |
2017-07-31 | 17 | 504 | 521 | 96.74% |
2017-06-30 | 17 | 510 | 527 | 96.77% |
2017-05-31 | 18 | 517 | 535 | 96.64% |
2017-04-30 | 19 | 527 | 546 | 96.52% |
2017-03-31 | 19 | 525 | 544 | 96.51% |
2017-02-28 | 18 | 528 | 546 | 96.70% |
2017-01-31 | 18 | 526 | 544 | 96.69% |
2016-12-31 | 18 | 520 | 538 | 96.65% |
2016-11-30 | 18 | 518 | 536 | 96.64% |
2016-10-31 | 18 | 516 | 534 | 96.63% |
2016-09-30 | 17 | 514 | 531 | 96.80% |
2016-08-31 | 17 | 510 | 527 | 96.77% |
2016-07-31 | 16 | 495 | 511 | 96.87% |
2016-06-30 | 16 | 490 | 506 | 96.84% |
2016-05-31 | 17 | 493 | 510 | 96.67% |
2016-04-30 | 17 | 500 | 517 | 96.71% |
2016-03-31 | 18 | 507 | 525 | 96.57% |
2016-02-29 | 19 | 510 | 529 | 96.41% |
2016-01-31 | 16 | 507 | 523 | 96.94% |
2015-12-31 | 16 | 503 | 519 | 96.92% |
2015-11-30 | 16 | 495 | 511 | 96.87% |
2015-10-31 | 16 | 482 | 498 | 96.79% |
2015-09-30 | 17 | 475 | 492 | 96.54% |
2015-08-31 | 16 | 481 | 497 | 96.78% |
2015-07-31 | 15 | 464 | 479 | 96.87% |
2015-06-30 | 16 | 463 | 479 | 96.66% |
2015-05-31 | 17 | 464 | 481 | 96.47% |
2015-04-30 | 17 | 455 | 472 | 96.40% |
2015-03-31 | 16 | 457 | 473 | 96.62% |
2015-02-28 | 14 | 459 | 473 | 97.04% |
2015-01-31 | 14 | 454 | 468 | 97.01% |
2014-12-31 | 15 | 465 | 480 | 96.88% |
2014-11-30 | 16 | 459 | 475 | 96.63% |
2014-10-31 | 16 | 459 | 475 | 96.63% |
2014-09-30 | 17 | 456 | 473 | 96.41% |
2014-08-31 | 18 | 447 | 465 | 96.13% |
2014-07-31 | 17 | 449 | 466 | 96.35% |
2014-06-30 | 17 | 449 | 466 | 96.35% |
2014-05-31 | 17 | 443 | 460 | 96.30% |
2014-04-30 | 16 | 440 | 456 | 96.49% |
2014-03-31 | 17 | 433 | 450 | 96.22% |
2014-02-28 | 17 | 431 | 448 | 96.21% |
2014-01-31 | 16 | 431 | 447 | 96.42% |
2013-12-31 | 16 | 428 | 444 | 96.40% |
2013-11-30 | 15 | 422 | 437 | 96.57% |
2013-10-31 | 17 | 416 | 433 | 96.07% |
2013-09-30 | 17 | 419 | 436 | 96.10% |
2013-08-31 | 15 | 438 | 453 | 96.69% |
2013-07-31 | 15 | 436 | 451 | 96.67% |
2013-06-30 | 15 | 433 | 448 | 96.65% |
2013-05-31 | 15 | 449 | 464 | 96.77% |
2013-04-30 | 14 | 453 | 467 | 97.00% |
2013-03-31 | 13 | 460 | 473 | 97.25% |
2013-02-28 | 14 | 492 | 506 | 97.23% |
2013-01-31 | 12 | 499 | 511 | 97.65% |
2012-12-31 | 13 | 508 | 521 | 97.50% |
2012-11-30 | 14 | 525 | 539 | 97.40% |
2012-10-31 | 14 | 520 | 534 | 97.38% |
2012-09-30 | 15 | 523 | 538 | 97.21% |
2012-08-31 | 16 | 546 | 562 | 97.15% |
2012-07-31 | 16 | 545 | 561 | 97.15% |
2012-06-30 | 17 | 542 | 559 | 96.96% |
2012-05-31 | 17 | 547 | 564 | 96.99% |
2012-04-30 | 16 | 548 | 564 | 97.16% |
2012-03-31 | 16 | 550 | 566 | 97.17% |
2012-02-29 | 14 | 557 | 571 | 97.55% |
2012-01-31 | 14 | 561 | 575 | 97.57% |
2011-12-31 | 15 | 557 | 572 | 97.38% |
2011-11-30 | 15 | 557 | 572 | 97.38% |
2011-10-31 | 16 | 581 | 597 | 97.32% |
2011-09-30 | 16 | 568 | 584 | 97.26% |
2011-08-31 | 16 | 549 | 565 | 97.17% |
2011-07-31 | 14 | 528 | 542 | 97.42% |
2011-06-30 | 14 | 545 | 559 | 97.50% |
2011-05-31 | 14 | 569 | 583 | 97.60% |
2011-04-30 | 13 | 586 | 599 | 97.83% |
2011-03-31 | 13 | 584 | 597 | 97.82% |
2011-02-28 | 12 | 577 | 589 | 97.96% |
2011-01-31 | 11 | 570 | 581 | 98.11% |
2010-12-31 | 11 | 562 | 573 | 98.08% |
2010-11-30 | 12 | 571 | 583 | 97.94% |
2010-10-31 | 11 | 571 | 582 | 98.11% |
2010-09-30 | 11 | 566 | 577 | 98.09% |
2010-08-31 | 12 | 561 | 573 | 97.91% |
2010-07-31 | 13 | 545 | 558 | 97.67% |
2010-06-30 | 14 | 561 | 575 | 97.57% |
2010-05-31 | 13 | 573 | 586 | 97.78% |
2010-04-30 | 14 | 612 | 626 | 97.76% |
2010-03-31 | 14 | 600 | 614 | 97.72% |
2010-02-28 | 15 | 598 | 613 | 97.55% |
2010-01-31 | 15 | 596 | 611 | 97.55% |
2009-12-31 | 15 | 584 | 599 | 97.50% |
2009-11-30 | 15 | 582 | 597 | 97.49% |
2009-10-31 | 13 | 580 | 593 | 97.81% |
2009-09-30 | 13 | 596 | 609 | 97.87% |
2009-08-31 | 12 | 599 | 611 | 98.04% |
2009-07-31 | 12 | 602 | 614 | 98.05% |
2009-06-30 | 11 | 617 | 628 | 98.25% |
2009-05-31 | 11 | 625 | 636 | 98.27% |
2009-04-30 | 10 | 636 | 646 | 98.45% |
2009-03-31 | 12 | 699 | 711 | 98.31% |
2009-02-28 | 12 | 687 | 699 | 98.28% |
2009-01-31 | 12 | 670 | 682 | 98.24% |
2008-12-31 | 13 | 658 | 671 | 98.06% |
2008-11-30 | 12 | 716 | 728 | 98.35% |
2008-10-31 | 11 | 706 | 717 | 98.47% |
2008-09-30 | 10 | 311 | 321 | 96.88% |
2008-08-31 | 10 | 312 | 322 | 96.89% |
2008-07-31 | 9 | 299 | 308 | 97.08% |
2008-06-30 | 9 | 289 | 298 | 96.98% |
2008-05-31 | 9 | 292 | 301 | 97.01% |
2008-04-30 | 9 | 290 | 299 | 96.99% |
2008-03-31 | 11 | 289 | 300 | 96.33% |
2008-02-29 | 10 | 278 | 288 | 96.53% |
2008-01-31 | 10 | 272 | 282 | 96.45% |
2007-12-31 | 11 | 266 | 277 | 96.03% |
2007-11-30 | 11 | 254 | 265 | 95.85% |
2007-10-31 | 12 | 244 | 256 | 95.31% |
2007-09-30 | 11 | 229 | 240 | 95.42% |
2007-08-31 | 11 | 228 | 239 | 95.40% |
2007-07-31 | 11 | 213 | 224 | 95.09% |
2007-06-30 | 11 | 215 | 226 | 95.13% |
2007-05-31 | 12 | 219 | 231 | 94.81% |
2007-04-30 | 12 | 219 | 231 | 94.81% |
2007-03-31 | 12 | 219 | 231 | 94.81% |
2007-02-28 | 12 | 215 | 227 | 94.71% |
2007-01-31 | 12 | 209 | 221 | 94.57% |
2006-12-31 | 11 | 202 | 213 | 94.84% |
2006-11-30 | 10 | 202 | 212 | 95.28% |
2006-10-31 | 10 | 197 | 207 | 95.17% |
2006-09-30 | 10 | 196 | 206 | 95.15% |
2006-08-31 | 10 | 198 | 208 | 95.19% |
2006-07-31 | 10 | 195 | 205 | 95.12% |
2006-06-30 | 13 | 196 | 209 | 93.78% |
2006-05-31 | 12 | 195 | 207 | 94.20% |
2006-04-30 | 12 | 197 | 209 | 94.26% |
2006-03-31 | 12 | 199 | 211 | 94.31% |
2006-02-28 | 12 | 200 | 212 | 94.34% |
2006-01-31 | 12 | 195 | 207 | 94.20% |
2005-12-31 | 12 | 177 | 189 | 93.65% |
2005-11-30 | 13 | 171 | 184 | 92.93% |
2005-10-31 | 13 | 163 | 176 | 92.61% |
2005-09-30 | 13 | 163 | 176 | 92.61% |
2005-08-31 | 13 | 159 | 172 | 92.44% |
2005-07-31 | 13 | 154 | 167 | 92.22% |
2005-06-30 | 13 | 150 | 163 | 92.02% |
2005-05-31 | 13 | 148 | 161 | 91.93% |
2005-04-30 | 12 | 149 | 161 | 92.55% |
2005-03-31 | 8 | 150 | 158 | 94.94% |
2005-02-28 | 4 | 151 | 155 | 97.42% |
2005-01-31 | 3 | 154 | 157 | 98.09% |
2004-12-31 | 2 | 153 | 155 | 98.71% |
2004-11-30 | 2 | 153 | 155 | 98.71% |
2004-10-31 | 2 | 153 | 155 | 98.71% |
2004-09-30 | 2 | 148 | 150 | 98.67% |
2004-08-31 | 1 | 146 | 147 | 99.32% |
2004-07-31 | 1 | 147 | 148 | 99.32% |
2004-06-30 | 2 | 148 | 150 | 98.67% |
2004-05-31 | 2 | 145 | 147 | 98.64% |
2004-04-30 | 2 | 146 | 148 | 98.65% |
2004-03-31 | 2 | 142 | 144 | 98.61% |
2004-02-29 | 2 | 141 | 143 | 98.60% |
2004-01-31 | 2 | 139 | 141 | 98.58% |
2003-12-31 | 2 | 138 | 140 | 98.57% |
2003-11-30 | 2 | 141 | 143 | 98.60% |
2003-10-31 | 2 | 143 | 145 | 98.62% |
2003-09-30 | 2 | 137 | 139 | 98.56% |
2003-08-31 | 2 | 136 | 138 | 98.55% |
2003-07-31 | 2 | 133 | 135 | 98.52% |
2003-06-30 | 2 | 132 | 134 | 98.51% |
2003-05-31 | 2 | 128 | 130 | 98.46% |
2003-04-30 | 2 | 122 | 124 | 98.39% |
2003-03-31 | 2 | 127 | 129 | 98.45% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy